regulatory
confidence high
sentiment neutral
materiality 0.20
SEI Investments late to amend compensation recovery policy; now compliant
SEI INVESTMENTS CO
- Notified Nasdaq on Feb 1, 2024 that it missed Dec 1, 2023 deadline to amend policy per Listing Rule 5608.
- Policy has been amended and restated to comply with Nasdaq Listing Rule 5608.
- Required disclosures under Rule 5608 will be provided in future SEC filings.
- No financial penalty or trading impact disclosed.