Ascent Solar raises up to $25M in private placement; $10M upfront with warrant exercise potential

Ascent Solar Technologies, Inc.

$10M gross from 1.82M shares/pre-funded warrants at $5.50/share plus warrants for up to 1.82M Series A and 909K Series B shares at $5.50.
Net proceeds ~$9.2M after fees; funds for working capital.
Series A warrants expire 5 years, Series B warrants expire 18 months from registration effective date.
Amendment to Dec 2025 purchase agreement allows ATM issuance at ≥$7.00 per share during restricted period.
Placement agent H.C. Wainwright; closing on Jan 26, 2026.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Ascent Solar Technologies, Inc. entered into Registration Rights Agreement with certain institutional and accredited investors (effective 2026-01-23).

Action: entry
Agreement: equity purchase
Counterparty: certain institutional and accredited investors
Effective: 2026-01-23

Exact text from the filing

In connection with the Private Placement, the Company entered into a registration rights agreement (the “Registration Rights Agreement”), dated as of January 23, 2026, with the Investors

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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Ascent Solar Technologies, Inc. entered into Purchase Agreement with certain institutional and accredited investors valued at approximately $9.2 million (effective 2026-01-23).

Action: entry
Agreement: equity purchase
Counterparty: certain institutional and accredited investors
Value: approximately $9.2 million
Effective: 2026-01-23

Exact text from the filing

On January 23, 2026, Ascent Solar Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional and accredited investors (the “Investors”)

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284 material agreements filed in the last 30 days. Browse all material agreements →

Ascent Solar Technologies, Inc. filing history →

Source: SEC EDGAR

accession 0001079973-26-000107

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