8-K
filed November 24, 2025, 6:59 PM ET
ticker VIVK
CIK 0001450704
other material
confidence high
sentiment neutral
materiality 0.50
Vivakor issues 4.85M shares upon conversion of $304K in convertible notes
Vivakor, Inc.
- Two holders converted $180,467 of Notes into 2,920,639 unregistered shares.
- Lender J.J. Astor & Co. converted $123,693 of Initial Note into 1,928,188 shares, fully satisfying the note.
- Shares issued without Rule 144 restrictive legends based on legal opinion; exempt under Section 4(a)(2).
- Conversions occurred on Nov 19-20, 2025; company previously issued $575,000 Notes in May 2025.
Key facts
Extracted from this filing and checked against the source text.
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.9
Vivakor, Inc. issued 1,928,188 shares of the Company’s common stock of common stock to J.J. Astor & Co. for $123,693.24 of the Principal Amount.
- Security
- common stock
- Shares
- 1,928,188 shares of the Company’s common stock
- Purchaser
- J.J. Astor & Co.
- Consideration
- $123,693.24 of the Principal Amount
Exact text from the filing
the Company received a Notice of Conversion from the Lender each converting $123,693.24 of the Principal Amount of the Initial Note into 1,928,188 shares of the Company’s common stock
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.9
Vivakor, Inc. issued convertible note to several accredited investors for aggregate principal amount of $575,000.
- Security
- convertible note
- Purchaser
- several accredited investors
- Consideration
- aggregate principal amount of $575,000
Exact text from the filing
the Company issued convertible promissory notes (the “Notes”), to several accredited investors (the “Holders”), in the aggregate principal amount of $575,000
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.9
Vivakor, Inc. issued convertible note to J.J. Astor & Co. for principal amount of $6,625,000.
- Security
- convertible note
- Purchaser
- J.J. Astor & Co.
- Consideration
- principal amount of $6,625,000
Exact text from the filing
issued a junior secured convertible promissory note (the “Initial Note”) to J.J. Astor & Co. (the “Lender”), in the principal amount of $6,625,000
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.9
Vivakor, Inc. issued 2,920,639 shares of the Company’s common stock of common stock to two of the Holders for aggregate of $180,467.07 of the principal amount and interest.
- Security
- common stock
- Shares
- 2,920,639 shares of the Company’s common stock
- Purchaser
- two of the Holders
- Consideration
- aggregate of $180,467.07 of the principal amount and interest
Exact text from the filing
from two of the Holders converting an aggregate of $180,467.07 of the principal amount and interest due under the Notes into 2,920,639 shares of the Company’s common stock
View on SEC.gov
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