Phunware, Inc. (PHUN): Nasdaq/NYSE listing notice — Phunware receives Nasdaq delisting notice for failing to hold annual meeting

Phunware, Inc.

Nasdaq notified Phunware on Jan 10, 2025 of non-compliance with Listing Rule 5620(a) for not holding annual meeting within 12 months of FY 2023 year-end.
Company has 45 days to submit a compliance plan to Nasdaq; if accepted, exception may extend to June 30, 2025.
Phunware's securities continue trading on Nasdaq while the compliance plan is pending.
If Nasdaq rejects the plan, the company can appeal to a Nasdaq Hearings Panel.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Phunware, Inc. received a nasdaq deficiency notice notice regarding other (rules 5620(a), 5810(c)(2)(G)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5620(a), 5810(c)(2)(G)

Exact text from the filing

January 10, 2025, Phunware, Inc. (the "Company") received a written notice from The Nasdaq Stock Market LLC ("Nasdaq") notifying the Company that it was not in compliance with the rules for continued listing as set forth

View on SEC.gov

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Phunware, Inc. received a nasdaq deficiency notice notice regarding other (rules 5620(a), 5810(c)(2)(G)).

Exchange: nasdaq
Notice: deficiency notice
Rules: 5620(a), 5810(c)(2)(G)

Exact text from the filing

January 10, 2025, Phunware, Inc. (the "Company") received a written notice from The Nasdaq Stock Market LLC ("Nasdaq") notifying the Company that it was not in compliance with the rules for continued listing as set forth in Nasdaq Listing Rules 5620(a) and 5810(c)(2)(G) because the Company has not held an annual meeting of stockholders within 12 months of year-end for the fiscal year ended as of December 31, 2023. Under Nasdaq rules, the Company has 45 days to submit a plan to Nasdaq to regain compliance, and if Nasdaq accepts the Company's plan, Nasdaq can grant an exception of up to 180 cale

View on SEC.gov

Browse all listing & compliance notices →

Phunware, Inc. filing history →

Source: SEC EDGAR

accession 0000950170-25-004859

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.