Recent 8-K filings for HNNA

• May 28, 2026, 4:15 PM ET debt materiality 0.65 neutral item 8.01

  Hennessy Advisors redeems all $40.25M of 4.875% notes due 2026 on June 30

  Full redemption of $40.25M outstanding principal of 4.875% notes (HNNAZ) on June 30, 2026.

• May 6, 2026, 7:59 PM ET earnings materiality 0.75 negative item 2.02item 7.01item 9.01 ◈ Earnings Releases

  Hennessy Advisors Q2 revenue $8.1M (-12%), EPS $0.24 (-27%), declares $0.15 dividend

  Revenue $8.1M, down 12% YoY; net income $1.9M, down 26%.

• February 9, 2026, 6:59 PM ET other materiality 0.15 neutral item 5.07

  Hennessy Advisors holds annual meeting; all director nominees elected, say-on-pay approved

  All eight director nominees elected with >4.2M votes each; broker non-votes ~1.68M.

• February 5, 2026, 6:59 PM ET earnings materiality 0.70 negative item 2.02item 7.01item 9.01

  Hennessy Advisors Q1 EPS $0.24 down 33%; revenue $8.3M down 14%; raises dividend to $0.15

  Revenue of $8.3M (-14% YoY); net income $1.9M (-32%); diluted EPS $0.24 (-33%).

• December 3, 2025, 6:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  Hennessy Advisors FY2025 EPS up 38% to $1.27; revenue rises 20% to $35.5M

  Net income of $10.0M, up 40% YoY; diluted EPS $1.27 vs $0.92.

• October 29, 2025, 7:59 PM ET dividend materiality 0.40 positive item 7.01item 9.01

  Hennessy Advisors declares $0.1375 quarterly dividend, payable Nov 26

  Quarterly cash dividend of $0.1375 per share on common stock.

• August 6, 2025, 7:59 PM ET earnings materiality 0.65 positive item 2.02item 7.01item 9.01

  Hennessy Advisors Q3 revenue $8.1M (+4%), net income $2.1M (+5%), declares $0.1375 dividend

  Revenue $8.1M (+4% YoY), net income $2.1M (+5%), diluted EPS $0.26 (unchanged).

• May 7, 2025, 7:59 PM ET earnings materiality 0.80 positive item 2.02item 7.01item 9.01

  Hennessy Advisors Q2 EPS up 65% to $0.33; revenue +34% to $9.3M; declares $0.1375 dividend

  Diluted EPS of $0.33 vs $0.20 a year ago (+65%); net income $2.6M (+68%).

• March 14, 2025, 7:59 PM ET M&A materiality 0.65 positive item 8.01item 9.01

  Hennessy Advisors to acquire management of two STF ETFs with $220M in combined assets

  Definitive agreement to buy assets of STF Tactical Growth ETF (TUG) and STF Tactical Growth & Income ETF (TUGN); combined assets ~$220M.

• February 18, 2025, 6:59 PM ET other material materiality 0.15 neutral item 5.07

  Hennessy Advisors reports annual meeting results; all directors elected

  All eight director nominees elected with votes ranging from 4,040,835 to 4,401,921 For; broker non-votes 1,454,998.

• February 13, 2025, 6:59 PM ET earnings materiality 0.75 positive item 2.02item 7.01item 9.01

  Hennessy Advisors Q1 EPS $0.36, up 125%; revenue $9.7M, up 58%

  Diluted EPS $0.36 vs $0.16 YoY; net income $2.8M, up 136%.

• December 16, 2024, 6:59 PM ET other material materiality 0.50 neutral item 4.01item 9.01

  Hennessy Advisors replaces Marcum with CBIZ as auditor after Marcum declines reelection

  Marcum LLP notified Hennessy on Dec 10, 2024 it would not stand for reelection as auditor.

• December 11, 2024, 6:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  Hennessy Advisors FY2024 EPS up 46% to $0.92; revenue $29.6M (+23%)

  Diluted EPS $0.92 vs $0.63 prior year; net income $7.1M, up 49%.

• October 30, 2024, 7:59 PM ET dividend materiality 0.50 positive item 7.01item 9.01

  Hennessy Advisors declares $0.1375 quarterly dividend, 5.28% annualized yield

  Quarterly dividend of $0.1375/share payable Nov 27, 2024; record date Nov 14, 2024.

• September 20, 2024, 7:59 PM ET leadership materiality 0.40 neutral item 5.02item 9.01

  Hennessy Advisors reduces CEO bonus to 5% of profits; raises President Nilsen's bonus and salary

  CEO Neil Hennessy's quarterly bonus reduced from 6.5% to 5.0% of adjusted pre-tax profit effective Oct 1, 2024.

• August 8, 2024, 7:59 PM ET earnings materiality 0.65 positive item 2.02item 7.01item 9.01

  Hennessy Advisors Q3 EPS $0.26, up 73% YoY; revenue $7.8M, up 37%; dividend $0.1375

  Fully diluted EPS of $0.26 vs $0.15 YoY, a 73% increase; net income $2.0M, up 82%.

• May 8, 2024, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 5.03item 7.01item 9.01 ◈ Earnings Releases◈ Governance Changes

  Hennessy Advisors Q2 EPS up 25% to $0.20; revenue up 17% to $6.9M; declares $0.1375 dividend

  Net income $1.5M, up 29% YoY; diluted EPS $0.20 vs $0.16.

• February 23, 2024, 6:59 PM ET M&A materiality 0.50 positive item 8.01item 9.01

  Hennessy Advisors completes acquisition of CCM Core Impact Equity Fund assets (~$60M)

  Acquisition closed Feb 23, 2024; includes ~$60M in assets under management.

• February 9, 2024, 6:59 PM ET other materiality 0.15 neutral item 5.07 ◈ Shareholder Votes ×3

  Shareholders elect all 8 directors, approve 2024 Omnibus Incentive Plan, ratify Marcum LLP as auditor.

  All 8 director nominees elected; votes for ranged from ~3.86M to ~4.10M, with broker non-votes ~1.17M.

• February 8, 2024, 6:59 PM ET earnings materiality 0.55 positive item 2.02item 7.01item 9.01 ◈ Earnings Releases

  Hennessy Advisors Q1 EPS up 7% to $0.16; declares $0.1375 dividend (8.3% yield)

  Net income of $1.2M (+7.2% YoY); diluted EPS $0.16 vs $0.15.

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.80 · Median 0.65 · Most common event earnings

12 positive 2 negative 6 neutral

source · HNNA on sec.gov