8-K
filed January 26, 2026, 6:59 PM ET
ticker ASTI
CIK 0001350102
other material
confidence high
sentiment neutral
materiality 0.75
Ascent Solar raises up to $25M in private placement; $10M upfront with warrant exercise potential
Ascent Solar Technologies, Inc.
- $10M gross from 1.82M shares/pre-funded warrants at $5.50/share plus warrants for up to 1.82M Series A and 909K Series B shares at $5.50.
- Net proceeds ~$9.2M after fees; funds for working capital.
- Series A warrants expire 5 years, Series B warrants expire 18 months from registration effective date.
- Amendment to Dec 2025 purchase agreement allows ATM issuance at ≥$7.00 per share during restricted period.
- Placement agent H.C. Wainwright; closing on Jan 26, 2026.
Key facts
Extracted from this filing and checked against the source text.
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.95
Ascent Solar Technologies, Inc. issued Series B Warrants to purchase up to 909,091 shares of warrant to institutional and accredited investors for part of unit with Shares at $5.50 per Share and accompanying Warrants.
- Security
- warrant
- Shares
- Series B Warrants to purchase up to 909,091 shares
- Purchaser
- institutional and accredited investors
- Consideration
- part of unit with Shares at $5.50 per Share and accompanying Warrants
Exact text from the filing
On January 23, 2026, Ascent Solar Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional and accredited investors (the “Investors”) for the issuance and sale in a private placement (the “Private Placement”) of (i) 454,546 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), (ii) pre-funded warrants (“Pre-Funded Warrants”) to purchase up to 1,363,636 shares of Common Stock, at an exercise price of $0.0001 per share, (iii) Series A warrants (the “Series A Warrants”) to purchase up to 1,818,182 shares of Common Stock at an exercise price of $5.50 per share, and (iv) Series B warrants (the “Series B Warrants” and, together with the Series A Warrants, the “Warrants”) to purchase up to 909,091 shares of Common Stock at an exercise price of $5.50 per share.
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.95
Ascent Solar Technologies, Inc. issued Series A Warrants to purchase up to 1,818,182 shares of warrant to institutional and accredited investors for part of unit with Shares at $5.50 per Share and accompanying Warrants.
- Security
- warrant
- Shares
- Series A Warrants to purchase up to 1,818,182 shares
- Purchaser
- institutional and accredited investors
- Consideration
- part of unit with Shares at $5.50 per Share and accompanying Warrants
Exact text from the filing
On January 23, 2026, Ascent Solar Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional and accredited investors (the “Investors”) for the issuance and sale in a private placement (the “Private Placement”) of (i) 454,546 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), (ii) pre-funded warrants (“Pre-Funded Warrants”) to purchase up to 1,363,636 shares of Common Stock, at an exercise price of $0.0001 per share, (iii) Series A warrants (the “Series A Warrants”) to purchase up to 1,818,182 shares of Common Stock at an exercise price of $5.50 per share, and (iv) Series B warrants (the “Series B Warrants” and, together with the Series A Warrants, the “Warrants”) to purchase up to 909,091 shares of Common Stock at an exercise price of $5.50 per share.
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.95
Ascent Solar Technologies, Inc. issued 454,546 shares of common stock to institutional and accredited investors for $5.50 per share.
- Security
- common stock
- Shares
- 454,546 shares
- Purchaser
- institutional and accredited investors
- Consideration
- $5.50 per share
Exact text from the filing
On January 23, 2026, Ascent Solar Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional and accredited investors (the “Investors”) for the issuance and sale in a private placement (the “Private Placement”) of (i) 454,546 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), (ii) pre-funded warrants (“Pre-Funded Warrants”) to purchase up to 1,363,636 shares of Common Stock, at an exercise price of $0.0001 per share, (iii) Series A warrants (the “Series A Warrants”) to purchase up to 1,818,182 shares of Common Stock at an exercise price of $5.50 per share, and (iv) Series B warrants (the “Series B Warrants” and, together with the Series A Warrants, the “Warrants”) to purchase up to 909,091 shares of Common Stock at an exercise price of $5.50 per share.
View on SEC.gov
Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.95
Ascent Solar Technologies, Inc. issued Pre-Funded Warrants to purchase up to 1,363,636 shares of warrant to institutional and accredited investors for $5.4999 per Pre-Funded Warrant.
- Security
- warrant
- Shares
- Pre-Funded Warrants to purchase up to 1,363,636 shares
- Purchaser
- institutional and accredited investors
- Consideration
- $5.4999 per Pre-Funded Warrant
Exact text from the filing
On January 23, 2026, Ascent Solar Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional and accredited investors (the “Investors”) for the issuance and sale in a private placement (the “Private Placement”) of (i) 454,546 shares (the “Shares”) of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), (ii) pre-funded warrants (“Pre-Funded Warrants”) to purchase up to 1,363,636 shares of Common Stock, at an exercise price of $0.0001 per share, (iii) Series A warrants (the “Series A Warrants”) to purchase up to 1,818,182 shares of Common Stock at an exercise price of $5.50 per share, and (iv) Series B warrants (the “Series B Warrants” and, together with the Series A Warrants, the “Warrants”) to purchase up to 909,091 shares of Common Stock at an exercise price of $5.50 per share.
View on SEC.gov
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
Ascent Solar Technologies, Inc. entered into Registration Rights Agreement with certain institutional and accredited investors (effective 2026-01-23).
- Action
- entry
- Agreement
- equity purchase
- Counterparty
- certain institutional and accredited investors
- Effective
- 2026-01-23
Exact text from the filing
In connection with the Private Placement, the Company entered into a registration rights agreement (the “Registration Rights Agreement”), dated as of January 23, 2026, with the Investors
View on SEC.gov
Material Agreements
SEC 8-K Item 1.01/1.02
confidence 0.9
Ascent Solar Technologies, Inc. entered into Purchase Agreement with certain institutional and accredited investors valued at approximately $9.2 million (effective 2026-01-23).
- Action
- entry
- Agreement
- equity purchase
- Counterparty
- certain institutional and accredited investors
- Value
- approximately $9.2 million
- Effective
- 2026-01-23
Exact text from the filing
On January 23, 2026, Ascent Solar Technologies, Inc. (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with certain institutional and accredited investors (the “Investors”)
View on SEC.gov
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