Rockley Photonics Holdings Ltd: Nasdaq/NYSE listing notice — Rockley Photonics receives NYSE delisting notice for market cap & equity below $50M

Rockley Photonics Holdings Ltd

NYSE notice on Dec 9, 2022: average market cap below $50M over 30 trading days and stockholders' equity below $50M.
Ticker symbol will receive '.BC' designation indicating non-compliance with listing standards.
Rockley to submit a business plan within 45 days to regain compliance within 18 months.
Failure to regain compliance may lead to suspension and delisting of common stock.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Rockley Photonics Holdings Ltd received a nyse deficiency notice notice regarding market value (rules 802.01B, 802.02).

Exchange: nyse
Notice: deficiency notice
Deficiency: market value
Rules: 802.01B, 802.02

Exact text from the filing

December 9, 2022, Rockley Photonics Holdings Limited (the “Company”) received a letter from the New York Stock Exchange (“NYSE”) notifying it that the Company is not in compliance with the continued listing requirement in Section 802.01B of the NYSE’s Listed Company Manual because the Company’s market capitalization fell below $50 million over a 30 trading day period and its stockholders’ equity is less than $50 million. In accordance with Section 802.02 of the NYSE’s Listed Company Manual, the Company intends to submit a business plan to the NYSE within 45 days that shows how the Company plan

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Source: SEC EDGAR

accession 0001852117-22-000449

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