REGIS CORP (RGS): Nasdaq/NYSE listing notice — Regis Corp receives NYSE delisting notice for failure to meet $50M equity or market cap standard

REGIS CORP

Notice received Dec 13, 2023 under Section 802.01B for insufficient stockholders' equity or 30-day avg market cap below $50M.
NYSE staff determined to commence delisting proceedings; company will appeal within required timing.
Common stock continues trading on NYSE pending review outcome; no suspension yet.
Company evaluating options to maintain listing on a national exchange; no assurance of appeal success.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

REGIS CORP received a nyse delisting notice notice regarding stockholders equity (rules 802.01B).

Exchange: nyse
Notice: delisting notice
Deficiency: stockholders equity
Rules: 802.01B

Exact text from the filing

December 13, 2023, Regis Corporation (the “Company”) received a written notice (the “Notice”) from the staff of NYSE Regulation (the “Staff”) of the New York Stock Exchange (“NYSE”) indicating that the Staff had determined to commence proceedings to delist the common stock of the Company from the NYSE. The Notice indicated that the Staff reached its decision because the Company was unable to demonstrate that it had regained compliance with the applicable listing standard in Section 802.01B of the Listed Company Manual requiring listed companies to maintain either (i) at least $50 million in st

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REGIS CORP filing history →

Source: SEC EDGAR

accession 0000716643-23-000059

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