M&A Transactions

NORTHWEST BIOTHERAPEUTICS INC completed an acquisition involving Toucan Holdings LLC for purchase price of approximately $1.9 million (£1.4 million) and payment of the then outstanding net amount of accounts payable owed by the Company to Advent for (closed 2025-10-24).

“with potential acceleration after regulatory approval of the Company’s DCVax®-L product. The consideration for the acquisition consists of a purchase price of approximately $1.9 million (£1.4 million) and payment of the then outstanding net amount of accounts payable owed by the Company to Advent for manufacturing and related services already provided under”

Runway Growth Finance Corp. completed an acquisition involving SWK Holdings Corporation for each outstanding share of common stock of SWK was converted into the right to receive (i) either (A) 1.7264 shares of common stock of the Company or (B) $20.59 (closed 2026-04-06).

“time of the First Merger, each outstanding share of common stock, par value $0.001 per share, of SWK (“SWK Common Stock”) was converted into the right to receive (i) either (A) 1.7264 shares of common stock, par value $0.01 per share, of the Company (“Company Common Stock”) or (B) $20.59 in cash (based on the election of the holder thereof in accordance with”

TCW Direct Lending VIII LLC completed a disposition involving holders of the Company’s outstanding limited liability company units (closed 2026-04-01).

“On April 1, 2026, the Company completed its previously announced exchange offer (the “Exchange Offer”), pursuant to which holders of the Company’s outstanding limited liability company units (the “Units”) were permitted to exchange all or a portion of their Units for an equivalent number of limited liability company units of TCW Specialty Lending LLC, a Delaware limited liability company and wholly owned subsidiary of the Company (the “Perpetual Fund”).”

Ginkgo Bioworks Holdings, Inc. completed a disposition involving Tower Biosecurity, Inc. also known as Perimeter Systems, Inc. (closed 2026-04-03).

“On April 3, 2026, Ginkgo Bioworks, Inc. (the "Seller"), a wholly owned subsidiary Ginkgo Bioworks Holdings, Inc. (the "Company") completed the previously announced transaction (the "Transaction") with Tower Biosecurity, Inc. also known as Perimeter Systems, Inc. (the "Purchaser") pursuant to the Stock Purchase Agreement, dated as of February 26, 2026 (the "Purchase Agreement"), by and among the Seller, the Company, the Purchaser and Ginkgo Biosecurity, LLC ("Biosecurity").”

Healthcare Triangle, Inc. completed an acquisition involving CH 109, S.L., Ivan Montero Rebato and Maria Luisa Sanchez Fernandez.

“relating to the acquisition by Teyame AI Holdings Inc., the Company’s wholly owned subsidiary, of all of the outstanding equity interests of Teyamé 360 S.L. and Datono Mediación S.L. pursuant to that certain Share Purchase Agreement, dated January 22, 2026”

TCW SPECIALTY LENDING LLC completed an acquisition involving TCW Direct Lending VIII (Fund VIII) (closed 2026-04-01).

“In connection with the completion of the Exchange Offer, Fund VIII transferred to the Company a pro rata share of all of the assets, liabilities and related interests held by Fund VIII immediately prior to the completion of the Exchange Offer, in proportion to the number of Fund VIII Units validly tendered and accepted for exchange, and the Company issued an equivalent number of Company Units to the tendering holders in exchange for the accepted Fund VIII Units.”

QNB CORP. completed an acquisition involving The Victory Bancorp, Inc. for 0.5500 shares of common stock, $0.625 par value, of the Company (closed 2026-04-01).

“rights in accordance with applicable law (each as provided for in the Merger Agreement)), was automatically converted as a result of the Merger into the right to receive 0.5500 shares of common stock, $0.625 par value, of the Company (the “Company Common Stock”), with cash paid in lieu of fractional shares. Each outstanding share of the Company Common”

CVD EQUIPMENT CORP completed a disposition involving a subsidiary of the Atlas Copco Group for $16,900,000 (closed 2026-04-01).

“certain specified liabilities, in each case as set forth in the Asset Purchase Agreement. The aggregate consideration paid to the Company in connection with the transaction was $16,900,000, subject to customary post-closing adjustments. At the closing, $900,000 of the purchase price was placed in escrow to secure post-closing adjustments and indemnification”

HOLOGIC INC underwent a change of control involving Blackstone Inc. and TPG Global, LLC (through affiliates) for approximately $17.3 billion in cash (closed 2026-04-07).

“of Parent. The total amount of cash consideration payable to the Company’s equityholders in connection with the Merger and pursuant to the Merger Agreement was approximately $17.3 billion. The funds used by Parent to consummate the Merger and complete the related transactions came from equity financing and debt financing.”

SWK Holdings Corp underwent a change of control involving Runway Growth Finance Corp. for either 1.7264 shares of RWAY Common Stock or $20.59 in cash, plus $0.74 in cash per share (closed 2026-04-06).

“Time”), each outstanding share of common stock, par value $0.001 per share, of the Company (“Company Common Stock”) was converted into the right to receive (i) either (A) 1.7264 shares of common stock, par value $0.01 per share, of RWAY (“RWAY Common Stock” and such consideration, the “Per Share Stock Consideration”) or (B) $20.59 in cash (the “Per Share”

Laird Superfood, Inc. completed an acquisition (closed 2026-03-12).

“the Company completed its previously announced acquisition (the “ Navitas Acquisition ”) of (i) all of the issued and outstanding units of Navitas LLC (“ Navitas ”) and (ii) all of the issued and outstanding capital stock of Global Superfoods Corp. (“ GSC ”).”

Vireo Growth Inc. completed an acquisition involving Eaze Inc. for US$47,040,000 in base consideration (closed 2026-04-01).

“adjustment with respect to certain of the estimated items included in the Estimated Closing Merger Consideration. In general, the Estimated Closing Merger Consideration is US$47,040,000 in base consideration (the “Base Consideration”), adjusted for certain items as described in the definition of Estimated Closing Merger Consideration in the Merger Agreement,”

ProCap Financial, Inc. completed an acquisition involving CFO Silvia, Inc (closed 2026-04-06).

“On April 6, 2026 (the “Closing Date”), ProCap Financial, Inc., a Delaware corporation (the “Company”), completed its previously announced acquisition of CFO Silvia, Inc, a Delaware corporation (“CFO Silvia”), pursuant to the Agreement and Plan of Merger, dated as of February 9, 2026”

Howmet Aerospace Inc. completed an acquisition involving Consolidated Aerospace Manufacturing, LLC, a wholly owned subsidiary of Stanley Black & Decker, Inc. for approximately $1.8 billion (closed 2026-04-06).

“On April 6, 2026, Howmet Aerospace Inc., a Delaware corporation (“Howmet Aerospace”), completed its previously announced purchase of Consolidated Aerospace Manufacturing, LLC (“Consolidated Aerospace Manufacturing”), a wholly owned subsidiary of Stanley Black & Decker, Inc., a Connecticut corporation (“Stanley Black & Decker”), for a cash purchase price of approximately $1.8 billion, subject to customary adjustments.”

BRAND HOUSE COLLECTIVE, INC. underwent a change of control involving Bed Bath & Beyond, Inc. (closed 2026-04-02).

“At the Effective Time, as a result of the consummation of the Merger, a change in control of the Company occurred and the Company became a wholly owned subsidiary of Parent.”

BED BATH & BEYOND, INC. completed an acquisition involving The Brand House Collective for 0.1993 shares of BBBY Common Stock per share of TBHC Common Stock (closed 2026-04-02).

“shares of TBHC Common Stock held directly by the Company or Knight Merger Sub, which were automatically cancelled and ceased to exist) was converted into the right to receive 0.1993 (the “ Exchange Ratio ”) of a share of common stock, par value $0.0001 per share, of the Company (“ BBBY Common Stock ”). Treatment of Fractional Shares No fractional shares of”

ABUNDIA GLOBAL IMPACT GROUP, INC. completed an acquisition involving Abundia Financial, LLC for $4,040,000 (closed 2026-04-01).

“the Company acquired (the “Acquisition”) all the issued and outstanding membership interests of RPD (the “Membership Interests”) from Abundia Financial for the consideration of $4,040,000, payable in the form of a senior secured convertible cote (the “Convertible Note”). The Convertible Note is secured, and in connection therewith, the parties entered into a”

ASHFORD HOSPITALITY TRUST INC completed a disposition involving Lodging Capital Partners LLC for $58 million in cash (closed 2026-03-31).

“On March 31, 2026, Ashford Alexandria LP, an indirect wholly owned subsidiary of Ashford Hospitality Trust, Inc. (the “Company”), completed the sale of the Hilton Alexandria Old Town located in Alexandria, Virginia pursuant to an Agreement of Purchase and Sale, dated as of February 25, 2026, by and between Ashford Alexandria LP and Ashford TRS Alexandria LLC, as seller, and Lodging Capital Partners LLC, as purchaser, for $58 million in cash, subject to customary pro-rations and adjustments.”

BIMINI CAPITAL MANAGEMENT, INC. completed an acquisition involving Tom Johnson Investment Management, LLC for $12,318,492 (closed 2026-04-01).

“interest in TJIM (the “Retained Interest”). The purchase price paid in the Transaction equaled 2.5 times 80% of TJIM’s revenue for the fiscal year ended December 31, 2025, or $12,318,492 (the “Purchase Price”). $12,000,000 of the Purchase Price was paid in cash at Closing, including $1,539,811.50 of such funds paid in escrow for the potential satisfaction of”

Intrepid Potash, Inc. completed a disposition involving HydroSource Logisitics, LLC for $70.0 million in cash (closed 2026-04-01).

“leases, water rights located on the Ranch, and various other assets, interests, and related agreements (collectively, the “Ranch Assets”). Consideration for the Ranch Assets is $70.0 million in cash, subject to adjustment as set forth in the Purchase Agreement (the “Purchase Price”), of which the $8.0 million deposit received by the Company in December 2025 was”

Esperion Therapeutics, Inc. completed an acquisition involving Corstasis Therapeutics Inc. for The aggregate up-front consideration for the transactions contemplated by the Merger Agreement (the “Transactions”) was $75,000,000 in cash, subject to customar (closed 2026-04-02).

“On March 2, 2026, the Company entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Corstasis Therapeutics Inc., a Delaware corporation (“Corstasis”), Cirrus Transaction Subsidiary, Inc., a Delaware corporation and wholly owned subsidiary of the Company (“Merger Sub”) and certain other parties described therein. Pursuant to the Merger Agreement, on April 2, 2026, the Company completed the merger of Corstasis with and into Merger Sub, with Corstasis surviving the merger as a wholly owned subsidiary of the Company (the “Merger”). The aggregate up-front consideration for the transactions contemplated by the Merger Agreement (the “Transactions”) was $75,000,000 in cash, subject to customary adjustments and a post-closing purchase price adjustment. In addition, the equityholders of Corstasis are entitled to receive: (i) milestone payments up to an aggregate amount equal to $180,000,000 if certain regulatory approval or commercial sales milestones are achieved and (ii) r”

Blue Bird Corp completed an acquisition involving Girardin Group (AG 2014 Trust, SG One 2014 Trust, DG One 2014 Trust, Groupe Autobus Girardin Ltée, Girardin Minibus JV 2 Inc.) for $201,787,193 (closed 2026-04-01).

“of Québec (“ MB Canada Target ” and together with MB US Target, the “ Micro Bird Targets ” and each, a “ Target ”) collectively in exchange for an aggregate purchase price of $201,787,193 (the “ Purchase Price ”). Under the terms of the Purchase Agreement, the Purchase Price was paid as follows: (i) approximately 30% of the Purchase Price paid as cash in the amount”

Kodiak Gas Services, Inc. completed an acquisition involving Distributed Power Solutions, LLC, Mustang PRS, LLC, and Louisiana Machinery Company, L.L.C. for aggregate cash consideration of $587 million (including adjustments for certain additional power generation assets purchased since the transaction announcement, (closed 2026-04-01).

“interests of DPS from the Sellers as set forth in the Purchase Agreement (the “Acquisition”). On the Closing Date, the Buyer paid to the Sellers aggregate cash consideration of $587 million (including adjustments for certain additional power generation assets purchased since the transaction announcement, indebtedness and working capital) and the Company issued an”

INNOVATIVE SOLUTIONS & SUPPORT INC completed an acquisition involving Honeywell International Inc. for $8.0 million in cash (closed 2026-03-28).

“unit for the F-15 and 767 tanker/freight platforms to repair, overhaul, manufacture, sell, import, export and distribute certain products to the Company for consideration of $8.0 million in cash. The Generators Agreement contains customary representations and warranties of Honeywell regarding Honeywell’s authority to enter into the Generators Agreement,”

INNOVATIVE SOLUTIONS & SUPPORT INC completed an acquisition involving Honeywell International Inc. for $22.0 million in cash (closed 2026-03-27).

“to repair, overhaul, manufacture, sell, import, export and distribute certain products and granted certain other intellectual property rights to the Company for consideration of $22.0 million in cash. The Autopilot Agreement contains customary representations and warranties of Honeywell regarding Honeywell’s authority to enter into the Autopilot Agreement, compliance”

KiNRG, Inc. completed an acquisition involving Trinity Group Construction, Inc. for $8,200,000 (closed 2026-04-01).

“the Company agreed to acquire 100% of the issued and outstanding capital stock of Trinity (the “Acquisition”). Purchase Price The aggregate purchase price for the Acquisition is $8,200,000, consisting of: (i) $1,000,000 in cash, (ii) 4,200,000 shares of KiNRG common stock, par value $0.0001 per share, and (iii) a promissory note in the principal amount of $3,000,000”

COMMUNITY HEALTH SYSTEMS INC completed a disposition involving The Health Care Authority of the City of Huntsville, d/b/a Huntsville Hospital Health System for $459 million in cash (closed 2026-04-01).

“The purchase price paid to CHS in connection with the closing of the Transaction, after giving effect to estimated working capital and before certain transaction expenses, was $459 million in cash (subject to a post-closing working capital adjustment). The foregoing summary of the Transaction and the terms and conditions of the Purchase Agreement is subject to, and”

Community West Bancshares completed an acquisition involving United Security Bancshares for approximately $185.5 million, or $10.53 per United Security Bancshares common share (closed 2026-04-01).

“common stock. Based on the closing price of Community West Bancshares common stock of $23.30 per share on March 31, 2026, the value of the merger consideration was approximately $185.5 million, or $10.53 per United Security Bancshares common share. The merger combines two relationship-focused community banks with a shared commitment to serving Central California’s”

UNITED SECURITY BANCSHARES underwent a change of control involving Community West Bancshares for $185.5 million (closed 2026-04-01).

“common stock. Based on the closing price of Community West Bancshares common stock of $23.30 per share on March 31, 2026, the value of the merger consideration was approximately $185.5 million, or $10.53 per United Security Bancshares common share. The merger combines two relationship-focused community banks with a shared commitment to serving Central California’s”

SOUTH PLAINS FINANCIAL, INC. completed an acquisition involving BOH Holdings, Inc. for approximately 2.8 million shares of SPFI common stock (closed 2026-04-01).

“lieu of any fractional shares (collectively, the “Per Share Merger Consideration”). The total aggregate consideration delivered to holders of BOH common stock was approximately 2.8 million shares of SPFI common stock. The issuance of shares of SPFI common stock in connection with the Merger was registered under the Securities Act of 1933, as amended (the”

QXO, Inc. completed an acquisition involving Kodiak Building Partners Inc. for $2,000,000,000 plus 13,157,895 shares of QXO Common Stock (closed 2026-04-01).

“owned subsidiary of QXO. At the effective time of the Merger (the “Effective Time”), QXO paid to equityholders of Kodiak (“Kodiak Stockholders”) an amount in cash equal to $2,000,000,000 (subject to customary adjustments for working capital, indebtedness, cash and transaction expenses as set forth in the Merger Agreement) plus 13,157,895 shares (the”

Duke Energy CORP completed a disposition involving Spire Tennessee Inc. for $2.48 billion in cash (closed 2026-03-31).

“On March 31, 2026, and pursuant to the Purchase Agreement, Piedmont completed the Transaction for $2.48 billion in cash, subject to customary purchase price adjustments as set forth in the Purchase Agreement.”

Great Lakes Dredge & Dock CORP underwent a change of control involving Saltchuk Resources, Inc. for $17.00 per Share (closed 2026-04-01).

“Securities and Exchange Commission (the “SEC”) on February 11, 2026, the Company entered into an Agreement and Plan of Merger (the “Merger Agreement”) with Saltchuk Resources, Inc., a Washington corporation (“Saltchuk”), and Huron MergeCo., Inc., a Delaware corporation and a wholly owned subsidiary of Saltchuk (“Merger Sub”), on February 10, 2026.”

First Foundation Inc. underwent a change of control involving FirstSun Capital Bancorp for 0.16083 of a share of FirstSun common stock per share of First Foundation common stock (closed 2026-04-01).

“common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) became entitled to receive 0.16083 of a share of FirstSun common stock (the “exchange ratio”) with cash paid in lieu of any fractional shares. In addition, at the Effective Time, each then-outstanding share of”

Keurig Dr Pepper Inc. completed an acquisition involving JDE Peet's N.V. for €31.85 per share in cash (closed 2026-04-01).

“In accordance with the terms of the Offer, on April 1, 2026 (the "Settlement Date"), Kodiak BidCo made a payment of €31.85 per Share and accepted the transfer of all Shares tendered prior to or on March 27, 2026.”

Aptiv PLC completed a disposition involving Versigent Limited (closed 2026-04-01).

“On April 1, 2026 (the “Distribution Date”) at 12:01 a.m., eastern time, Aptiv PLC (the “Company”) completed the previously announced separation (the “Spin-Off”) of Versigent Limited (“Versigent”) from the Company.”

Ondas Inc. completed an acquisition involving World View Enterprises Inc. for up to 12,775,219 shares of the Company's common stock... and... approximately $7.3 million cash (closed 2026-04-01).

“Date, Merger Sub merged with and into World View, with World View continuing as the surviving entity and a wholly owned subsidiary of the Company (the “Merger”), for (i) up to 12,775,219 shares of the Company’s common stock, par value $0.0001 per share (the “Shares”), of which 99,233 Shares were deposited into an escrow account for the purpose of securing any”

Medalist Diversified, Inc. completed a disposition involving PC Acquisitions, LLC for $24,100,000 (closed 2026-03-30).

“On March 30, 2026, the Company closed on the sale of the Franklin Square Property (the “Disposition”). The total sales price of the Franklin Square Property was $24,100,000.”

FIRSTSUN CAPITAL BANCORP completed an acquisition involving First Foundation Inc. for 0.16083 of a share of FirstSun common stock (closed 2026-04-01).

“common stock issued and outstanding immediately prior to the Effective Time (other than certain excluded shares specified in the Merger Agreement) became entitled to receive 0.16083 of a share of FirstSun common stock (the “ exchange ratio ”), with cash paid in lieu of any fractional shares. In addition, at the Effective Time, each then-outstanding share of”

Keel Infrastructure Corp. completed an acquisition involving Bitfarms Canada (closed 2026-04-01).

“Effective as of 12:01 a.m. (Eastern Daylight Time) on April 1, 2026, Keel Infrastructure Corp., a Delaware corporation (" Keel "), became the ultimate parent company of Bitfarms Ltd., a corporation existing under the laws of the Province of Ontario (" Bitfarms Canada "), and its subsidiaries pursuant to a statutory plan of arrangement under Section 182 of the Business Corporations Act (Ontario) (the " Arrangement ") as part of Bitfarms Canada’s previously announced intention to redomicile from Canada to the United States (the " U.S. Redomiciliation Transaction ").”

Blue Foundry Bancorp underwent a change of control involving Fulton Financial Corporation for 0.650 of a share of common stock, $2.50 par value, of Fulton (closed 2026-04-01).

“share of common stock, $0.01 par value, of Blue Foundry (“Blue Foundry Common Stock”) outstanding immediately prior to the Effective Time was converted into the right to receive 0.650 of a share of common stock, $2.50 par value, of Fulton (“Fulton Common Stock”) and cash in lieu of fractional shares of Fulton Common Stock (the “Merger Consideration”). In”

OneStream, Inc. underwent a change of control involving Onward AcquireCo, Inc. (Parent) for $24.00 per share (closed 2026-04-01).

“D common stock (in each case, other than as provided in the Merger Agreement) was cancelled and automatically converted into the right to receive cash in an amount equal to $24.00, without interest (the “Per Share Price”). • Each outstanding common unit of OneStream LLC (“LLC Units”) (other than as provided in the Merger Agreement) was cancelled and”

Versigent PLC completed a disposition involving Aptiv PLC (closed 2026-04-01).

“On April 1, 2026 (the “Distribution Date”), Aptiv PLC (“Aptiv”) completed the previously announced distribution of all of the ordinary shares of Versigent Limited (“Versigent,” the “Company,” “we,” “us,” or “our”) to holders of Aptiv’s ordinary shares on a pro rata basis (the “Spin-Off”).”

Ballston Spa Bancorp, Inc. completed an acquisition involving NBC Bancorp, Inc. (closed 2026-04-01).

“Effective on April 1, 2026, 12:01 a.m., Ballston Spa Bancorp, Inc., a New York corporation (the “Company”), completed its previously announced combination with NBC Bancorp, Inc., a New York corporation (“NBC”), pursuant to the Agreement and Plan of Merger, dated as of September 23, 2025 (the “Merger Agreement”), by and between the Company and NBC, pursuant to which NBC merged with and into the Company, with the Company as the surviving entity (the “Merger”).”

FULTON FINANCIAL CORP completed an acquisition involving Blue Foundry Bancorp for 0.650 of a share of common stock, par value $2.50 per share, of Fulton (closed 2026-04-01).

“m 8-K is being filed in connection with the transactions contemplated by that certain Agreement and Plan of Merger, dated as of November 24, 2025 (the “Merger Agreement”), by and between Fulton Financial Corporation, a Pennsylvania corporation (“Fulton”), and Blue Foundry Bancorp, a Delaware corporation (“Blue Foundry”). Effective on April 1, 2026 (the “Closing Date”), Fulton completed its previously announced acquisition of Blue Foundry.”

LANDS' END, INC. completed a disposition involving WHP (WH Borrower, LLC / LEWHP, LLC) for $300 million in cash (closed 2026-04-01).

“to WHP for an aggregate purchase price of $300 million in cash”

E.W. SCRIPPS Co completed a disposition involving Circle City Broadcasting for $83 million (closed 2026-03-31).

“On March 31, 2026, The E. W. Scripps Company (“Scripps”) closed on the sale of its WRTV television station to Circle City Broadcasting for cash consideration of $83 million.”

SPIRE INC completed an acquisition involving Piedmont Natural Gas Company, Inc. for $2.48 billion in cash (closed 2026-03-31).

“On March 31, 2026, and pursuant to the Asset Purchase Agreement, Spire completed the Transaction for $2.48 billion in cash, subject to customary purchase price adjustments as set forth in the Asset Purchase Agreement.”

ORAMED PHARMACEUTICALS INC. completed a disposition involving Lifeward Ltd. for Lifeward issuing to the Company a number of ordinary shares, no par value per share, of Lifeward, and pre-funded warrants to purchase the number of Lifeward Ord (closed 2026-03-25).

“On March 25, 2026, Lifeward completed its acquisition of Oratech in accordance with the terms of the Share Purchase Agreement.”

MOBIVITY HOLDINGS CORP. completed a disposition involving Mistplay, Inc. for $5,118,756.43 in cash and 6,328,991 Class B common shares of Holdings (closed 2026-03-26).

“of the Purchase Agreement, as summarized in the Definitive Information Statement. The aggregate consideration paid to the Company under the Purchase Agreement consisted of (i) $5,118,756.43 in cash at closing, of which $300,000 was allocated to a reserve for certain employee obligations and (ii) 6,328,991 Class B common shares of Holdings. Under the Purchase”