Recent 8-K filings for HNNA

• May 28, 2026, 4:15 PM ET debt materiality 0.65 neutral item 8.01

  Hennessy Advisors redeems all $40.25M of 4.875% notes due 2026 on June 30

  Full redemption of $40.25M outstanding principal of 4.875% notes (HNNAZ) on June 30, 2026.

• May 6, 2026, 7:59 PM ET earnings materiality 0.75 negative item 2.02item 7.01item 9.01 ◈ Earnings Releases

  Hennessy Advisors Q2 revenue $8.1M (-12%), EPS $0.24 (-27%), declares $0.15 dividend

  Revenue $8.1M, down 12% YoY; net income $1.9M, down 26%.

• February 5, 2026, 6:59 PM ET earnings materiality 0.70 negative item 2.02item 7.01item 9.01

  Hennessy Advisors Q1 EPS $0.24 down 33%; revenue $8.3M down 14%; raises dividend to $0.15

  Revenue of $8.3M (-14% YoY); net income $1.9M (-32%); diluted EPS $0.24 (-33%).

• December 3, 2025, 6:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  Hennessy Advisors FY2025 EPS up 38% to $1.27; revenue rises 20% to $35.5M

  Net income of $10.0M, up 40% YoY; diluted EPS $1.27 vs $0.92.

• August 6, 2025, 7:59 PM ET earnings materiality 0.65 positive item 2.02item 7.01item 9.01

  Hennessy Advisors Q3 revenue $8.1M (+4%), net income $2.1M (+5%), declares $0.1375 dividend

  Revenue $8.1M (+4% YoY), net income $2.1M (+5%), diluted EPS $0.26 (unchanged).

• May 7, 2025, 7:59 PM ET earnings materiality 0.80 positive item 2.02item 7.01item 9.01

  Hennessy Advisors Q2 EPS up 65% to $0.33; revenue +34% to $9.3M; declares $0.1375 dividend

  Diluted EPS of $0.33 vs $0.20 a year ago (+65%); net income $2.6M (+68%).

• March 14, 2025, 7:59 PM ET M&A materiality 0.65 positive item 8.01item 9.01

  Hennessy Advisors to acquire management of two STF ETFs with $220M in combined assets

  Definitive agreement to buy assets of STF Tactical Growth ETF (TUG) and STF Tactical Growth & Income ETF (TUGN); combined assets ~$220M.

• February 13, 2025, 6:59 PM ET earnings materiality 0.75 positive item 2.02item 7.01item 9.01

  Hennessy Advisors Q1 EPS $0.36, up 125%; revenue $9.7M, up 58%

  Diluted EPS $0.36 vs $0.16 YoY; net income $2.8M, up 136%.

• December 11, 2024, 6:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  Hennessy Advisors FY2024 EPS up 46% to $0.92; revenue $29.6M (+23%)

  Diluted EPS $0.92 vs $0.63 prior year; net income $7.1M, up 49%.

• August 8, 2024, 7:59 PM ET earnings materiality 0.65 positive item 2.02item 7.01item 9.01

  Hennessy Advisors Q3 EPS $0.26, up 73% YoY; revenue $7.8M, up 37%; dividend $0.1375

  Fully diluted EPS of $0.26 vs $0.15 YoY, a 73% increase; net income $2.0M, up 82%.

• May 8, 2024, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 5.03item 7.01item 9.01 ◈ Earnings Releases◈ Governance Changes

  Hennessy Advisors Q2 EPS up 25% to $0.20; revenue up 17% to $6.9M; declares $0.1375 dividend

  Net income $1.5M, up 29% YoY; diluted EPS $0.20 vs $0.16.

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.80 · Median 0.65 · Most common event earnings

12 positive 2 negative 6 neutral

source · HNNA on sec.gov