Recent 8-K filings for DHY
Highest-materiality recent filing
SEC orders Credit Suisse Asset Management to pay $10M for violating Investment Company Act in managing DHY
- SEC administrative order finds Credit Suisse violated Section 9(a) of 1940 Act from Oct 2022 to Jun 2023 while acting as adviser to DHY.
- Credit Suisse and affiliates censured, agree to cease and desist; pay disgorgement, interest, and civil penalties totaling $10,080,220.
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Credit Suisse High Yield Bond Fund appoints Ernst & Young LLP as new auditor for FY 2024
Engagement of EY as independent auditor effective June 19, 2024, for fiscal year ending Oct 31, 2024.
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Credit Suisse High Yield Bond Fund dismisses PwC as auditor; UBS becomes investment manager
PwC dismissed as independent auditor effective April 30, 2024 due to ceasing to be independent; no disagreements or reportable events.
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SEC administrative order finds Credit Suisse violated Section 9(a) of 1940 Act from Oct 2022 to Jun 2023 while acting as adviser to DHY.
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CS Group merged into UBS Group on June 12, 2023; Credit Suisse now indirect UBS subsidiary.
Materiality & sentiment trend
Max materiality 0.65 · Median 0.60 · Most common event other_material