Highest-materiality recent filing
Ameriprise issues $750M in senior notes in two tranches
$300M of 4.800% Senior Notes due 2031; $450M of 5.350% Senior Notes due 2036.
Columbia Threadneedle Global CIO William Davies to retire June 30; CEO Truscott interim
William Davies retires after 33 years at firm, effective June 30, 2026.
Ameriprise shareholders re-elect all 8 directors, ratify auditor, approve say-on-pay
All eight director nominees elected with 65.7M to 72.5M votes for; broker non-votes of 5.5M.
GAAP EPS $9.68 (up 66% YoY); adj. operating EPS $11.26 (up 19%), record high.
Ameriprise Financial President Joseph Sweeney to retire on April 3, 2026
Joseph E. Sweeney, President, Advice & Wealth Management Products & Service Delivery, retiring.
Ameriprise Q4 adj EPS $10.83 vs $9.36 YoY; full-year adj EPS $39.29; record AUM $1.7T
Q4 adj operating EPS $10.83 (+16% YoY); GAAP EPS $10.47; full-year adj EPS $39.29 (+14%).
Ameriprise appoints Liane J. Pelletier to board effective Nov 12, 2025; joins Audit & Risk Committee
Appointed director effective Nov 12, 2025; also joins Audit and Risk Committee.
Ameriprise Q3 adjusted EPS $9.87, up 22% YoY; record AUM $1.7T
GAAP EPS $9.33 vs $5.00; adjusted operating EPS $9.87 vs $8.10.
Ameriprise Q2 adjusted EPS $9.11, +7% YoY; record AUM $1.6T
Adjusted operating EPS $9.11 (+7% YoY); GAAP EPS $10.73; net revenue $4.3B (+4%).
Ameriprise shareholders elect all eight director nominees at 2025 annual meeting
All eight director nominees elected with 71-78M votes for each; lowest was Cracchiolo with 71.4M.
Ameriprise Q1 adjusted EPS $9.50, up 13%; authorizes $4.5B buyback, raises dividend 8%
GAAP EPS $5.83 vs $9.46 YoY; adjusted operating EPS $9.50 vs $8.39, up 13%.
Ameriprise issues $750M of 5.200% Senior Notes due 2035
Issued $750M principal amount of 5.200% Senior Notes due 2035 on February 28, 2025.
Appoints Glynis A. Bryan as director, effective March 1, 2025
Glynis A. Bryan appointed as director, effective March 1, 2025, and joins Audit and Risk Committee.
Ameriprise Q4 adjusted EPS $9.54 (+23% YoY); full-year net income $3.4B
Q4 GAAP net income $1.07B ($10.58 diluted EPS) vs $377M a year ago.
Ameriprise enters $1B revolving credit facility maturing Nov 2029 with $1.25B accordion
Unsecured facility replaces June 2021 credit agreement; maturity extended to Nov 23, 2029, with up to two 1-year extensions.
Ameriprise Q3 adjusted EPS $9.02, up 17%; AWM earnings record $826M
Adjusted operating EPS ex unlocking/severance $9.02 (+17% YoY); GAAP EPS $5.00 (down 39% on market impacts).
Ameriprise Q2 adj. op. EPS $8.53 (+15% YoY); returns $693M to shareholders
Adjusted operating EPS $8.53 (+15% YoY); GAAP EPS $8.02.
Ameriprise shareholders approve officer exculpation charter amendment, elect directors
Charter amendment to exculpate officers as permitted by Delaware law effective April 25, 2024.
Ameriprise Q1 adjusted EPS $8.39, up 16% YoY; raises dividend 10%
Adjusted operating EPS $8.39 vs $7.25; GAAP EPS $9.46 vs $3.79 (prior-year included unfavorable market impacts).
Ameriprise Q4 adjusted operating EPS $7.20, up 10% YoY; GAAP EPS $3.57 down 39%
Adjusted operating EPS $7.20, up 10% YoY; full year $28.86 (+14% YoY).
Ameriprise issues $600M of 5.700% Senior Notes due 2028
Issued $600M principal amount of 5.700% Senior Notes due 2028.
Adjusted operating EPS ex unlocking $7.68 vs $6.35 prior year, up 21%; GAAP diluted EPS $8.14.
Ameriprise Q2 adjusted EPS $7.44 up 30% YoY; Wealth Mgmt margin record 31.2%
GAAP EPS $8.21 (vs $5.37); adjusted operating EPS $7.44 (vs $5.72), up 30%.
Ameriprise board adopts annual say-on-pay vote following shareholder advisory vote
Board of Directors adopted annual advisory vote on named executive compensation on June 6, 2023.
Shareholders approved the 2005 Incentive Compensation Plan as amended and restated: 75.1M for, 9.8M against, 254K abstentions.
Ameriprise Q1 adjusted EPS $7.25 beats prior year $5.82; raises dividend 8% to $1.35
Q1 adjusted operating EPS $7.25, up 25% YoY; GAAP EPS $3.79 vs $7.10 due to market impact on derivatives.
Ameriprise Financial recasts 2021-2022 results for LDTI adoption; no impact on cash flows or capital
Provides recast GAAP and operating results for 2021 and 2022 under new long-duration contracts accounting standard (LDTI).
Ameriprise issues $750M of 5.150% Senior Notes due 2033
Issued $750M principal amount of 5.150% Senior Notes maturing 2033 on March 9, 2023.
Ameriprise Q4 adj. operating EPS $6.94 (+13% YoY); AWM margin record 30%
Q4 adjusted operating EPS $6.94 vs $6.15 last year; GAAP EPS $4.43 (down 26% YoY).
Ameriprise Q3 adj. operating EPS ex. unlocking $6.43, up 9% YoY; Wealth Management earnings up 30%
GAAP EPS $4.86 vs $8.65 prior year; net income $548M down 47% due to prior-year reinsurance gains.
Director Lon Greenberg resigns; Armando Pimentel appointed to Ameriprise board
Lon Greenberg resigned from the Board effective Sept. 14, 2022, citing personal commitments, no disagreement with the company.
Ameriprise Q2 adj. EPS $5.81, up 10% YoY; wealth mgmt earnings up 16%
GAAP EPS $6.61 vs $4.88; adj. operating EPS $5.81 vs $5.27, up 10%.
Ameriprise appoints Dawn Brockman as interim controller and principal accounting officer
John Hutt promoted to EVP-Finance in March; steps down as Principal Accounting Officer.
Ameriprise issues $500M of 4.500% Senior Notes due 2032
Issued $500M aggregate principal of 4.500% Senior Notes due 2032 on May 13, 2022.
Ameriprise Financial 2022 annual meeting results: all proposals pass
86.8% of 110,577,197 shares voted at April 27 annual meeting.
Ameriprise Q1 adjusted EPS $5.98 (+10% YoY); raises dividend 11% to $1.25
GAAP net income $761M ($6.55 diluted EPS) vs $437M ($3.58) a year ago.
Ameriprise promotes John Hutt to EVP – Finance; Controller transition underway
John Hutt promoted to Executive Vice President – Finance, effective March 16, 2022.
Ameriprise Q4 adjusted EPS $6.15, up 36%; record AUM $1.4T; new $3B buyback
Adjusted operating EPS of $6.15, a record quarter, up 36% YoY; GAAP EPS $5.96 vs $1.43.
Ameriprise Q3 adjusted EPS ex-unlocking $5.91, +38% YoY; AUM $1.2T, net inflows $14B
GAAP net income $1,031M ($8.65/sh) vs loss $140M year ago; adjusted operating earnings $699M.
Ameriprise Q2 adjusted operating EPS $5.27, up 39% YoY; AUM record $1.2T
GAAP EPS $4.88; adjusted operating EPS $5.27 vs $3.78 prior year excl. NOL tax impact.
On May 20, 2026, Ameriprise Financial, Inc. (the “Company”) announced that William Davies, Executive Vice President and Global Chief Investment Officer, has made the decision to retire from the Company on June 30, 2026.
the Board of the Company appointed Glynis A. Bryan as a director of the Company to be effective March 1, 2025.
On September 7, 2022, Lon Greenberg submitted notice of his resignation from the Board of Directors (“Board”) of Ameriprise Financial, Inc. (the “Company”) effective as of September 14, 2022.
On September 9, 2022, upon the recommendation of its Nominating and Governance Committee, the Board of the Company appointed Armando Pimentel, Jr. as a director of the Company to be effective September 15, 2022.
On June 21, 2022, the Company announced that Dawn Brockman will assume the role of Interim Controller and Principal Accounting Officer on July 1, 2022.
On March 16, 2022, Ameriprise Financial, Inc. announced that John Hutt, Senior Vice President, Corporate Finance, Controller, and Principal Accounting Officer was promoted to Executive Vice President – Finance and would continue to serve as Principal Accounting Officer until his replacement was determined.
On March 16, 2022, Ameriprise Financial, Inc. announced that John Hutt, Senior Vice President, Corporate Finance, Controller, and Principal Accounting Officer has been promoted to Executive Vice President – Finance and will be transitioning from his role as Controller later this year.
Max materiality 0.85 · Median 0.62 · Most common event earnings