secwatch / observer

ArrowMark Financial Corp. — fact timeline

Source-grounded facts extracted from ArrowMark Financial Corp.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.

BANX ArrowMark Financial Corp. JSON
Material Agreements

ArrowMark Financial Corp. entered into Dealer Manager Agreement with UBS Securities LLC (effective 2026-01-22).

“On January 22, 2026, ArrowMark Financial Corp. (NASDAQ: BANX) (the “Fund”) entered into a dealer manager agreement (the “Dealer Manager Agreement”) by and among the Fund, ArrowMark Asset Management, LLC and UBS Securities LLC”

Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.