Recent 8-K filings for GDL

• May 7, 2026, 7:59 PM ET leadership materiality 0.70 neutral item 8.01item 9.01

  GDL Fund: CIO Mario Gabelli hospitalized; Marangi named GAMCO President

  Mario Gabelli hospitalized March 19 after medical incident; condition improving, return timeline unknown.

• April 2, 2025, 7:59 PM ET other material materiality 0.30 neutral item 3.02item 5.03item 9.01 ◈ Governance Changes

  GDL Fund raises ~$2.9M via issuance of 295,000 Series G Preferred Shares

  On March 26, 2025, issued 255,000 Series G Preferred at $10/share, net proceeds ~$2.5M.

• February 28, 2025, 6:59 PM ET other material materiality 0.55 neutral item 5.03item 9.01

  GDL Fund extends Series E Preferred mandatory redemption to June 2026, adds put options

  Mandatory redemption date of Series E Preferred Shares extended from March 26, 2025 to June 26, 2026.

Materiality & sentiment trend

Max materiality 0.70 · Median 0.55 · Most common event other_material

0 positive 0 negative 3 neutral

source · GDL on sec.gov