Sunlight Financial Holdings Inc.: Nasdaq/NYSE listing notice — Sunlight Financial receives NYSE delisting notice; stock moves to OTC Pink

Sunlight Financial Holdings Inc.

NYSE to suspend trading and delist SUNL common stock and warrants (SUNL.WS) for failing to maintain $15M avg global market cap over 30 days.
Company will not appeal the delisting determination.
Effective Sept 26, 2023, SUNL began trading on OTC Pink under SUNL; warrants under SUNLW.
No assurance that trading on OTC will continue, or that sufficient liquidity or broker-dealer quotes will be available.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Sunlight Financial Holdings Inc. received a nyse delisting notice notice regarding market value (rules 802.01B).

Exchange: nyse
Notice: delisting notice
Deficiency: market value
Rules: 802.01B

Exact text from the filing

Company’s warrants to purchase common stock (NYSE:SUNL.WS) and (ii) commence proceedings to delist these securities from the NYSE. The NYSE announced that trading of these securities would be suspended immediately. NYSE Regulation reached its decision to delist these securities pursuant to Section 802.01B of the NYSE’s Listed Company Manual because the Company had fallen below the NYSE’s continued listing standard requiring listed companies to maintain an average global market capitalization over a consecutive 30 trading day period of at least $15,000,000. The Company does not intend to appea

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Source: SEC EDGAR

accession 0001104659-23-104825

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