CFO Jeffrey Alfano resigns effective March 1, 2022; longtime controller Agosta named interim CFO

OPPENHEIMER HOLDINGS INC

Jeffrey J. Alfano resigns as CFO of Oppenheimer Holdings and Oppenheimer & Co. effective March 1, 2022.
Resignation is for personal reasons; no disagreements with company or accounting practices.
Salvatore Agosta, 67, controller since 2002, appointed interim CFO and principal financial/accounting officer.
Board will conduct internal and external search for a permanent replacement.
Company expects to timely file its 2021 10-K.

item 5.02 item 9.01

Executive movements

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Departed

Jeffrey J. Alfano

Chief Financial Officer

OPY · OPPENHEIMER HOLDINGS INC

Effective: 2022-03-01
Successor: Salvatore Agosta
Filed: February 10, 2022, 6:59 PM ET

On February 7, 2022, Jeffrey J. Alfano resigned his position as Chief Financial Officer of Oppenheimer Holdings Inc. (the “Company”) as well as its principal operating subsidiary Oppenheimer & Co. Inc. (“Oppenheimer”) effective on or about March 1, 2022 to pursue other professional opportunities.

Appointed (interim)

Salvatore Agosta

Interim Chief Financial Officer

OPY · OPPENHEIMER HOLDINGS INC

Effective: 2022-03-01
Filed: February 10, 2022, 6:59 PM ET

the Company has appointed Oppenheimer’s long-time Controller, Salvatore Agosta, 67, as Interim Chief Financial Officer who will assume the duties as principal financial officer and principal accounting officer of the Company.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Jeffrey J. Alfano resigned as Chief Financial Officer at OPPENHEIMER HOLDINGS INC.

Action: resigned
Role: Chief Financial Officer

Exact text from the filing

On February 7, 2022, Jeffrey J. Alfano resigned his position as Chief Financial Officer of Oppenheimer Holdings Inc. (the “Company”) as well as its principal operating subsidiary Oppenheimer & Co. Inc. (“Oppenheimer”) effective on or about March 1, 2022 to pursue other professional opportunities.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 0.95

Salvatore Agosta was appointed as Interim Chief Financial Officer at OPPENHEIMER HOLDINGS INC.

Action: appointed
Role: Interim Chief Financial Officer

Exact text from the filing

the Company has appointed Oppenheimer’s long-time Controller, Salvatore Agosta, 67, as Interim Chief Financial Officer who will assume the duties as principal financial officer and principal accounting officer of the Company.

View on SEC.gov

OPPENHEIMER HOLDINGS INC filing history →

Source: SEC EDGAR

accession 0000791963-22-000028

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