Heliogen, Inc.: Nasdaq/NYSE listing notice — Heliogen receives NYSE delisting notice; trading suspended, OTC trading begins Nov 8

Heliogen, Inc.

NYSE determined to delist common stock (HLGN) and warrants (HLGN.W) due to average global market cap below $15M over 30 trading days.
Trading suspended immediately; Company intends to appeal the NYSE's delisting determination.
Common stock and warrants expected to begin OTC trading on Nov 8 under symbols HLGN and HLGNW.
Company has applied for OTCQX quotation for common stock and, if eligible, warrants.
CEO Christie Obiaya expressed confidence in growth strategy and strong cash position.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Heliogen, Inc. received a nyse delisting notice notice regarding market value (rules 802.01B).

Exchange: nyse
Notice: delisting notice
Deficiency: market value
Rules: 802.01B

Exact text from the filing

November 7, 2023, Heliogen, Inc. (the “Company”) received a letter from the staff of New York Stock Exchange (“NYSE”) Regulation notifying the Company that it had determined to commence proceedings to delist the Company’s common stock (NYSE: HLGN) and the Company’s public warrants to purchase common stock (NYSE: HLGN.W) from the NYSE. Trading in these securities was immediately suspended. The NYSE Regulation reached its decision to delist these securities pursuant to Section 802.01B of the NYSE’s Listed Company Manual because the Company had fallen below the NYSE’s continued listing standard r

View on SEC.gov

Browse all listing & compliance notices →

Source: SEC EDGAR

accession 0001840292-23-000040

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.