PGIM ETF TRUST: Nasdaq/NYSE listing notice — PGIM Jennison Focused Mid-Cap ETF (PJFM) receives delisting notice from Cboe for insufficient beneficial holders

PGIM ETF TRUST

Cboe Staff notified Trust that Fund had <50 beneficial holders as of Dec 30, 2024, Jan 29, 2025, and Mar 3, 2025.
Trust must submit a compliance plan within 45 days; failure may lead to delisting of the Fund.
Fund commenced trading on Cboe on Dec 19, 2023; rule requires at least 50 beneficial holders after initial 12 months.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

PGIM ETF TRUST received a other deficiency notice notice regarding other.

Notice: deficiency notice

Exact text from the filing

March 28, 2025, the compliance staff (the “Staff”) of Cboe BZX Exchange, Inc. (“Cboe”) provided written notice (the “Notice”) to PGIM ETF Trust (the “Trust”) that it is not in compliance with the continued listing standard set forth in Exchange Rule 14.11(l)(4)(B)(i)(c) of Cboe with respect to one of its series, PGIM Jennison Focused Mid-Cap ETF (the “Fund”). Exchange Rule 14.11(l)(4)(B)(i)(c) provides that Cboe will consider suspension of trading and delisting proceedings if, following the initial twelve month period after commencement of trading on the exchange of a series of ETF shares, the

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Source: SEC EDGAR

accession 0001104659-25-031224

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