Ascent Solar closes $2M private placement, warrants could add $3.5M

Ascent Solar Technologies, Inc.

Closed private placement of 1,025,643 shares (or pre-funded warrants) plus Series A and B warrants at $1.95/unit on Dec. 8, 2025.
Gross proceeds $2M upfront; net proceeds ~$1.7M after fees; warrants exercisable at $1.70.
If all warrants exercised on cash basis, additional $3.5M potential; no assurance of exercise.
H.C. Wainwright acted as placement agent with 7.0% cash fee and placement agent warrants.
Company to use net proceeds for working capital; registration statement to be filed within 30 days.

Key facts

Extracted from this filing and checked against the source text.

Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.99

Ascent Solar Technologies, Inc. issued Series A Warrants to purchase up to 1,025,643 shares of Common Stock of warrant to institutional and accredited investors for part of unit with Shares and Pre-Funded Warrants; exercise price $1.70 per share.

Security: warrant
Shares: Series A Warrants to purchase up to 1,025,643 shares of Common Stock
Purchaser: institutional and accredited investors
Consideration: part of unit with Shares and Pre-Funded Warrants; exercise price $1.70 per share

Exact text from the filing

On December 5, 2025, Ascent Solar Technologies, Inc. (the "Company") entered into a securities purchase agreement (the "Purchase Agreement") with certain institutional and accredited investors (the "Investors") for the issuance and sale in a private placement (the "Private Placement") of (i) 769,232 shares (the "Shares") of the Company's common stock, par value $0.0001 per share (the "Common Stock"), (ii) pre-funded warrants ("Pre-Funded Warrants") to purchase up to 256,411 shares of Common Stock, at an exercise price of $0.0001 per share, (iii) Series A warrants (the "Series A Warrants") to purchase up to 1,025,643 shares of Common Stock at an exercise price of $1.70 per share, and (iv) Series B warrants (the "Series B Warrants" and, together with the Series A Warrants, the "Warrants") to purchase up to 1,025,643 shares of Common Stock at an exercise price of $1.70 per share.

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Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.99

Ascent Solar Technologies, Inc. issued Pre-Funded Warrants to purchase up to 256,411 shares of Common Stock of warrant to institutional and accredited investors for purchase price per Pre-Funded Warrant and accompanying Warrants was $1.9499.

Security: warrant
Shares: Pre-Funded Warrants to purchase up to 256,411 shares of Common Stock
Purchaser: institutional and accredited investors
Consideration: purchase price per Pre-Funded Warrant and accompanying Warrants was $1.9499

Exact text from the filing

Warrants, the “Warrants”) to purchase up to 1,025,643 shares of Common Stock at an exercise price of $1.70 per share. The purchase price per Share and accompanying Warrants was $1.95 and the purchase price per Pre-Funded Warrant and accompanying Warrants was $1.9499. The Series A Warrants and Series B Warrants have an exercise price of $1.70 per share and are

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Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.99

Ascent Solar Technologies, Inc. issued 769,232 shares of common stock to institutional and accredited investors for purchase price per Share and accompanying Warrants was $1.95.

Security: common stock
Shares: 769,232 shares
Purchaser: institutional and accredited investors
Consideration: purchase price per Share and accompanying Warrants was $1.95

Exact text from the filing

Warrants, the “Warrants”) to purchase up to 1,025,643 shares of Common Stock at an exercise price of $1.70 per share. The purchase price per Share and accompanying Warrants was $1.95 and the purchase price per Pre-Funded Warrant and accompanying Warrants was $1.9499. The Series A Warrants and Series B Warrants have an exercise price of $1.70 per share and are

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Equity Issuances SEC 8-K Item 3.02/3.03 confidence 0.99

Ascent Solar Technologies, Inc. issued Placement Agent Warrants to purchase up to an aggregate of 71,795 shares of Common Stock of warrant to H.C. Wainwright & Co., LLC (Placement Agent) for cash fee of 7.0% of gross proceeds and expense reimbursement.

Security: warrant
Shares: Placement Agent Warrants to purchase up to an aggregate of 71,795 shares of Common Stock
Purchaser: H.C. Wainwright & Co., LLC (Placement Agent)
Consideration: cash fee of 7.0% of gross proceeds and expense reimbursement

Exact text from the filing

with H.C. Wainwright & Co., LLC (the “Placement Agent”), the Company agreed to pay the Placement Agent in connection with the Private Placement (i) a cash fee equal to 7.0% of the aggregate gross proceeds received in the Private Placement, and (ii) reimbursement of up to $85,000 for legal fees and expenses, and out of pocket expenses and

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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Ascent Solar Technologies, Inc. entered into Purchase Agreement with certain institutional and accredited investors valued at approximately $1.7 million (effective 2025-12-05).

Action: entry
Agreement: equity purchase
Counterparty: certain institutional and accredited investors
Value: approximately $1.7 million
Effective: 2025-12-05

Exact text from the filing

On December 5, 2025, Ascent Solar Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional and accredited investors (the “Investors”) for the issuance and sale in a private placement

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Ascent Solar Technologies, Inc. filing history →

Source: SEC EDGAR

accession 0001079973-25-001825

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