CIK CREDIT SUISSE ASSET MANAGEMENT INCOME FUND, INC.

CIK 0000810766 4 ready 8-Ks latest June 21, 2024, 7:59 PM ET RSS · JSON

Ready 8-Ks 4

Latest filing June 21, 2024, 7:59 PM ET

Top materiality 0.70

Event mix other_material ×3 · regulatory ×1

Sentiment 0 pos · 1 neg · 3 neu

Recent 8-K filings for CIK

Highest-materiality recent filing

SEC orders Credit Suisse Asset Management to pay $10M, cease-and-desist for Section 9(a) violations

December 13, 2023, 6:59 PM ET regulatory materiality 0.70 negative item 8.01

SEC entered cease-and-desist order on Dec 13, 2023 censuring Credit Suisse and affiliates.
Credit Suisse acted as investment adviser to the fund from Oct 2022 to June 2023 while disqualified.

June 21, 2024, 7:59 PM ET other material materiality 0.60 neutral item 4.01

Credit Suisse Asset Mgmt Income Fund engages EY as new auditor effective June 19, 2024

Ernst & Young LLP (EY) appointed as independent auditor for fiscal year ending Dec 31, 2024.
May 2, 2024, 7:59 PM ET other material materiality 0.60 neutral item 4.01 item 8.01 item 9.01 ◈ Auditor Changes

Credit Suisse Asset Management Income Fund dismisses PwC, appoints UBS AM as investment manager

Board dismissed PwC as independent auditor effective April 30, 2024 due to independence concerns.
December 13, 2023, 6:59 PM ET regulatory materiality 0.70 negative item 8.01

SEC orders Credit Suisse Asset Management to pay $10M, cease-and-desist for Section 9(a) violations

SEC entered cease-and-desist order on Dec 13, 2023 censuring Credit Suisse and affiliates.
June 13, 2023, 7:59 PM ET other material materiality 0.60 neutral item 8.01

CIK's investment manager becomes UBS unit after CS merger; interim agreement and SEC waiver obtained

CS Group merged into UBS Group on June 12, 2023; Credit Suisse now indirect UBS subsidiary.

Max materiality 0.70 · Median 0.60 · Most common event other_material

0 positive 1 negative 3 neutral