Expion360 Inc. (XPON): Nasdaq/NYSE listing notice — Expion360 raises $5.65M via warrant exercise; regains Nasdaq equity compliance

Expion360 Inc.

Exercise prices reduced from $5.206/$2.36 to $1.31; 4.88M shares issued for ~$5.65M net cash.
Pro forma equity rises from $2.07M to $12.21M; $4.49M suspended liability eliminated.
Nasdaq notified equity deficiency on Aug 20; company believes compliance regained, submitted docs.

item 1.01 item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.82

Expion360 Inc. received a nasdaq compliance regained notice regarding late filing (rules 5550(b)(1)).

Exchange: nasdaq
Notice: compliance regained
Deficiency: late filing
Rules: 5550(b)(1)

Exact text from the filing

August 20, 2025, the Company received a notification letter (the “ Notice ”) from the Nasdaq Listing Qualifications department of The Nasdaq Stock Market (“ Nasdaq ”) notifying the Company that the stockholders’ equity balance reported in the Q2 Quarterly Report was below the $2.5 million required minimum for continued listing on the Nasdaq Capital Market as set forth in Nasdaq Listing Rule 5550(b)(1) (the “ Equity Rule ”). The Notice also provided that the Company has 45 calendar days to submit a plan to regain compliance. However, the Company believes that, as a result of the positive impact

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5 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Expion360 Inc. filing history →

Source: SEC EDGAR

accession 0001903596-25-000433

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