Source-grounded facts extracted from SARATOGA INVESTMENT CORP.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
SARATOGA INVESTMENT CORP. reported financial results for the quarter and full year ended February 28, 2026.
“On May 5, 2026, Saratoga Investment Corp. issued a press release announcing its financial results for the quarter and full year ended February 28, 2026.”
SARATOGA INVESTMENT CORP. incurred senior notes of $25,000,000 at 7.25% per year maturing April 10, 2029.
“On April 10, 2026, Saratoga Investment Corp. (the “Company”) entered into a notes purchase agreement (the “Notes Purchase Agreement”) governing the issuance of its 7.25% Notes due 2029 (the “Notes” and the issuance and sale of the Notes, the “Offering”) in the aggregate principal amount of $25,000,000”
SARATOGA INVESTMENT CORP. entered into Seventeenth Supplemental Indenture with U.S. Bank Trust Company, National Association (effective 2026-04-10).
“on April 10, 2026 , the Company and U.S. Bank Trust Company, National Association, as trustee (as successor in interest to U.S. Bank National Association) (the “Trustee”) , entered into a Seventeenth Supplemental Indenture (the “Seventeenth Supplemental Indenture”) to the Base Indenture, dated May 10, 2013, by and between the Company and the Trustee (the “Base Indenture”; and together with the Seventeenth Supplemental Indenture, the “Indenture”)”
SARATOGA INVESTMENT CORP. entered into Notes Purchase Agreement with an institutional investor valued at $25,000,000 (effective 2026-04-10).
“On April 10, 2026, Saratoga Investment Corp. (the “Company”) entered into a notes purchase agreement (the “Notes Purchase Agreement”) governing the issuance of its 7.25% Notes due 2029 (the “Notes” and the issuance and sale of the Notes, the “Offering”) in the aggregate principal amount of $25,000,000 to an institutional investor (the “Purchaser”)”
SARATOGA INVESTMENT CORP. amended Equity Distribution Agreement with Lucid Capital Markets, LLC, Ladenburg Thalmann & Co. Inc., Compass Point Research & Trading, LLC, Raymond James & Associates, Inc. (effective 2026-03-13).
“On March 13, 2026, in connection with the effectiveness of the Company’s shelf registration statement on Form N-2 (333-292765) (the “Registration Statement”), the Company and Saratoga Investment Advisors, LLC (the “Adviser”) entered into amendment no. 5 (“Amendment No. 5”) to the equity distribution agreement (as amended, the “Equity Distribution Agreement”) with Lucid Capital Markets, LLC (“Lucid”), Ladenburg Thalmann & Co. Inc. (“Ladenburg”), Compass Point Research & Trading, LLC (“Compass Point”), and Raymond James & Associates, Inc. (“Raymond James” and together with Lucid, Ladenburg, and Compass Point, the “Agents”).”
SARATOGA INVESTMENT CORP. incurred senior notes of $100.0 million with U.S. Bank Trust Company, National Association at 7.50% per year maturing February 6, 2031.
““Base Indenture”; and together with the Sixteenth Supplemental Indenture, the “Indenture”). The Sixteenth Supplemental Indenture relates to the Company’s issuance and sale of $100.0 million in aggregate principal amount of the Company’s 7.50% Notes due 2031 (the “Notes” and the issuance and sale of the Notes, the “Offering”). The Notes bear interest at a rate of”
SARATOGA INVESTMENT CORP. entered into Sixteenth Supplemental Indenture with U.S. Bank Trust Company, National Association valued at $100.0 million in aggregate principal amount (effective 2026-02-06).
“on February 6, 2026, Saratoga Investment Corp. (the “Company”) and U.S. Bank Trust Company, National Association, as trustee (as successor in interest to U.S. Bank National Association) (the “Trustee”), entered into a Sixteenth Supplemental Indenture (the “Sixteenth Supplemental Indenture”) to the Base Indenture, dated May 10, 2013, by and between the Company and the Trustee (the “Base Indenture”; and together with the Sixteenth Supplemental Indenture, the “Indenture”).”
SARATOGA INVESTMENT CORP. incurred senior notes of $100,000,000 aggregate principal amount with Lucid Capital Markets, LLC at 7.50% maturing 2031.
“in connection with the issuance and sale of $100,000,000 aggregate principal amount of the Company’s 7.50% Notes due 2031”
SARATOGA INVESTMENT CORP. entered into Underwriting Agreement with Lucid Capital Markets, LLC, as representative of the several underwriters valued at $100,000,000 aggregate principal amount (effective 2026-01-29).
“On January 29, 2026, Saratoga Investment Corp. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company and Saratoga Investment Advisors, LLC, on the one hand, and Lucid Capital Markets, LLC, as representative of the several underwriters named in Schedule I thereto, on the other hand, in connection with the issuance and sale of $100,000,000 aggregate principal amount of the Company’s 7.50% Notes due 2031”
SARATOGA INVESTMENT CORP. incurred senior notes at 7.25% maturing May 1, 2030.
“In connection with the issuance and sale of the 7.25% Senior Unsecured Notes due May 1, 2030 (the “Notes” and the issuance and sale of the Notes, the “Offering”)”
SARATOGA INVESTMENT CORP. entered into Registration Rights Agreement with the institutional purchaser in the Offering (effective 2026-01-23).
“the Company entered into a Registration Rights Agreement, dated as of January 23, 2026 (the “Registration Rights Agreement”), with the institutional purchaser in the Offering (the “Purchaser”).”
SARATOGA INVESTMENT CORP. incurred credit facility of up to $85.0 million, with potential to increase to $100.0 million with Valley National Bank, as administrative agent, lead arranger and bookrunner, and the lenders at Term SOFR plus an applicable margin of 2.85%, with a SOFR Floor of 1.00% maturing November 6, 2028.
“The Valley Credit Facility provides for borrowings in U.S. dollars in an aggregate amount of up to $85.0 million. During the first two years following the closing date, SIF II may request one or more increases in the commitment amount from $85.0 million to an amount not to exceed $100.0 million, subject to certain terms and conditions and a customary fee. The terms of the Valley Credit Agreement require a minimum drawn amount at all times equal to the greater of $25.0 million or 38% of the facility amount in effect at such time. The Valley Credit Facility matures on November 6, 2028. Advances are available during the term of the Valley Credit Facility and must be repaid in full at maturity. Advances under the Valley Credit Facility are subject to a borrowing base calculation, with advance rates on eligible loans ranging from 25% to 75%. The Valley Credit Facility has numerous eligibility criteria for loans to be included in the borrowing base. Advances under the Valley Credit Facility”
SARATOGA INVESTMENT CORP. entered into Amendment No. 4 with Lucid Capital Markets, LLC (effective 2024-05-15).
“On May 15, 2024, the Company added one additional distribution agent to the ATM Program, Lucid Capital Markets, LLC (“Lucid” and, together with Ladenburg, Compass Point, and Raymond James, the “Agents”). In connection with the addition of Lucid as a distribution agent, the Company and the Adviser entered into the amendment no. 4, dated May 15, 2024 (“Amendment No. 4”), to the equity distribution agreement”
SARATOGA INVESTMENT CORP. reported financial results for the quarter and full year ended February 29, 2024.
“On May 6, 2024, Saratoga Investment Corp. issued a press release announcing its financial results for the quarter and full year ended February 29, 2024.”
SARATOGA INVESTMENT CORP. entered into Credit Agreement with Live Oak Banking Company valued at $50.0 million (effective 2024-03-27).
“March 27, 2024, Saratoga Investment Corp. (the “ Company ”) and its wholly owned special purpose subsidiary, Saratoga Investment Funding III LLC (“ SIF III ”), entered into a Credit and Security Agreement (the “ Credit Agreement ”), by and among SIF III, as borrower, the Company, as collateral manager and equityholder, the lenders from time to time parties thereto, Live Oak Banking Company (“ Live Oak ”), as administrative agent and collateral agent”
SARATOGA INVESTMENT CORP. reported financial results for 2024 fiscal third quarter.
“On January 9, 2024, Saratoga Investment Corp. issued a press release announcing its financial results for the quarter ended November 30, 2023.”
SARATOGA INVESTMENT CORP. reported financial results for fiscal second quarter ended August 31, 2023.
“Saratoga Investment Corp. issued a press release announcing its financial results for the quarter ended August 31, 2023.”
SARATOGA INVESTMENT CORP. shareholders approved Election of Directors at the 2023-09-28 meeting.
“Proposal 1 - Election of Directors ● To elect each of G. Cabell Williams and Henri J. Steenkamp as a director of the Company, each to serve until the 2026 Annual Meeting of Stockholders or until their respective successor is duly elected and qualified.”
SARATOGA INVESTMENT CORP. amended Amendment No. 3 to Equity Distribution Agreement with Saratoga Investment Advisors, LLC, Ladenburg Thalmann & Co. Inc., Compass Point Research and Trading, LLC, Raymond James & Associates, Inc. valued at Amendment added Raymond James as a distribution agent under the ATM Program (effective 2023-07-19).
“On July 19, 2023, the Company added one additional distribution agent, Raymond James & Associates, Inc. ("Raymond James" and, together with Ladenburg and Compass Point, the "Agents" ). In connection with the addition of Raymond James as a distribution agent, the Company entered into amendment no. 3 ("Amendment No. 3") to the equity distribution agreement, dated July 30, 2021 and as amended from time to time (the "Equity Distribution Agreement"), with Saratoga Investment Advisors, LLC, Ladenburg, Compass Point and Raymond James.”
SARATOGA INVESTMENT CORP. reported the quarter ended May 31, 2023 results: revenue 34,632, net income 1.35, EPS (0.02).
“Investment Income 34,632 32,315 18,679 Net Investment Income per share 1.35 0.81 0.66 Adjusted Net Investment Income per share 1.08 0.98 0.53 Earnings per share (0.02 ) 1.62 (0.12 )”
SARATOGA INVESTMENT CORP. amended Amendment No. 2 with Saratoga Investment Advisors, LLC, Ladenburg Thalmann & Co. Inc., Compass Point Research and Trading, LLC valued at $300,000,000 (effective 2023-07-10).
“n connection with the upsize of the ATM Program, the Company entered into amendment no. 2 (“Amendment No. 2”) to the equity distribution agreement, dated July 30, 2021 (as amended on June 7, 2023, the “Equity Distribution Agreement”) with Saratoga”
SARATOGA INVESTMENT CORP. reported financial results for the quarter and full year ended February 28, 2023.
“On May 2, 2023, Saratoga Investment Corp. issued a press release announcing its financial results for the quarter and full year ended February 28, 2023.”
SARATOGA INVESTMENT CORP. incurred senior notes of $50,000,000 aggregate principal amount at 8.50% per year maturing April 15, 2028.
“Advisors, LLC and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named in Schedule I thereto, in connection with the issuance and sale of $50,000,000 aggregate principal amount of the Company’s 8.50% Notes due 2028 (the “Notes” and the issuance and sale of the Notes, the “Offering”). The underwriters also may purchase from the”
SARATOGA INVESTMENT CORP. entered into Fifteenth Supplemental Indenture with U.S. Bank Trust Company, National Association, as trustee valued at $50,000,000 aggregate principal amount (effective 2023-04-14).
“On April 14, 2023, the Company and U.S. Bank Trust Company, National Association, as trustee (as successor in interest to U.S. Bank National Association) (the “Trustee”), entered into a Fifteenth Supplemental Indenture (the “Fifteenth Supplemental Indenture”) to the Base Indenture, dated May 10, 2013, between the Company and the Trustee (the “Base Indenture”; and together with the Fifteenth Supplemental Indenture, the “Indenture”).”
SARATOGA INVESTMENT CORP. entered into Underwriting Agreement with Ladenburg Thalmann & Co. Inc., as representative of the several underwriters valued at $50,000,000 aggregate principal amount (effective 2023-04-11).
“On April 11, 2023, Saratoga Investment Corp. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, Saratoga Investment Advisors, LLC and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named in Schedule I thereto, in connection with the issuance and sale of $50,000,000 aggregate principal amount of the Company’s 8.50% Notes due 2028”
SARATOGA INVESTMENT CORP. amended revolving credit of up to $65.0 million with Encina Lender Finance, LLC at Term SOFR for a one-month tenor plus a 0.10% credit spread adjustment maturing January 27, 2026.
“The Amendment, among other things: (i) increased the borrowings available under the Encina Credit Facility from up to $50.0 million to up to $65.0 million; (ii) changed the underlying benchmark used to compute interest under the Credit Agreement from LIBOR to Term SOFR for a one-month tenor plus a 0.10% credit spread adjustment; (iii) increased the applicable effective margin rate on borrowings from 4.00% to 4.25%; (iv) extended the revolving period from October 4, 2024 to January 27, 2026;”
SARATOGA INVESTMENT CORP. amended First Amendment to the Credit and Security Agreement with Encina Lender Finance, LLC valued at up to $65.0 million (effective 2023-01-27).
“On January 27, 2023, Saratoga Investment Corp. (the “Company”) entered into the First Amendment (the “Amendment”) to the Credit and Security Agreement, dated as of October 4, 2021 (the “Credit Agreement”), by and among Saratoga Investment Fund II LLC, a wholly owned subsidiary of the Company, as borrower (the “Borrower”), the Company, as equityholder and as collateral manager, the lenders party thereto, and Encina Lender Finance, LLC, as administrative agent and as collateral agent, and agreed to and acknowledged by U.S. Bank National Association, as custodian, and U.S. Bank Trust Company, National Association (successor in interest to U.S. Bank National Association), as collateral administrator, relating to the Borrower’s senior secured revolving credit facility (the “Encina Credit Facility”).”
SARATOGA INVESTMENT CORP. reported financial results for fiscal third quarter 2023.
“Saratoga Investment Corp. issued a press release announcing its financial results for the quarter and nine months ended November 30, 2022.”
SARATOGA INVESTMENT CORP. incurred senior notes of $52,500,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 8.125% per year maturing December 31, 2027.
“the Thirteenth Supplemental Indenture relates to the Company’s issuance and sale of $52,500,000 aggregate principal amount of the Company’s 8.125% Notes due 2027”
SARATOGA INVESTMENT CORP. entered into Thirteenth Supplemental Indenture with U.S. Bank Trust Company, National Association valued at $52,500,000 (effective 2022-12-13).
“On December 13, 2022, Saratoga Investment Corp. (the “Company”) and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association) (the “Trustee”), entered into a Thirteenth Supplemental Indenture (the “Thirteenth Supplemental Indenture”) to the indenture, dated May 10, 2013, between the Company and the Trustee (the “Base Indenture”; and together with the Thirteenth Supplemental Indenture, the “Indenture”).”
SARATOGA INVESTMENT CORP. incurred senior notes of $52,500,000 with Ladenburg Thalmann & Co. Inc. and other underwriters at 8.125% maturing 2027.
“On December 5, 2022, Saratoga Investment Corp. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, Saratoga Investment Advisors, LLC (the “Adviser”) and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named in Schedule I thereto, in connection with the issuance and sale of $52,500,000 aggregate principal amount of the Company’s 8.125% Notes due 2027 (the “Notes” and the issuance and sale of the Notes, the “Offering”).”
SARATOGA INVESTMENT CORP. entered into Underwriting Agreement with Ladenburg Thalmann & Co. Inc. valued at $52,500,000 (effective 2022-12-05).
“On December 5, 2022, Saratoga Investment Corp. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company, Saratoga Investment Advisors, LLC (the “Adviser”) and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named in Schedule I thereto, in connection with the issuance and sale of $52,500,000 aggregate principal amount of the Company’s 8.125% Notes due 2027”
SARATOGA INVESTMENT CORP. incurred senior notes of $40,000,000 aggregate principal amount with U.S. Bank Trust Company, National Association at 8.00% per year maturing October 31, 2027.
“(the “Base Indenture”; and together with the Twelfth Supplemental Indenture, the “Indenture”). The Twelfth Supplemental Indenture relates to the Company’s issuance and sale of $40,000,000 aggregate principal amount of the Company’s 8.00% Notes due 2027 (the “Notes” and the issuance and sale of the Notes, the “Offering”). The Notes bear interest at a rate of 8.00%”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.