Recent 8-K filings for PFX

• May 5, 2026, 7:59 PM ET earnings materiality 0.60 positive item 2.02item 9.01 ◈ Earnings Releases

  PhenixFIN Q2 total investment income $5.2M, NII $0.7M; declares $0.07 special dividend

  Total investment income $5.2M, net investment income $0.7M for quarter ended March 31, 2026.

• March 20, 2026, 7:59 PM ET other material materiality 0.00 neutral item 5.07

  PhenixFIN annual meeting: directors elected, auditor ratified, say-on-pay approved

  Karen Hirtler-Garvey elected with 1,037,446 votes for; Lowell W. Robinson with 968,775 for.

• February 9, 2026, 6:59 PM ET earnings materiality 0.55 neutral item 2.02item 9.01

  PhenixFIN Q1 total investment income $6.7M, net investment income $2.1M, NAV $77.92

  Total investment income $6.7M; net investment income $2.1M; net realized gain $0.7M; net unrealized loss $7.2M.

• December 12, 2025, 6:59 PM ET earnings materiality 0.60 neutral item 2.02item 9.01

  PhenixFIN Q4 total investment income $6.9M, NAV per share $80.24 up from $79.37 YoY

  Q4 total investment income $6.9M; net investment income $1.4M.

• August 6, 2025, 7:59 PM ET earnings materiality 0.55 neutral item 2.02item 9.01

  PhenixFIN reports Q3 FY2025 net investment income of $1.2M; NAV $78.20/share

  Total investment income $6.2M; net investment income $1.2M; weighted average yield 12.66%.

• May 7, 2025, 7:59 PM ET earnings materiality 0.60 neutral item 2.02item 9.01

  PhenixFIN Q2 fiscal 2025 NII $1.0M, NAV $78.72/sh; credit facility upsized to $100M

  Total investment income $6.0M, net investment income $1.0M; net realized/unrealized losses of $1.1M and $0.5M.

• April 22, 2025, 7:59 PM ET debt materiality 0.50 neutral item 1.01

  PhenixFIN amends credit facility: increases to $100M, extends maturity to 2030

  Credit facility increased by $12.5M from $87.5M to $100.0M; uncommitted accordion allows potential additional $50M.

• March 21, 2025, 7:59 PM ET other material materiality 0.15 neutral item 5.07

  PhenixFIN stockholders elect director, ratify KPMG, approve say-on-pay at annual meeting

  Arthur S. Ainsberg elected director with 821,563 votes for, 23,436 withheld (587,859 broker non-votes).

• February 7, 2025, 6:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01

  PhenixFIN reports Q1 investment income $6.2M, NAV $80.59, special dividend $1.43

  Total investment income $6.2M; net investment income $1.6M for fiscal Q1 2025.

• December 17, 2024, 6:59 PM ET earnings materiality 0.80 positive item 2.02item 9.01

  PhenixFIN reports fiscal Q4 NAV $79.37 (+12% YoY); acquires 80% of National Security Group

  NAV per share $79.37 as of Sep 30, 2024, up 12% from $70.75 a year ago.

• August 6, 2024, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  PhenixFIN Q3 total investment income $6.2M, NAV $76.35/sh (up 14% YoY)

  Total investment income $6.2M, net investment income $2.0M for Q3 ended June 30, 2024.

• May 10, 2024, 7:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01 ◈ Earnings Releases

  PhenixFIN Q2 2024 NAV $76.35 (+22% YoY); special dividend $1.31 declared

  Total investment income $4.7M, net investment income $0.6M for fiscal Q2 ended March 31, 2024.

• April 15, 2024, 7:59 PM ET other materiality 0.15 neutral item 5.07 ◈ Shareholder Votes ×3

  PhenixFIN stockholders elect directors, ratify KPMG, approve say-on-pay

  David Lorber (930,120 for) and Howard Amster (925,681 for) elected directors; 536,273 broker non-votes.

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.80 · Median 0.60 · Most common event earnings

5 positive 0 negative 8 neutral

source · PFX on sec.gov