Ready 8-Ks
4
Latest filing
June 21, 2024, 7:59 PM ET
Top materiality
0.65
Event mix
other_material ×2 · regulatory ×2
Sentiment
0 pos · 1 neg · 3 neu
Recent 8-K filings for DHY
Highest-materiality recent filing
SEC orders Credit Suisse Asset Management to pay $10M for violating Investment Company Act in managing DHY
- SEC administrative order finds Credit Suisse violated Section 9(a) of 1940 Act from Oct 2022 to Jun 2023 while acting as adviser to DHY.
- Credit Suisse and affiliates censured, agree to cease and desist; pay disgorgement, interest, and civil penalties totaling $10,080,220.
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Credit Suisse High Yield Bond Fund dismisses PwC as auditor; UBS becomes investment manager
PwC dismissed as independent auditor effective April 30, 2024 due to ceasing to be independent; no disagreements or reportable events.
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SEC administrative order finds Credit Suisse violated Section 9(a) of 1940 Act from Oct 2022 to Jun 2023 while acting as adviser to DHY.
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CS Group merged into UBS Group on June 12, 2023; Credit Suisse now indirect UBS subsidiary.
Materiality & sentiment trend
Max materiality 0.65 · Median 0.60 · Most common event other_material