Recent 8-K filings for SCM

• July 29, 2026, 5:05 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  Stellus Capital reports preliminary Q2 NII $0.25-$0.27/share; NAV up to $12.76-$12.84

  Preliminary NII per share $0.25-$0.27; NAV per share $12.76-$12.84, up 1.8%-2.4% from $12.54 at March 31, 2026.

• February 5, 2026, 6:59 PM ET M&A materiality 0.65 neutral item 8.01item 9.01

  Stellus Capital Management to be acquired by P10; BDC shareholders to vote on new advisory agreement

  Acquisition of external adviser Stellus Capital Management by P10 (NYSE:PX) for undisclosed terms; expected close mid-2026.

• September 15, 2025, 7:59 PM ET debt materiality 0.65 positive item 1.01item 2.03item 9.01

  Stellus Capital expands revolver to $335M, extends maturity to 2030, cuts margins

  Credit facility commitment increased from $315M to $335M; accordion cap raised to $365M.

• September 10, 2025, 7:59 PM ET other material materiality 0.70 neutral item 1.01item 9.01

  Stellus Capital establishes $100M at-the-market equity offering program

  Enters equity distribution agreement to sell up to $100M in common stock via ATM.

• August 28, 2025, 7:59 PM ET debt materiality 0.60 neutral item 8.01item 9.01

  Stellus Capital announces partial redemption of $50M of its 4.875% Notes due 2026

  Will redeem 50% ($50M) of its $100M 4.875% Notes due 2026 on Sept 30, 2025.

• March 28, 2025, 7:59 PM ET debt materiality 0.60 neutral item 1.01item 2.03item 9.01 ◈ Debt Financings

  Stellus Capital Investment Corp. issues $75M of 7.250% Notes due 2030

  $75 million aggregate principal of 7.250% Notes due 2030 issued via underwritten public offering.

• November 22, 2023, 6:59 PM ET debt materiality 0.65 neutral item 1.01item 2.03item 9.01 ◈ Material Agreements

  Stellus amends credit facility: cuts commitment to $260M, extends maturity to 2028, lowers interest coverage covenant

  Maximum commitment reduced from $265M to $260M; accordion limit raised from $315M to $350M.

• August 14, 2023, 7:59 PM ET other material materiality 0.60 neutral item 1.01item 9.01 ◈ Material Agreements

  Stellus Capital enters $100M ATM equity distribution agreement with KBW and Raymond James

  Up to $100M of common stock may be sold at market prices through Keefe, Bruyette & Woods and Raymond James as sales agents.

• August 29, 2022, 7:59 PM ET other material materiality 0.60 neutral item 1.01item 9.01

  Stellus Capital enters into $50M ATM equity distribution agreement with KBW and Raymond James

  Company may sell up to $50M in common stock via ATM offering through Keefe, Bruyette & Woods and Raymond James.

• November 15, 2021, 6:59 PM ET other material materiality 0.60 negative item 8.01

  Stellus Capital withdraws 2.25M share public offering citing unfavorable market conditions

  Company terminated previously announced offering of 2,250,000 shares of common stock.

Materiality & sentiment trend

Max materiality 0.70 · Median 0.50 · Most common event other_material

3 positive 1 negative 21 neutral

source · SCM on sec.gov