Highest-materiality recent filing
AB preliminary AUM $881B at April 30, up 5% from March; net outflows persist
AUM increased to $881B from $839B at March 31, 2026, a 5% increase.
AllianceBernstein Q1 2026: GAAP EPU $0.92 (+37% YoY), net outflows $6.3B
GAAP net revenues $1.20B (+11% YoY), operating income $326.8M (+38%), GAAP margin 26.1% (up 430 bps).
AB reports Q4 GAAP EPU $0.90, adjusted $0.96; AUM record $867B
GAAP diluted EPU $0.90 in Q4 2025 vs $0.94 in Q4 2024; adjusted EPU $0.96 vs $1.05.
AllianceBernstein Q3 adjusted EPU $0.86, up 12% YoY; distribution raised to $0.86
GAAP EPU $0.79, adjusted EPU $0.86; cash distribution $0.86 per unit (+12% YoY).
AB preliminary AUM rises to $860B in Sept; net inflows ex EQH-RGA $1.8B
Preliminary AUM $860B as of Sept 30, up 2% from $844B at Aug 31.
AllianceBernstein Q2 adjusted EPU $0.76 (+7% YoY); AUM record $829B but active outflows $4.8B
GAAP EPU $0.64, down 35% YoY; adjusted EPU $0.76, up 7% YoY; cash distribution $0.76 per unit.
AllianceBernstein and Equitable Holdings exchange 19.68M units; AB Holding Units retired
Amended exchange agreement increased available units for exchange from 4,788,806 to 19,682,946.
GAAP net income $0.67 per unit; adjusted net income $0.80 per unit, up 9.6% YoY.
AllianceBernstein Q4 GAAP EPU $0.94 (up 32%), adj EPU $1.05 (up 36%); distribution $1.05
GAAP Q4 net revenues $1.258B (+15%), op income $317.5M (+33%), margin 25.0% (440 bps YoY increase).
AllianceBernstein Dec 2024 AUM falls to $792B, quarterly net outflows $5.0B
Preliminary AUM $792B at Dec 31, 2024, down 2.6% from $813B at Nov 30, 2024.
AB issues ~9.4M units to EQH for $150M cash and unit exchange; funds debt paydown, growth
Sold 4,215,140 AB Units to EQH at $35.59/unit ($150M cash); proceeds for debt repayment and insurance asset mgmt investments.
AllianceBernstein Q3 GAAP EPU $1.12, adjusted $0.77; AUM reaches $805.9B
GAAP diluted EPU of $1.12 vs $0.50 YoY; adjusted diluted EPU of $0.77 vs $0.65 YoY.
AllianceBernstein Q2 2024 adjusted EPU $0.71, up 16% YoY; AUM $769.5B
GAAP diluted EPU $0.99, up 87% YoY; adjusted diluted EPU $0.71, up 16% YoY.
AllianceBernstein Q1 GAAP EPU $0.67, adjusted $0.73; revenue up 7.8% YoY, AUM $758.7B
GAAP diluted EPU $0.67; adjusted diluted EPU $0.73; cash distribution $0.73/unit, up 10.6% YoY.
AllianceBernstein completes equity research JV with SocGen; receives $304M cash
JV closed April 1; AB owns majority in North America, SocGen majority internationally.
AB Q4 GAAP EPU $0.71 (adj. $0.77); full-year EPU down 13% YoY; distribution $0.77
GAAP Q4 net revenues $1.09B (+10.2% YoY); operating income $238.5M (+17.1%); GAAP margin 20.6%.
AllianceBernstein December 2023 AUM rises 4% to $725B, driven by market appreciation
Preliminary AUM at Dec 31, 2023: $725B, up from $696B at Nov 30, 2023 (+4%).
AllianceBernstein appoints Jackie Marks as CFO effective March 1, 2024
Jackie Marks, former Conde Nast CFO, joins AB as CFO effective March 1, 2024; replaces interim CFO Bill Siemers.
accepted the resignation as a Non-Independent Director of Jeff Hurd, Chief Operating Officer of Equitable Holdings, Inc. (“EQH”) effective May 22, 2025.
Robin Raju, age 43, Chief Financial Officer of EQH, was appointed to the Board as a Non-Independent Director, effective May 22, 2025.
Simultaneously, AB mutually agreed to a separation with Ms. Jackie Marks, AB’s CFO since March 1, 2024, effective March 12, 2025.
In addition, AB appointed Ms. Alexis Luckey, age 42, to the position of Chief Accounting Officer.
Effective May 15, 2024, Bruce Holley, Managing Director of Alvarez & Marsal’s Financial Services Industry practice, joined the Board and the Audit and Risk Committee of the Board.
Nella Domenici has resigned from the Board of Directors of AllianceBernstein Corporation, general partner of AllianceBernstein L.P. and AllianceBernstein Holding L.P., effective January 16, 2024.
On January 8, 2024 AllianceBernstein L.P. (" ABLP ") and AllianceBernstein Holding L.P. (together with ABLP, " AB ") announced the appointment of Jackie Marks as Chief Financial Officer (" CFO "), effective March 1, 2024.
Bill Siemers will remain acting Interim Chief Financial officer until February 29, 2024, at which point he will transition into the role of a Senior Advisor to AB.
On August 21, 2023, Thomas Simeone, age, 45, who joined AllianceBernstein Corporation (the “Corporation”), general partner of AllianceBernstein L.P. (“ABLP”) and AllianceBernstein Holding L.P. (together with ABLP and the Corporation, “AB”), in 2004, and has been Senior Vice President and Assistant Controller of AB since 2018, was appointed Controller and Chief Accounting Officer of AB.
On May 31, 2023, Kate Burke notified AllianceBernstein Holding L.P. (“AB”) of her resignation from her positions as Chief Operating Officer and Chief Financial Officer, effective May 31, 2023, to become the president of a large privately-owned asset management firm.
AB appointed William R. Siemers, AB's Controller and Chief Accounting Officer, as Interim Chief Financial Officer, effective immediately.
AB appointed Karl Sprules, AB's Head of Global Technology & Operations, as Chief Operating Officer, effective immediately.
Max materiality 0.80 · Median 0.50 · Most common event other_material