Source-grounded facts extracted from AQUABOUNTY TECHNOLOGIES INC's SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
AQUABOUNTY TECHNOLOGIES INC: Corrected a scrivener's error in the Certificate of Designations for Series A Convertible Preferred Stock, changing the initial conversion price from $18.2580 to $0.9129 per share.
“The Certificate of Correction corrects a scrivener’s error in Section 8.1(a) of the Certificate of Designations relating to the initial conversion price of the Series A Convertible Preferred Stock.”
AQUABOUNTY TECHNOLOGIES INC: Filed Certificate of Designations establishing rights, preferences and privileges of Series A Preferred Stock (effective 2026-04-07).
“on April 7, 2026, the Company filed the Certificate of Designations with the Secretary of State of the State of Delaware, establishing the rights, preferences and privileges of the Series A Preferred Stock.”
AQUABOUNTY TECHNOLOGIES INC entered into Placement Agency Agreement with Univest Securities, LLC valued at 7.0% of the aggregate gross proceeds (effective 2026-02-11).
“On February 11, 2026, the Company entered into a Placement Agency Agreement (the “Placement Agency Agreement”) with Univest Securities, LLC (the “Placement Agent”), pursuant to which the Company engaged the Placement Agent to act as its exclusive placement agent on a reasonable best efforts basis. Under the Placement Agency Agreement, the Company has agreed to pay the Placement Agent a cash fee equal to 7.0% of the aggregate gross proceeds received by the Company in the Offering and to reimburse certain of the Placement Agent’s expenses, including legal fees, in an amount not to exceed $30,000.”
AQUABOUNTY TECHNOLOGIES INC entered into Securities Purchase Agreement with certain purchasers named therein valued at approximately $1,150,000 (effective 2026-02-11).
“On February 11, 2026, AquaBounty Technologies, Inc. (the “Company”) entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”) with certain purchasers named therein (the “Purchasers”), pursuant to which the Company agreed to issue and sell an aggregate of 1,269,509 shares of its common stock, par value $0.001 per share (the “Common Stock”), pre - funded warrants to purchase an aggregate of 67,706 shares of Common Stock (the “Pre-Funded Warrants”), and the 67,706 shares of Common Stock underlying the Pre-Funded Warrants (the “Pre-Funded Warrant Shares” and, together with the Pre-Funded Warrants and the Common Stock, the “Offering Securities”), at an offering price of $0.86 per share of Common Stock or $0.859 per Pre-Funded Warrant, as applicable, in a registered direct offering (the “Offering”).”
AQUABOUNTY TECHNOLOGIES INC incurred senior notes of $4,000,000 with certain investors at 18% per annum maturing 18 months from closing.
“On October 28, 2025, AquaBounty Technologies, Inc. (the “Company”) entered into Note Purchase Agreements, each substantially in the form attached as Exhibit 10.1 attached hereto (the “Agreements” or “Note Purchase Agreements”), with certain investors (the “Investors”), providing for the issuance and sale of Senior Notes at par in an aggregate principal amount of $4,000,000 (the “Senior Notes”) in a private placement transaction.”
AQUABOUNTY TECHNOLOGIES INC received a nasdaq deficiency notice notice regarding minimum bid price (rules 5550(a)(2)).
“imum bid price requirement for continued listing on the Nasdaq Capital Market pursuant to Nasdaq Listing Rule 5550(a)(2) (the “Minimum Bid Price Requirement”). The Notice has no immediate effect on the Company’s listing”
Sylvia A. Wulf retired as Chief Executive Officer at AQUABOUNTY TECHNOLOGIES INC.
“Sylvia A. Wulf, who provided notice of her retirement from her role as Chief Executive Officer on June 6, 2024, effective June 7, 2024”
David F. Melbourne was appointed as Chief Executive Officer at AQUABOUNTY TECHNOLOGIES INC.
“the Board of Directors of the Company (the “Board”) appointed David F. Melbourne as Chief Executive Officer of the Company, effective June 7, 2024”
AQUABOUNTY TECHNOLOGIES INC reported financial results for the first quarter ended March 31, 2024.
“On May 15, 2024, AquaBounty Technologies, Inc. issued a press release regarding its financial results and corporate updates for the quarter ended March 31, 2024.”
AQUABOUNTY TECHNOLOGIES INC incurred term loan of up to $10 million with JMB Capital Partners Lending, LLC at 15% maturing July 31, 2024.
“and Security agreement (the “Loan Agreement”) with JMB Capital Partners Lending, LLC (the “Lender”) to fund working capital of the Borrowers through a secured term loan of up to $10 million (the “Loan”) that matures on July 31, 2024 or, if earlier, upon the sale of certain collateral or upon an Event of Default (as defined therein) (the “Stated Maturity Date”). $5”
AQUABOUNTY TECHNOLOGIES INC entered into Loan and Security agreement with JMB Capital Partners Lending, LLC valued at $10 million (effective 2024-04-18).
“Inc. (the “Company”), AquaBounty Farms, Inc. (the “Parent”), which is a subsidiary of the Company, AquaBounty Farms Indiana LLC (“ABFI”), a subsidiary of the Parent, and AquaBounty Farms Ohio LLC (“ABFO” and, together with the Company, the Parent and ABFI, the “Borrowers”), a subsidiary of the Parent, entered into a Loan and Security agreement (the “Loan Agreement”) with JMB Capital Partners Lending, LLC (the “Lender”) to fund working capital of the Borrowers through a secured term loan of up to $10 million (the “Loan”) that matures on July 31, 2024”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.