secwatch / observer
8-K filed October 4, 2023, 7:59 PM ET ticker IMNM CIK 0001472012
M&A confidence high sentiment neutral materiality 1.00

Immunome Inc. (IMNM): M&A transaction — Immunome completes merger with Morphimmune, raises $125M PIPE, appoints Clay Siegall as CEO

Immunome Inc.

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

Max Rosett

Senior Vice President, Operations
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
Max Rosett 33 Senior Vice President, Operations
Departed

Michael Rapoport

Director
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
each of Michael Rapoport, Richard Baron, John LaMattina, Ph.D., and Michael Lefenfeld resigned from Immunome’s board of directors
Appointed

James Boylan

Director
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
James Boylan 56 Class III Director
Departed

Michael Lefenfeld

Director
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
each of Michael Rapoport, Richard Baron, John LaMattina, Ph.D., and Michael Lefenfeld resigned from Immunome’s board of directors
Appointed

Philip Wagenheim

Director
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
Philip Wagenheim 52 Class III Director
Appointed

Franklyn Prendergast, M.D., Ph.D.

Director
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
Franklyn Prendergast, M.D., Ph.D. 78 Class II Director
Departed

Richard Baron

Director
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
each of Michael Rapoport, Richard Baron, John LaMattina, Ph.D., and Michael Lefenfeld resigned from Immunome’s board of directors
Appointed

Corleen Roche

Chief Financial Officer
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
Corleen Roche 57 Chief Financial Officer
Appointed

Jack Higgins, Ph.D.

Chief Scientific Officer
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
Jack Higgins, Ph.D. 44 Chief Scientific Officer
Appointed

Sandra Stoneman

Chief Legal Officer and General Counsel
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
Sandra Stoneman 51 Chief Legal Officer and General Counsel
Appointed

Matthew Robinson, Ph.D.

Chief Discovery Officer, Biology
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
Matthew Robinson, Ph.D. 54 Chief Discovery Officer, Biology
Appointed

Clay Siegall, Ph.D.

Chief Executive Officer, President, Chairman of the Board and Class I Director
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
Clay Siegall, Ph.D. 63 Chief Executive Officer, President, Chairman of the Board and Class I Director
Departed

Purnanand D. Sarma, Ph.D.

Director and Officer
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
Purnanand D. Sarma, Ph.D. resigned from Immunome’s board of directors and any respective committee membership of Immunome’s board of directors, and resigned as an officer and employee of Immunome
Appointed

Isaac Barchas

Director
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
Non-Employee Directors Isaac Barchas 56 Class II Director and Lead Independent Director
Departed

Dennis Giesing, Ph.D.

Chief Development Officer
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
Dennis Giesing, Ph.D., Immunome’s former Chief Development Officer, was terminated as an officer and employee of Immunome effective as of the closing of the Merger.
Departed

John LaMattina, Ph.D.

Director
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
each of Michael Rapoport, Richard Baron, John LaMattina, Ph.D., and Michael Lefenfeld resigned from Immunome’s board of directors
Appointed

Bruce Turner, M.D., Ph.D.

Chief Strategy Officer
IMNM · Immunome Inc.
Effective
2023-10-02
Filed
October 4, 2023, 7:59 PM ET
Bruce Turner, M.D., Ph.D. 60 Chief Strategy Officer

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Max Rosett was appointed as Senior Vice President, Operations at Immunome Inc..

Action
appointed
Role
Senior Vice President, Operations
Exact text from the filing
Max Rosett 33 Senior Vice President, Operations
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Michael Rapoport resigned as Director at Immunome Inc..

Action
resigned
Role
Director
Exact text from the filing
each of Michael Rapoport, Richard Baron, John LaMattina, Ph.D., and Michael Lefenfeld resigned from Immunome’s board of directors
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

James Boylan was appointed as Director at Immunome Inc..

Action
appointed
Role
Director
Exact text from the filing
James Boylan 56 Class III Director
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Michael Lefenfeld resigned as Director at Immunome Inc..

Action
resigned
Role
Director
Exact text from the filing
each of Michael Rapoport, Richard Baron, John LaMattina, Ph.D., and Michael Lefenfeld resigned from Immunome’s board of directors
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Philip Wagenheim was appointed as Director at Immunome Inc..

Action
appointed
Role
Director
Exact text from the filing
Philip Wagenheim 52 Class III Director
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Franklyn Prendergast, M.D., Ph.D. was appointed as Director at Immunome Inc..

Action
appointed
Role
Director
Exact text from the filing
Franklyn Prendergast, M.D., Ph.D. 78 Class II Director
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Richard Baron resigned as Director at Immunome Inc..

Action
resigned
Role
Director
Exact text from the filing
each of Michael Rapoport, Richard Baron, John LaMattina, Ph.D., and Michael Lefenfeld resigned from Immunome’s board of directors
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Corleen Roche was appointed as Chief Financial Officer at Immunome Inc..

Action
appointed
Role
Chief Financial Officer
Exact text from the filing
Corleen Roche 57 Chief Financial Officer
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Jack Higgins, Ph.D. was appointed as Chief Scientific Officer at Immunome Inc..

Action
appointed
Role
Chief Scientific Officer
Exact text from the filing
Jack Higgins, Ph.D. 44 Chief Scientific Officer
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Sandra Stoneman was appointed as Chief Legal Officer and General Counsel at Immunome Inc..

Action
appointed
Role
Chief Legal Officer and General Counsel
Exact text from the filing
Sandra Stoneman 51 Chief Legal Officer and General Counsel
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Matthew Robinson, Ph.D. was appointed as Chief Discovery Officer, Biology at Immunome Inc..

Action
appointed
Role
Chief Discovery Officer, Biology
Exact text from the filing
Matthew Robinson, Ph.D. 54 Chief Discovery Officer, Biology
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Clay Siegall, Ph.D. was appointed as Chief Executive Officer, President, Chairman of the Board and Class I Director at Immunome Inc..

Action
appointed
Role
Chief Executive Officer, President, Chairman of the Board and Class I Director
Exact text from the filing
Clay Siegall, Ph.D. 63 Chief Executive Officer, President, Chairman of the Board and Class I Director
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Purnanand D. Sarma, Ph.D. resigned as Director and Officer at Immunome Inc..

Action
resigned
Role
Director and Officer
Exact text from the filing
Purnanand D. Sarma, Ph.D. resigned from Immunome’s board of directors and any respective committee membership of Immunome’s board of directors, and resigned as an officer and employee of Immunome
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Isaac Barchas was appointed as Director at Immunome Inc..

Action
appointed
Role
Director
Exact text from the filing
Non-Employee Directors Isaac Barchas 56 Class II Director and Lead Independent Director
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Dennis Giesing, Ph.D. was terminated as Chief Development Officer at Immunome Inc..

Action
terminated
Role
Chief Development Officer
Exact text from the filing
Dennis Giesing, Ph.D., Immunome’s former Chief Development Officer, was terminated as an officer and employee of Immunome effective as of the closing of the Merger.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

John LaMattina, Ph.D. resigned as Director at Immunome Inc..

Action
resigned
Role
Director
Exact text from the filing
each of Michael Rapoport, Richard Baron, John LaMattina, Ph.D., and Michael Lefenfeld resigned from Immunome’s board of directors
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Bruce Turner, M.D., Ph.D. was appointed as Chief Strategy Officer at Immunome Inc..

Action
appointed
Role
Chief Strategy Officer
Exact text from the filing
Bruce Turner, M.D., Ph.D. 60 Chief Strategy Officer
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.95

Immunome Inc.: Officer Exculpation Amendment to Immunome's amended and restated certificate of incorporation allowing exculpation of executive officers for certain breaches of fiduciary duty (effective 2023-10-02).

Change
charter amendment
Effective
2023-10-02
Exact text from the filing
On October 2, 2023, in connection with the transactions contemplated by the Merger Agreement and following the Special Meeting, Immunome filed certificates of amendment to its Amended and Restated Certificate of Incorporation (the "Immunome Charter") (i) allowing for the exculpation of executive officers for certain breaches of fiduciary duty (the "Officer Exculpation Amendment") and (ii) increasing the number of authorized shares of Immunome common stock from 200,000,000 to 300,000,000 (the "Authorized Share Amendment").
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.95

Immunome Inc.: Authorized Share Amendment to increase the number of authorized shares of Immunome common stock from 200,000,000 to 300,000,000 (effective 2023-10-02).

Change
charter amendment
Effective
2023-10-02
Exact text from the filing
On October 2, 2023, in connection with the transactions contemplated by the Merger Agreement and following the Special Meeting, Immunome filed certificates of amendment to its Amended and Restated Certificate of Incorporation (the "Immunome Charter") (i) allowing for the exculpation of executive officers for certain breaches of fiduciary duty (the "Officer Exculpation Amendment") and (ii) increasing the number of authorized shares of Immunome common stock from 200,000,000 to 300,000,000 (the "Authorized Share Amendment").
View on SEC.gov
M&A Transactions SEC 8-K Item 2.01/5.01 confidence 0.9

Immunome Inc. underwent a change of control involving Morphimmune Inc. (closed 2023-10-02).

Action
change of control
Counterparty
Morphimmune Inc.
Closing
2023-10-02
Exact text from the filing
On October 2, 2023, Immunome, Merger Sub and Morphimmune consummated the transactions contemplated by the Merger Agreement following a special meeting of Immunome’s stockholders on September 29, 2023 (the “Special Meeting”).
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Immunome Inc. shareholders approved To approve an amendment to the Immunome 2020 Equity Incentive Plan to increase the total number of shares of Immunome common stock currently available for issuance under the 2020 Plan by 2,955,280 shares at the 2023-09-29 meeting.

Proposal
equity plan
Outcome
passed
Meeting
2023-09-29
Exact text from the filing
Proposal 2. To approve an amendment to the Immunome 2020 Equity Incentive Plan to increase the total number of shares of Immunome common stock currently available for issuance under the 2020 Plan by 2,955,280 shares: 6,051,180 For 1,534,559 Against 6,860 Abstain 2,095,419 Broker Non-Votes
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Immunome Inc. shareholders approved To approve an amendment to the Immunome amended and restated certificate of incorporation to increase the number of authorized shares of Immunome common stock from 200,000,000 to 300,000,000 at the 2023-09-29 meeting.

Proposal
charter amendment
Outcome
passed
Meeting
2023-09-29
Exact text from the filing
Proposal 4. To approve an amendment to the Immunome amended and restated certificate of incorporation to increase the number of authorized shares of Immunome common stock from 200,000,000 to 300,000,000: 9,405,265 For 267,373 Against 15,380 Abstain 0 Broker Non-Votes
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Immunome Inc. shareholders approved To approve a postponement or adjournment of the Immunome special meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of the Stock Issuance Proposal at the 2023-09-29 meeting.

Outcome
passed
Meeting
2023-09-29
Exact text from the filing
Proposal 5. To approve a postponement or adjournment of the Immunome special meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of the Stock Issuance Proposal: 9,399,410 For 279,244 Against 9,364 Abstain 0 Broker Non-Votes
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Immunome Inc. shareholders approved To approve the issuance of shares of Immunome capital stock pursuant to the Merger, which will represent more than 20% of the shares of Immunome common stock outstanding immediately prior to the Merger, pursuant to Rule 5635(a) of the Nasdaq Stock Market LLC (the 'Stock Issuance Proposal') at the 2023-09-29 meeting.

Proposal
merger approval
Outcome
passed
Meeting
2023-09-29
Exact text from the filing
Proposal 1. To approve the issuance of shares of Immunome capital stock pursuant to the Merger, which will represent more than 20% of the shares of Immunome common stock outstanding immediately prior to the Merger, pursuant to Rule 5635(a) of the Nasdaq Stock Market LLC (the “Stock Issuance Proposal”): 7,564,893 For 26,190 Against 1,516 Abstain 2,095,419 Broker Non-Votes
View on SEC.gov
Shareholder Votes SEC 8-K Item 5.07 confidence 0.9

Immunome Inc. shareholders approved To approve an amendment to the Immunome amended and restated certificate of incorporation to provide for the exculpation of officers at the 2023-09-29 meeting.

Proposal
charter amendment
Outcome
passed
Meeting
2023-09-29
Exact text from the filing
Proposal 3. To approve an amendment to the Immunome amended and restated certificate of incorporation to provide for the exculpation of officers: 7,472,296 For 108,915 Against 11,388 Abstain 2,095,419 Broker Non-Votes
View on SEC.gov

51 governance changes filed in the last 30 days. Browse all governance changes →

Immunome Inc. filing history →

Source: SEC EDGAR
accession 0001104659-23-106592
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