ALPINE 4 HOLDINGS, INC.: Nasdaq/NYSE listing notice — Alpine 4 receives Nasdaq Staff Delisting Determination for late filings; plans appeal

ALPINE 4 HOLDINGS, INC.

Received Staff Delisting Determination on May 14, 2024 for failure to file Q3 2023 10-Q and FY 2023 10-K.
Nasdaq granted exception until May 13, 2024 to regain compliance; company missed deadline.
Company will appeal before Nasdaq Hearing Panel; request due by 4:00 PM EDT on May 21, 2024.
Hearing request automatically stays suspension for 15 days; company seeks further stay pending hearing.
Previously disclosed bid price non-compliance and late Q1 2024 filing add to listing risk.

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

ALPINE 4 HOLDINGS, INC. received a nasdaq delisting notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: delisting notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

May 14, 2024, Alpine 4 Holdings, Inc., a Delaware corporation (the “Company”), received a Staff Delisting Determination letter (the “Staff Determination”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that Nasdaq has initiated a process which could result in the delisting of the Company’s securities from Nasdaq as a result of the Company not being in compliance with Nasdaq Listing Rule 5250(c)(1) (the “Listing Rule”), which requires listed companies to file in a timely manner all required periodic financial reports with the Securitie

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Source: SEC EDGAR

accession 0001096906-24-001182

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