CaliberCos Inc. (CWD): Nasdaq/NYSE listing notice — CaliberCos regains Nasdaq equity compliance; estimates equity $4.5M-$6.0M

CaliberCos Inc.

Believes stockholders' equity as of Sept 30, 2025 is between $4.5M and $6.0M, above $2.5M minimum.
Regained compliance via equity offerings and debt conversions executed since Sept 30, 2025.
CEO credits Digital Asset Treasury strategy anchored in LINK token for improving equity base.
Nasdaq will monitor; if compliance not evidenced in Q3 10-Q (due Nov 13, 2025), delisting risk remains.
Company expects formal Nasdaq notice confirming compliance with Listing Rule 5550(b)(1).

item 3.01 item 7.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

CaliberCos Inc. received a nasdaq noncompliance notice notice regarding stockholders equity (rules 5550(b)(1)).

Exchange: nasdaq
Notice: noncompliance notice
Deficiency: stockholders equity
Rules: 5550(b)(1)

Exact text from the filing

August 27, 2025 (the “Original 8-K”), on August 27, 2025, CaliberCos Inc. (the “Company”) received a notification letter (the “Notice”) from the Nasdaq Listing Qualifications Staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that its amount of stockholders’ equity had fallen below the $2,500,000 required minimum for continued listing set forth in Nasdaq Listing Rule 5550(b)(1). As noted in the Original 8-K, the Company had 45 days from the date of the Notice to provide Nasdaq with a specific plan to achieve and sustain compliance, which the Company has done. T

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CaliberCos Inc. filing history →

Source: SEC EDGAR

accession 0001104659-25-101675

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