ArrowMark Financial Corp. launches 1-for-3 rights offering for up to 2.6M new shares

ArrowMark Financial Corp.

Record date shareholders get one right per share; 3 rights buy one new common share.
Maximum of 2,604,156 new common shares offered; expires Feb 18, 2026.
UBS Securities is dealer manager; Equiniti Trust is subscription agent.
Over-subscription privilege available for fully exercising holders.
Rights are transferable; holders of fewer than 3 shares can subscribe for 1 full share.

item 1.01 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

ArrowMark Financial Corp. entered into Dealer Manager Agreement with UBS Securities LLC (effective 2026-01-22).

Action: entry
Agreement: underwriting
Counterparty: UBS Securities LLC
Effective: 2026-01-22

Exact text from the filing

On January 22, 2026, ArrowMark Financial Corp. (NASDAQ: BANX) (the “Fund”) entered into a dealer manager agreement (the “Dealer Manager Agreement”) by and among the Fund, ArrowMark Asset Management, LLC and UBS Securities LLC

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ArrowMark Financial Corp. filing history →

Source: SEC EDGAR

accession 0001999371-26-001905

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