Recent 8-K filings for PIAC

• December 18, 2025, 6:59 PM ET other materiality 0.10 neutral item 5.07

  Princeton Capital stockholders re-elect all four directors and ratify auditor at 2025 annual meeting

  Darren Stainrod, Mark DiSalvo, Martin Laidlaw, and Greg Bennett re-elected as directors with ~115.8M votes for each.

• January 14, 2025, 6:59 PM ET other material materiality 0.75 negative item 4.02 ◈ Auditor Changes

  Princeton Capital restates 2023 financials due to errors in Advantis subsidiary note

  Non-reliance on 2023 audited financial statements after audit committee identified errors in Note 10 for subsidiary Advantis.

• December 26, 2024, 6:59 PM ET other materiality 0.15 neutral item 5.07

  Princeton Capital re-elects Stainrod, DiSalvo, Laidlaw, Bennett as directors

  Darren Stainrod, Mark DiSalvo, Martin Laidlaw, Greg Bennett re-elected with ~115.8M votes for each, ~1,050 withheld, ~219K broker non-votes.

• December 14, 2023, 6:59 PM ET other materiality 0.10 neutral item 5.07 ◈ Shareholder Votes ×3

  Princeton Capital stockholders re-elect all directors and ratify auditor at 2023 annual meeting

  All four director nominees (Stainrod, DiSalvo, Laidlaw, Bennett) re-elected with ~116M votes each.

• December 16, 2022, 6:59 PM ET other materiality 0.05 neutral item 5.07 ◈ Shareholder Votes ×3

  Princeton Capital shareholders elect all four director nominees and ratify auditor at 2022 annual meeting

  Darren Stainrod, Mark DiSalvo, Martin Laidlaw, and Greg Bennett re-elected as directors; each received ~115.7M votes for.

• October 27, 2022, 7:59 PM ET dividend materiality 0.25 neutral item 8.01item 9.01

  Princeton Capital declares $0.075/share cash dividend payable Dec 1, 2022

  Cash dividend of $0.075 per common share declared by Board of Directors.

• October 19, 2022, 7:59 PM ET other material materiality 0.30 neutral item 8.01

  Princeton Capital terminates Dividend Reinvestment Plan; dividends to be paid in cash only

  Board voted on October 17, 2022 to terminate the DRIP, effective November 21, 2022.

• September 9, 2022, 7:59 PM ET litigation materiality 0.75 positive item 1.01

  Princeton Capital settles lawsuit with GVS, affiliates for $11.37M

  Company receives $11.37M settlement from GVS affiliates and Natin Paul to resolve State Litigation and Adversary Proceeding.

• December 17, 2021, 6:59 PM ET other materiality 0.10 neutral item 5.07

  Princeton Capital reports 2021 annual meeting voting results, all proposals passed

  Re-elected directors Stainrod, DiSalvo, Laidlaw, Bennett; each got ~116M for, 644K withheld.

• August 19, 2021, 7:59 PM ET other material materiality 0.50 neutral item 8.01item 9.01

  Princeton Capital provides strategic process update; portfolio up 48% YTD through June 2021

  Portfolio valuation grew 31.28% in Q2 2021 and 48.26% for the calendar year through June 30, 2021.

Materiality & sentiment trend

Max materiality 0.75 · Median 0.20 · Most common event other

1 positive 1 negative 8 neutral

source · PIAC on sec.gov