secwatch / observer
8-K filed August 24, 2023, 7:59 PM ET ticker AUMN CIK 0001011509
regulatory confidence high sentiment positive materiality 0.55

Golden Minerals Co (AUMN): Nasdaq/NYSE listing notice — Golden Minerals receives NYSE American plan acceptance to regain listing compliance by Dec 2024

Golden Minerals Co

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Golden Minerals Co received a nyse_american deficiency notice notice regarding stockholders equity (rules 1003(a)(iii)).

Exchange
nyse american
Notice
deficiency notice
Deficiency
stockholders equity
Rules
1003(a)(iii)
Exact text from the filing
June 6, 2023 that the Company is not in compliance with Section 1003(a)(iii) of the NYSE American Company Guide (the “Company Guide”). The Company is required to report a stockholders’ equity of $6.0 million or more if the Company has reported losses from continuing operations and/or net losses in its five most recent fiscal years. The Company reported stockholders’ equity of $4.1 million as of March 31, 2023, and $5.6 million as of June 30, 2023, and losses from continuing operations and/or net losses in each of its five most recent fiscal years ended December 31, 2022. As a result, the Compa
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20 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

Golden Minerals Co filing history →

Source: SEC EDGAR
accession 0001104659-23-094938
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