Source-grounded facts extracted from Oxford Square Capital Corp.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
Oxford Square Capital Corp. engaged Ernst & Young LLP as its auditor.
“On May 26, 2026, Oxford Square Capital Corp. (the “Company”) dismissed PricewaterhouseCoopers LLP (“PwC”) as its independent registered public accounting firm and engaged Ernst & Young LLP (“EY”) as its new independent registered public accounting firm.”
Auditor Changes
Oxford Square Capital Corp. dismissed PricewaterhouseCoopers LLP as its auditor.
“On May 26, 2026, Oxford Square Capital Corp. (the “Company”) dismissed PricewaterhouseCoopers LLP (“PwC”) as its independent registered public accounting firm and engaged Ernst & Young LLP (“EY”) as its new independent registered public accounting firm.”
Governance Changes
Oxford Square Capital Corp.: Increased authorized shares of capital stock from 100,000,000 to 300,000,000 (effective 2026-05-08).
“On May 8, 2026, Oxford Square Capital Corp., a Maryland corporation (the “Company”), filed an Articles of Amendment (the “Articles of Amendment”) to its charter with the State Department of Assessments and Taxation of Maryland (“SDAT”) to increase the total number of authorized shares of capital stock of the Company from 100,000,000 shares to 300,000,000 shares, initially consisting of 300,000,000 shares of common stock, par value $0.01 per share.”
Material Agreements
Oxford Square Capital Corp. amended Amended Equity Distribution Agreement with Lucent Capital Markets, LLC and Ladenburg Thalmann & Co. Inc. valued at Amended equity distribution agreement for continued sales under shelf registration (effective 2026-05-05).
“On May 5, 2026, Oxford Square Capital Corp. (the “Company”) entered into amendment no. 1 (the “Amendment”) to that certain amended and restated equity distribution agreement, dated August 16, 2024 (as amended, the “Amended Equity Distribution Agreement”), by and among the Company, Oxford Square Management, LLC, Oxford Funds, LLC, Lucid Capital Markets, LLC and Ladenburg Thalmann & Co. Inc., as the sales agents.”
Earnings Releases
Oxford Square Capital Corp. reported the quarter ended March 31, 2026 results: revenue approximately $8.9 million, net income approximately $25.5 million.
“approximately $5.4 million, or $0.07 per share, for the quarter ended December 31, 2025. · Total investment income for the quarter ended March 31, 2026 amounted to approximately $8.9 million, compared with approximately $10.4 million for the quarter ended December 31, 2025. o For the quarter ended March 31, 2026 we recorded investment income from our portfolio as”
Debt Financings
Oxford Square Capital Corp. incurred senior notes of $65.0 million aggregate principal amount with U.S. Bank Trust Company, National Association at 7.75% per year maturing July 31, 2030.
“the Company’s issuance of $65.0 million aggregate principal amount of its 7.75% Notes due 2030”
Earnings Releases
Oxford Square Capital Corp. reported quarter ended March 31, 2024 results: revenue 10.7 million, net income 6.5 million.
“approximately $7.8 million, or $0.13 per share, for the quarter ended December 31, 2023. · Total investment income for the quarter ended March 31, 2024 amounted to approximately $10.7 million, compared with approximately $12.3 million for the quarter ended December 31, 2023. o For the quarter ended March 31, 2024 we recorded investment income from our portfolio as”
Earnings Releases
Oxford Square Capital Corp. reported the quarter ended December 31, 2023 results: revenue approximately $12.3 million, net income approximately $7.3 million.
“$6.4 million, or $0.11 per share, for the quarter ended September 30, 2023. · Total investment income for the quarter ended December 31, 2023 amounted to approximately $12.3 million, compared with approximately $13.0 million for the quarter ended September 30, 2023. o For the quarter ended December 31, 2023 we recorded investment income from our portfolio”
Earnings Releases
Oxford Square Capital Corp. reported the quarter ended September 30, 2023 results: revenue approximately $13.0 million, net income approximately $6.7 million.
“approximately $6.7 million, or $0.13 per share, for the quarter ended June 30, 2023. · Total investment income for the quarter ended September 30, 2023 amounted to approximately $13.0 million, compared with approximately $13.5 million for the quarter ended June 30, 2023. o For the quarter ended September 30, 2023 we recorded investment income from our portfolio as”
Shareholder Votes
Oxford Square Capital Corp. shareholders approved Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for fiscal year ending December 31, 2023 at the 2023-08-25 meeting.
“Stockholders ratified the appointment of PricewaterhouseCoopers LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023 based on the following votes: For Against Abstain Broker Non-Votes 35,743,694 1,891,382 423,756 -”
Shareholder Votes
Oxford Square Capital Corp. shareholders approved Election of two nominees for director to serve for three-year terms at the 2023-08-25 meeting.
“Stockholders elected two nominees for director, who will each serve for a three-year term to expire at the 2026 Annual Meeting of Stockholders based on the following votes: Name For Withheld Broker Non- Votes Steven P. Novak 13,819,734 3,780,252 20,458,846 Charles M. Royce 15,300,082 2,299,903 20,458,846”
Material Agreements
Oxford Square Capital Corp. amended Amendment with Ladenburg Thalmann & Co. Inc. (effective 2023-08-22).
“On August 22, 2023, Oxford Square Capital Corp. (the “Company”) entered into an amendment no. 1 (the “Amendment”) to that certain equity distribution agreement, dated August 1, 2019 (as amended, the “Equity Distribution Agreement”), by and among the Company, Oxford Square Management, LLC, Oxford Funds, LLC and Ladenburg Thalmann & Co. Inc., as the sales agent.”
Material Agreements
Oxford Square Capital Corp. entered into Dealer Manager Agreement with Ladenburg Thalmann & Co. Inc. (effective 2023-05-24).
“On May 24, 2023, Oxford Square Capital Corp. (NYSE: OXSQ) (the “Company”) entered into a dealer manager agreement (the “Dealer Manager Agreement”) by and among the Company, Oxford Square Management, LLC, Oxford Funds, LLC and Ladenburg Thalmann & Co. Inc.”
Earnings Releases
Oxford Square Capital Corp. reported the quarter ended March 31, 2023 results: revenue approximately $12.9 million, net income approximately $6.5 million, EPS $0.13 per share.
“· Net investment income (“NII”), calculated in accordance with U.S. generally accepted accounting principles, was approximately $6.5 million, or $0.13 per share, for the quarter ended March 31, 2023, compared with approximately $6.5 million, or $0.13 per share, for the quarter ended December 31, 2022. · Total investment income for the quarter ended March 31, 2023 amounted to approximately $12.9 million, compared with approximately $11.9 million for the quarter ended December 31, 2022.”
Earnings Releases
Oxford Square Capital Corp. reported the quarter ended December 31, 2022 results: revenue approximately $11.9 million, net income approximately $6.5 million, EPS $0.13 per share.
“$5.6 million, or $0.11 per share, for the quarter ended September 30, 2022. · Total investment income for the quarter ended December 31, 2022 amounted to approximately $11.9 million, compared with approximately $11.4 million for the quarter ended September 30, 2022. o For the quarter ended December 31, 2022 we recorded investment income from our portfolio as”
Earnings Releases
Oxford Square Capital Corp. reported quarter ended September 30, 2022 results: revenue approximately $11.4 million.
“approximately $4.3 million, or $0.09 per share, for the quarter ended June 30, 2022. · Total investment income for the quarter ended September 30, 2022 amounted to approximately $11.4 million, compared with approximately $9.9 million for the quarter ended June 30, 2022. o For the quarter ended September 30, 2022 we recorded investment income from our portfolio as”
Barry A. Osherow was appointed as Director at Oxford Square Capital Corp..
“voted to appoint Barry A. Osherow to fill the vacancy”
Richard W. Neu resigned as Director at Oxford Square Capital Corp..
“accepted the resignation of Richard W. Neu from his position as a member of the Board, effective immediately”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.