Source-grounded facts extracted from SARATOGA INVESTMENT CORP.'s SEC 8-K filings across all families, newest first. Each cites a verbatim SEC excerpt.
SARATOGA INVESTMENT CORP. reported financial results for the quarter and full year ended February 28, 2026.
“On May 5, 2026, Saratoga Investment Corp. issued a press release announcing its financial results for the quarter and full year ended February 28, 2026.”
SARATOGA INVESTMENT CORP. incurred senior notes of $25,000,000 at 7.25% per year maturing April 10, 2029.
“On April 10, 2026, Saratoga Investment Corp. (the “Company”) entered into a notes purchase agreement (the “Notes Purchase Agreement”) governing the issuance of its 7.25% Notes due 2029 (the “Notes” and the issuance and sale of the Notes, the “Offering”) in the aggregate principal amount of $25,000,000”
SARATOGA INVESTMENT CORP. entered into Seventeenth Supplemental Indenture with U.S. Bank Trust Company, National Association (effective 2026-04-10).
“on April 10, 2026 , the Company and U.S. Bank Trust Company, National Association, as trustee (as successor in interest to U.S. Bank National Association) (the “Trustee”) , entered into a Seventeenth Supplemental Indenture (the “Seventeenth Supplemental Indenture”) to the Base Indenture, dated May 10, 2013, by and between the Company and the Trustee (the “Base Indenture”; and together with the Seventeenth Supplemental Indenture, the “Indenture”)”
SARATOGA INVESTMENT CORP. entered into Notes Purchase Agreement with an institutional investor valued at $25,000,000 (effective 2026-04-10).
“On April 10, 2026, Saratoga Investment Corp. (the “Company”) entered into a notes purchase agreement (the “Notes Purchase Agreement”) governing the issuance of its 7.25% Notes due 2029 (the “Notes” and the issuance and sale of the Notes, the “Offering”) in the aggregate principal amount of $25,000,000 to an institutional investor (the “Purchaser”)”
SARATOGA INVESTMENT CORP. amended Equity Distribution Agreement with Lucid Capital Markets, LLC, Ladenburg Thalmann & Co. Inc., Compass Point Research & Trading, LLC, Raymond James & Associates, Inc. (effective 2026-03-13).
“On March 13, 2026, in connection with the effectiveness of the Company’s shelf registration statement on Form N-2 (333-292765) (the “Registration Statement”), the Company and Saratoga Investment Advisors, LLC (the “Adviser”) entered into amendment no. 5 (“Amendment No. 5”) to the equity distribution agreement (as amended, the “Equity Distribution Agreement”) with Lucid Capital Markets, LLC (“Lucid”), Ladenburg Thalmann & Co. Inc. (“Ladenburg”), Compass Point Research & Trading, LLC (“Compass Point”), and Raymond James & Associates, Inc. (“Raymond James” and together with Lucid, Ladenburg, and Compass Point, the “Agents”).”
SARATOGA INVESTMENT CORP. incurred senior notes of $100.0 million with U.S. Bank Trust Company, National Association at 7.50% per year maturing February 6, 2031.
““Base Indenture”; and together with the Sixteenth Supplemental Indenture, the “Indenture”). The Sixteenth Supplemental Indenture relates to the Company’s issuance and sale of $100.0 million in aggregate principal amount of the Company’s 7.50% Notes due 2031 (the “Notes” and the issuance and sale of the Notes, the “Offering”). The Notes bear interest at a rate of”
SARATOGA INVESTMENT CORP. entered into Sixteenth Supplemental Indenture with U.S. Bank Trust Company, National Association valued at $100.0 million in aggregate principal amount (effective 2026-02-06).
“on February 6, 2026, Saratoga Investment Corp. (the “Company”) and U.S. Bank Trust Company, National Association, as trustee (as successor in interest to U.S. Bank National Association) (the “Trustee”), entered into a Sixteenth Supplemental Indenture (the “Sixteenth Supplemental Indenture”) to the Base Indenture, dated May 10, 2013, by and between the Company and the Trustee (the “Base Indenture”; and together with the Sixteenth Supplemental Indenture, the “Indenture”).”
SARATOGA INVESTMENT CORP. incurred senior notes of $100,000,000 aggregate principal amount with Lucid Capital Markets, LLC at 7.50% maturing 2031.
“in connection with the issuance and sale of $100,000,000 aggregate principal amount of the Company’s 7.50% Notes due 2031”
SARATOGA INVESTMENT CORP. entered into Underwriting Agreement with Lucid Capital Markets, LLC, as representative of the several underwriters valued at $100,000,000 aggregate principal amount (effective 2026-01-29).
“On January 29, 2026, Saratoga Investment Corp. (the “Company”) entered into an underwriting agreement (the “Underwriting Agreement”) by and among the Company and Saratoga Investment Advisors, LLC, on the one hand, and Lucid Capital Markets, LLC, as representative of the several underwriters named in Schedule I thereto, on the other hand, in connection with the issuance and sale of $100,000,000 aggregate principal amount of the Company’s 7.50% Notes due 2031”
SARATOGA INVESTMENT CORP. incurred senior notes at 7.25% maturing May 1, 2030.
“In connection with the issuance and sale of the 7.25% Senior Unsecured Notes due May 1, 2030 (the “Notes” and the issuance and sale of the Notes, the “Offering”)”
SARATOGA INVESTMENT CORP. entered into Registration Rights Agreement with the institutional purchaser in the Offering (effective 2026-01-23).
“the Company entered into a Registration Rights Agreement, dated as of January 23, 2026 (the “Registration Rights Agreement”), with the institutional purchaser in the Offering (the “Purchaser”).”
SARATOGA INVESTMENT CORP. incurred credit facility of up to $85.0 million, with potential to increase to $100.0 million with Valley National Bank, as administrative agent, lead arranger and bookrunner, and the lenders at Term SOFR plus an applicable margin of 2.85%, with a SOFR Floor of 1.00% maturing November 6, 2028.
“The Valley Credit Facility provides for borrowings in U.S. dollars in an aggregate amount of up to $85.0 million. During the first two years following the closing date, SIF II may request one or more increases in the commitment amount from $85.0 million to an amount not to exceed $100.0 million, subject to certain terms and conditions and a customary fee. The terms of the Valley Credit Agreement require a minimum drawn amount at all times equal to the greater of $25.0 million or 38% of the facility amount in effect at such time. The Valley Credit Facility matures on November 6, 2028. Advances are available during the term of the Valley Credit Facility and must be repaid in full at maturity. Advances under the Valley Credit Facility are subject to a borrowing base calculation, with advance rates on eligible loans ranging from 25% to 75%. The Valley Credit Facility has numerous eligibility criteria for loans to be included in the borrowing base. Advances under the Valley Credit Facility”
SARATOGA INVESTMENT CORP. entered into Amendment No. 4 with Lucid Capital Markets, LLC (effective 2024-05-15).
“On May 15, 2024, the Company added one additional distribution agent to the ATM Program, Lucid Capital Markets, LLC (“Lucid” and, together with Ladenburg, Compass Point, and Raymond James, the “Agents”). In connection with the addition of Lucid as a distribution agent, the Company and the Adviser entered into the amendment no. 4, dated May 15, 2024 (“Amendment No. 4”), to the equity distribution agreement”
SARATOGA INVESTMENT CORP. reported financial results for the quarter and full year ended February 29, 2024.
“On May 6, 2024, Saratoga Investment Corp. issued a press release announcing its financial results for the quarter and full year ended February 29, 2024.”
Facts are extracted by an LLM and gated to those whose source quote is present verbatim in the filing text. Coverage is best-effort while backfill and monitoring mature; this is not yet a full-market index. See methodology.