Source-grounded facts extracted from AQUABOUNTY TECHNOLOGIES INC's SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
AQUABOUNTY TECHNOLOGIES INC: Corrected a scrivener's error in the Certificate of Designations for Series A Convertible Preferred Stock, changing the initial conversion price from $18.2580 to $0.9129 per share.
“The Certificate of Correction corrects a scrivener’s error in Section 8.1(a) of the Certificate of Designations relating to the initial conversion price of the Series A Convertible Preferred Stock.”
AQUABOUNTY TECHNOLOGIES INC issued preferred stock.
“Item 3.03 Material Modifications to Rights of Security Holders. In connection with the transactions described in Item 1.01, on April 7, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series A Preferred Stock.”
AQUABOUNTY TECHNOLOGIES INC issued 27,386 shares of Series A Preferred Stock of preferred stock to a certain purchaser for aggregate cash consideration of $500,000.
“On April 7, 2026, the Company also entered into a preferred stock purchase agreement (the “Purchase Agreement”) with a certain purchaser, pursuant to which the Company issued and sold 27,386 shares of Series A Preferred Stock, which are convertible into up to 547,705 shares of Common Stock, for aggregate cash consideration of $500,000 in a private placement”
AQUABOUNTY TECHNOLOGIES INC issued 236,367 shares of Series A Convertible Preferred Stock of preferred stock to certain holders of the Company’s outstanding senior notes for $4,000,000 of principal amount plus $315,616.44 of accrued and unpaid interest.
“On April 7, 2026, AquaBounty Technologies, Inc. (the “Company”) entered into securities exchange agreements (the “Exchange Agreements”) with certain holders of the Company’s outstanding senior notes, pursuant to which an aggregate of $4,000,000 of principal amount plus $315,616.44 of accrued and unpaid interest was exchanged for an aggregate of 236,367 shares of the Company’s Series A Convertible Preferred Stock”
AQUABOUNTY TECHNOLOGIES INC: Filed Certificate of Designations establishing rights, preferences and privileges of Series A Preferred Stock (effective 2026-04-07).
“on April 7, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series A Preferred Stock.”
AQUABOUNTY TECHNOLOGIES INC entered into Placement Agency Agreement with Univest Securities, LLC valued at 7.0% of the aggregate gross proceeds (effective 2026-02-11).
“On February 11, 2026, the Company entered into a Placement Agency Agreement (the “Placement Agency Agreement”) with Univest Securities, LLC (the “Placement Agent”), pursuant to which the Company engaged the Placement Agent to act as its exclusive placement agent on a reasonable best efforts basis. Under the Placement Agency Agreement, the Company has agreed to pay the Placement Agent a cash fee equal to 7.0% of the aggregate gross proceeds received by the Company in the Offering and to reimburse certain of the Placement Agent’s expenses, including legal fees, in an amount not to exceed $30,000.”
AQUABOUNTY TECHNOLOGIES INC entered into Securities Purchase Agreement with certain purchasers named therein valued at approximately $1,150,000 (effective 2026-02-11).
“On February 11, 2026, AquaBounty Technologies, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”) with certain purchasers named therein (the “Purchasers”), pursuant to which the Company agreed to issue and sell an aggregate of 1,269,509 shares of its common stock, par value $0.001 per share (the “Common Stock”), pre - funded warrants to purchase an aggregate of 67,706 shares of Common Stock (the “Pre-Funded Warrants”), and the 67,706 shares of Common Stock underlying the Pre-Funded Warrants (the “Pre-Funded Warrant Shares” and, together with the Pre-Funded Warrants and the Common Stock, the “Offering Securities”), at an offering price of $0.86 per share of Common Stock or $0.859 per Pre-Funded Warrant, as applicable, in a registered direct offering (the “Offering”).”
AQUABOUNTY TECHNOLOGIES INC incurred senior notes of $4,000,000 with certain investors at 18% per annum maturing 18 months from closing.
“On October 28, 2025, AquaBounty Technologies, Inc. (the “Company”) entered into Note Purchase Agreements, each substantially in the form attached as Exhibit 10.1 attached hereto (the “Agreements” or “Note Purchase Agreements”), with certain investors (the “Investors”), providing for the issuance and sale of Senior Notes at par in an aggregate principal amount of $4,000,000 (the “Senior Notes”) in a private placement transaction.”
AQUABOUNTY TECHNOLOGIES INC received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2), 5810(c)(3)(A)).
“Company that, for the last 32 consecutive business days, the closing bid price for its common stock, par value $0.001 per share (the “Common Stock”), had closed below the $1.00 per share minimum bid price requirement for continued listing on the Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”). The Notice has no immediate effect on the Company’s listing on the Nasdaq Capital Market or on the trading of the Common Stock, which continues to trade under the symbol “AQB”. In accordance with Nasdaq Listing Rule 5810(c)(3)(A), the Company has a c”
AQUABOUNTY TECHNOLOGIES INC received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).
“imum bid price requirement for continued listing on the Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”). The Notice has no immediate effect on the Company’s listing”
Sylvia A. Wulf retired as Chief Executive Officer at AQUABOUNTY TECHNOLOGIES INC.
“Sylvia A. Wulf, who provided notice of her retirement from her role as Chief Executive Officer on June 6, 2024, effective June 7, 2024”
David F. Melbourne was appointed as Chief Executive Officer at AQUABOUNTY TECHNOLOGIES INC.
“the Board of Directors of the Company (the “Board”) appointed David F. Melbourne as Chief Executive Officer of the Company, effective June 7, 2024”
AQUABOUNTY TECHNOLOGIES INC reported financial results for the first quarter ended March 31, 2024.
“On May 15, 2024, AquaBounty Technologies, Inc. issued a press release regarding its financial results and corporate updates for the quarter ended March 31, 2024.”
AQUABOUNTY TECHNOLOGIES INC incurred term loan of up to $10 million with JMB Capital Partners Lending, LLC at 15% maturing July 31, 2024.
“and Security agreement (the “Loan Agreement”) with JMB Capital Partners Lending, LLC (the “Lender”) to fund working capital of the Borrowers through a secured term loan of up to $10 million (the “Loan”) that matures on July 31, 2024 or, if earlier, upon the sale of certain collateral or upon an Event of Default (as defined therein) (the “Stated Maturity Date”). $5”
AQUABOUNTY TECHNOLOGIES INC entered into Loan and Security agreement with JMB Capital Partners Lending, LLC valued at $10 million (effective 2024-04-18).
“Inc. (the “Company”), AquaBounty Farms, Inc. (the “Parent”), which is a subsidiary of the Company, AquaBounty Farms Indiana LLC (“ABFI”), a subsidiary of the Parent, and AquaBounty Farms Ohio LLC (“ABFO” and, together with the Company, the Parent and ABFI, the “Borrowers”), a subsidiary of the Parent, entered into a Loan and Security agreement (the “Loan Agreement”) with JMB Capital Partners Lending, LLC (the “Lender”) to fund working capital of the Borrowers through a secured term loan of up to $10 million (the “Loan”) that matures on July 31, 2024”
AQUABOUNTY TECHNOLOGIES INC reported financial results for the fourth quarter and full year ended December 31, 2023.
“On April 1, 2024 AquaBounty Technologies, Inc. issued a press release regarding its financial and corporate updates for the quarter and year ended December 31, 2023.”
AQUABOUNTY TECHNOLOGIES INC reported third quarter and nine months ended September 30, 2023 results: revenue $733 thousand, net income Net loss in the third quarter of 2023 was $6.1 million.
“today announced the Company’s financial results for the third quarter and nine months ended September 30, 2023. Third Quarter 2023 Highlights and Recent Developments · Generated $733 thousand in product revenue in the third quarter, a year-over-year increase of 12% as compared to $653 thousand in the third quarter of 2022; · Net loss in the third quarter of 2023 was”
AQUABOUNTY TECHNOLOGIES INC: Filed a Certificate of Amendment to effect a 1-for-20 reverse stock split and reduce authorized shares from 150,000,000 to 75,000,000 (effective 2023-10-16).
“On October 12, 2023, AquaBounty Technologies, Inc. (the “Company”) filed a Certificate of Amendment (the “Certificate of Amendment”) to its Third Amended and Restated Certificate of Incorporation with the Secretary of State of the State of Delaware to effect a 1-for-20 reverse stock split (the “Reverse Split”) of the Company’s shares of common stock, par value $0.001 per share (the “Common Stock”), as of 12:01 a.m. Eastern Time on October 16, 2023 (the “Effective Time”), and an associated reduction in the number of shares of Common Stock the Company is authorized to issue from 150,000,000 to 75,000,000 (the “Authorized Capital Change”).”
AQUABOUNTY TECHNOLOGIES INC shareholders approved Approve an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of the Reverse Split Proposal at the 2023-10-12 meeting.
“Proposal 2 . To approve an adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of the Reverse Split Proposal. Votes For Votes Against Abstentions Broker Non-Votes 36,239,980 2,692,261 830,453 0”
AQUABOUNTY TECHNOLOGIES INC shareholders approved Approve an amendment to the Company’s Third Amended and Restated Certificate of Incorporation to approve a reverse stock split and an associated reduction in authorized shares from 150,000,000 to 75,000,000 at the 2023-10-12 meeting.
“Proposal 1 . To approve an amendment to the Company’s Third Amended and Restated Certificate of Incorporation, as amended, to approve a reverse stock split of the Common Stock and an associated reduction in the number of shares of Common Stock the Company is authorized to issue from 150,000,000 to 75,000,000 (the “Reverse Split Proposal”). Votes For Votes Against Abstentions Broker Non-Votes 35,869,970 3,203,492 689,232 0”
David F. Melbourne Jr. was appointed as President at AQUABOUNTY TECHNOLOGIES INC.
“On August 11, 2023, the Board appointed Mr. Melbourne, 57 as the President of the Company, effective as of August 14, 2023.”
Sylvia Wulf was appointed as Board Chair and Chief Executive Officer at AQUABOUNTY TECHNOLOGIES INC.
“Ms. Wulf therefore resigns as President and continues as AquaBounty's Chief Executive Officer and Board Chair.”
AQUABOUNTY TECHNOLOGIES INC reported the quarter ended June 30, 2023 results: revenue $788 thousand, net income $6.5 million.
“Generated $788 thousand in product revenue in the second quarter, a year-over-year decrease of 26% as compared to $1.1 million in the second quarter of 2022. · Net loss in the second quarter of 2023 was $6.5 million, as compared to $5.5 million in the second quarter of 2022.”
AQUABOUNTY TECHNOLOGIES INC entered into Agreement For Construction Management Services with Gilbane Building Company (effective 2023-06-29).
“On June 29, 2023, AquaBounty Farms Ohio LLC (“AQB Ohio”), an Ohio limited liability company and a wholly-owned subsidiary of AquaBounty Technologies, Inc. (the “Company”), entered into an Agreement For Construction Management Services (the “Agreement) with Gilbane Building Company (“Gilbane”), effective June 29, 2023”
AQUABOUNTY TECHNOLOGIES INC shareholders approved Approval, on a Non-Binding, Advisory Basis, of the Frequency of Future Advisory Votes to Approve the Compensation of the Company’s Named Executive Officers at the 2023-05-25 meeting.
“Proposal 5 – Approval, on a Non-Binding, Advisory Basis, of the Frequency of Future Advisory Votes to Approve the Compensation of the Company’s Named Executive Officers The stockholders approved, on a non-binding, advisory basis, the frequency of future advisory votes on compensation of the Company’s named executive officers.”
AQUABOUNTY TECHNOLOGIES INC shareholders approved Approval, on a Non-Binding, Advisory Basis, of the Compensation of the Company’s Named Executive Officers at the 2023-05-25 meeting.
“Proposal 4 – Approval, on a Non-Binding, Advisory Basis, of the Compensation of the Company’s Named Executive Officers The stockholders approved, on a non-binding, advisory basis, the compensation of the Company’s named executive officers.”
AQUABOUNTY TECHNOLOGIES INC shareholders approved Approval of an Amendment to the 2016 Equity Incentive Plan, as amended at the 2023-05-25 meeting.
“Proposal 3 – Approval of an Amendment to the 2016 Equity Incentive Plan, as amended The stockholders approved the Amendment.”
AQUABOUNTY TECHNOLOGIES INC shareholders approved Ratification of Appointment of Independent Registered Public Accounting Firm at the 2023-05-25 meeting.
“Proposal 2 – Ratification of Appointment of Independent Registered Public Accounting Firm The stockholders ratified the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.”
AQUABOUNTY TECHNOLOGIES INC shareholders approved Election of Directors at the 2023-05-25 meeting.
“Proposal 1 – Election of Directors The stockholders elected each person named below to serve as a director on the Company’s Board of Directors (the “Board”) for a one-year term of office until the next annual meeting of stockholders or until his or her successor is duly elected and qualified or until his or her earlier resignation or removal.”
AQUABOUNTY TECHNOLOGIES INC reported the quarter ended March 31, 2023 results: revenue $398 thousand, net income Net loss in the first quarter of 2023 was $6.5 million.
“AquaBounty Technologies, Inc. (NASDAQ: AQB) (“AquaBounty” or the “Company”), a land-based aquaculture company utilizing technology to enhance productivity and sustainability, today announced the Company’s financial results for the quarter ended March 31, 2023. First Quarter 2023 Highlights and Recent Developments · Generated $398 thousand in product revenue in the first quarter, a year-over-year decrease of 59% as compared to $963 thousand in the first quarter of 2022. · Net loss in the first quarter of 2023 was $6.5 million, as compared to $5.1 million in the first quarter of 2022.”
Richard J. Clothier departed as Director at AQUABOUNTY TECHNOLOGIES INC.
“On March 29, 2023, Richard J. Clothier informed AquaBounty Technologies, Inc. (the “Company”) of his decision not to stand for reelection as a director and to retire from the Company’s Board of Directors (“Board”), effective as of the start of the Company’s 2023 Annual Meeting of Stockholders.”
AQUABOUNTY TECHNOLOGIES INC reported fourth quarter and full year ended December 31, 2022 results: revenue $451 thousand in product revenue in the fourth quarter, a year-over-year increase of 8% as compared to $418 thousand in, net income Net loss in the fourth quarter was flat at $6.07 million for both 2022 and 2021. For the year ended December 31, 2022, n.
“Fourth Quarter and Full Year 2022 Highlights and Recent Developments · Generated $451 thousand in product revenue in the fourth quarter, a year-over-year increase of 8% as compared to $418 thousand in the fourth quarter of 2021.”
AQUABOUNTY TECHNOLOGIES INC entered into Agreement For Architectural/Engineering Services with Clark, Richardson and Biskup Consulting Engineers, Inc. valued at $6,810,487 lump sum for basic scope, plus up to $200,000 incentive, plus construction administration (effective 2023-03-01).
“On March 2, 2023, AquaBounty Farms Ohio LLC (“AQB Ohio”), an Ohio limited liability company and a wholly-owned subsidiary of AquaBounty Technologies, Inc. (the “Company”), entered into an Agreement For Architectural/Engineering Services (the “Agreement) with Clark, Richardson and Biskup Consulting Engineers, Inc. (“CRBE”), effective March 1, 2023, pursuant to which CRBE will design a land-based aquaculture facility to raise and produce 10,000 metric tons of salmon annually in Pioneer, Ohio (the “Project”), as previously disclosed by the Company. Subject to certain conditions in this Agreement, AQB Ohio will pay CRBE fees consisting of (1) a lump sum of $6,810,487 for the basic scope of design services covered by this Agreement, which include allowances of (a) $250,000 for cost estimating support services and (b) $200,000 for design revision and value engineering services, (2) an additional $200,000 incentive payment for providing certain deliverables by agreed upon dates, and (3) const”
AQUABOUNTY TECHNOLOGIES INC reported the third quarter and nine-months ended September 30, 2022 results: revenue $653 thousand, net income $5.4 million.
“Company’s financial results for the third quarter and nine-months ended September 30, 2022. Third Quarter and Year-to-Date 2022 Highlights and Recent Developments · Generated $653 thousand in product revenue in the third quarter, a year-over-year increase of 44% as compared to $455 thousand in the third quarter of 2021. In the nine-month period ended September 30,”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.