MOBIX LABS, INC (MOBX): Nasdaq/NYSE listing notice — Chavant Capital receives Nasdaq delisting notice for failure to meet minimum public holders and market value rules

MOBIX LABS, INC

Nasdaq notified Chavant Capital of additional delisting basis: minimum 300 public holders not met.
Company also fails to maintain $35M minimum Market Value of Listed Securities (MVLS Rule).
Hearing before Nasdaq Panel scheduled for November 9, 2023, to consider both deficiencies.
Company submitted compliance plan but no assurance of granting extension or regaining compliance.
Notice does not cause immediate delisting; trading continues pending Panel decision.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

MOBIX LABS, INC received a nasdaq delisting notice notice regarding market value (rules 5550(b)(2)).

Exchange: nasdaq
Notice: delisting notice
Deficiency: market value
Rules: 5550(b)(2)

Exact text from the filing

the “Hearing”), in connection with the Company’s previously reported failure to maintain a minimum Market Value of Listed Securities (“MVLS”) for the Company’s ordinary shares above the $35 million minimum MVLS requirement for continued listing on The Nasdaq Capital Market under Nasdaq Listing Rule 5550(b)(2) (the “MVLS Rule”) and (ii) the Company’s previously reported failure to satisfy Listing Rule 5550(a)(3), which requires the Company to have at least 300 “Public Holders” (as defined in Listing Rule 5005(a)(36)) for continued listing on The Nasdaq Capital Market (the “Minimum Public Holder

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Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

MOBIX LABS, INC received a nasdaq delisting notice notice regarding shareholders (rules 5550(a)(3)).

Exchange: nasdaq
Notice: delisting notice
Deficiency: shareholders
Rules: 5550(a)(3)

Exact text from the filing

the “Hearing”), in connection with the Company’s previously reported failure to maintain a minimum Market Value of Listed Securities (“MVLS”) for the Company’s ordinary shares above the $35 million minimum MVLS requirement for continued listing on The Nasdaq Capital Market under Nasdaq Listing Rule 5550(b)(2) (the “MVLS Rule”) and (ii) the Company’s previously reported failure to satisfy Listing Rule 5550(a)(3), which requires the Company to have at least 300 “Public Holders” (as defined in Listing Rule 5005(a)(36)) for continued listing on The Nasdaq Capital Market (the “Minimum Public Holder

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Source: SEC EDGAR

accession 0001104659-23-111111

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