Recent 8-K filings for PFX

• August 5, 2026, 4:05 PM ET earnings materiality 0.65 positive item 2.02item 9.01

  PhenixFIN Q3 2026 NAV per share hits six-year high of $81.69; special dividend paid

  Total investment income of $6.5M; net investment income of $2.1M for quarter ended June 30, 2026.

• May 5, 2026, 7:59 PM ET earnings materiality 0.60 positive item 2.02item 9.01 ◈ Earnings Releases

  PhenixFIN Q2 total investment income $5.2M, NII $0.7M; declares $0.07 special dividend

  Total investment income $5.2M, net investment income $0.7M for quarter ended March 31, 2026.

• March 20, 2026, 7:59 PM ET other material materiality 0.00 neutral item 5.07

  PhenixFIN annual meeting: directors elected, auditor ratified, say-on-pay approved

  Karen Hirtler-Garvey elected with 1,037,446 votes for; Lowell W. Robinson with 968,775 for.

• February 9, 2026, 6:59 PM ET earnings materiality 0.55 neutral item 2.02item 9.01

  PhenixFIN Q1 total investment income $6.7M, net investment income $2.1M, NAV $77.92

  Total investment income $6.7M; net investment income $2.1M; net realized gain $0.7M; net unrealized loss $7.2M.

• December 12, 2025, 6:59 PM ET earnings materiality 0.60 neutral item 2.02item 9.01

  PhenixFIN Q4 total investment income $6.9M, NAV per share $80.24 up from $79.37 YoY

  Q4 total investment income $6.9M; net investment income $1.4M.

• August 6, 2025, 7:59 PM ET earnings materiality 0.55 neutral item 2.02item 9.01

  PhenixFIN reports Q3 FY2025 net investment income of $1.2M; NAV $78.20/share

  Total investment income $6.2M; net investment income $1.2M; weighted average yield 12.66%.

• May 7, 2025, 7:59 PM ET earnings materiality 0.60 neutral item 2.02item 9.01

  PhenixFIN Q2 fiscal 2025 NII $1.0M, NAV $78.72/sh; credit facility upsized to $100M

  Total investment income $6.0M, net investment income $1.0M; net realized/unrealized losses of $1.1M and $0.5M.

• April 22, 2025, 7:59 PM ET debt materiality 0.50 neutral item 1.01

  PhenixFIN amends credit facility: increases to $100M, extends maturity to 2030

  Credit facility increased by $12.5M from $87.5M to $100.0M; uncommitted accordion allows potential additional $50M.

• March 21, 2025, 7:59 PM ET other material materiality 0.15 neutral item 5.07

  PhenixFIN stockholders elect director, ratify KPMG, approve say-on-pay at annual meeting

  Arthur S. Ainsberg elected director with 821,563 votes for, 23,436 withheld (587,859 broker non-votes).

• February 7, 2025, 6:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01

  PhenixFIN reports Q1 investment income $6.2M, NAV $80.59, special dividend $1.43

  Total investment income $6.2M; net investment income $1.6M for fiscal Q1 2025.

• December 17, 2024, 6:59 PM ET earnings materiality 0.80 positive item 2.02item 9.01

  PhenixFIN reports fiscal Q4 NAV $79.37 (+12% YoY); acquires 80% of National Security Group

  NAV per share $79.37 as of Sep 30, 2024, up 12% from $70.75 a year ago.

• August 6, 2024, 7:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01

  PhenixFIN Q3 total investment income $6.2M, NAV $76.35/sh (up 14% YoY)

  Total investment income $6.2M, net investment income $2.0M for Q3 ended June 30, 2024.

• May 10, 2024, 7:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01 ◈ Earnings Releases

  PhenixFIN Q2 2024 NAV $76.35 (+22% YoY); special dividend $1.31 declared

  Total investment income $4.7M, net investment income $0.6M for fiscal Q2 ended March 31, 2024.

• April 15, 2024, 7:59 PM ET other materiality 0.15 neutral item 5.07 ◈ Shareholder Votes ×3

  PhenixFIN stockholders elect directors, ratify KPMG, approve say-on-pay

  David Lorber (930,120 for) and Howard Amster (925,681 for) elected directors; 536,273 broker non-votes.

• February 21, 2024, 6:59 PM ET debt materiality 0.50 neutral item 1.01item 2.03 ◈ Debt Financings◈ Material Agreements

  PhenixFIN amends credit facility, ups borrowing capacity by $12.5M to $62.5M

  Effective February 21, 2024, the credit facility principal was increased from $50.0 million to $62.5 million.

• February 8, 2024, 6:59 PM ET earnings materiality 0.50 positive item 2.02item 9.01 ◈ Earnings Releases

  PhenixFIN reports Q1 FY2024 NII $1.7M, NAV per share $73.14, up 23% YoY

  Total investment income $5.7M, net investment income $1.7M for quarter ended Dec 31, 2023.

• December 22, 2023, 6:59 PM ET earnings materiality 0.75 positive item 2.02item 9.01 ◈ Earnings Releases

  PhenixFIN reports FY2023 NAV per share $70.75 (+23% YoY); NII per share $3.11 (+110%)

  FY2023 NAV per share $70.75, up 23% from $57.49 a year earlier.

• August 11, 2023, 7:59 PM ET earnings materiality 0.50 positive item 2.02item 9.01 ◈ Earnings Releases

  PhenixFIN fiscal Q3 NII $1.2M, NAV $67.01, portfolio $218.7M

  Total investment income of $4.8M in Q3 and $14.5M for nine months ended June 30, 2023; NII of $1.2M and $4.6M.

• May 11, 2023, 7:59 PM ET earnings materiality 0.55 positive item 2.02item 9.01 ◈ Earnings Releases

  PhenixFIN reports Q2 2023 NII of $1.8M, NAV $62.70; buyback raised to $35M

  Total investment income $9.6M for six months; net investment income $3.4M.

• May 3, 2023, 7:59 PM ET other materiality 0.15 neutral item 5.07 ◈ Shareholder Votes ×3

  PhenixFIN annual meeting votes: directors elected, KPMG ratified, exec comp approved

  Karin Hirtler-Garvey and Lowell W. Robinson elected directors with 939,570 and 957,064 votes for, respectively.

• March 3, 2023, 6:59 PM ET other material materiality 0.55 neutral item 4.01item 9.01 ◈ Auditor Changes ×2

  PhenixFIN dismisses EY, appoints KPMG as independent auditor effective Feb 27, 2023

  Dismissed Ernst & Young LLP as independent registered public accounting firm on February 27, 2023.

• February 9, 2023, 6:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01 ◈ Earnings Releases

  PhenixFIN Q1 fiscal 2023: NII $1.6M, NAV $124.7M, buyback expanded to $35M

  Total investment income $4.7M, net investment income $1.6M, NAV $124.7M ($59.38/sh).

• December 16, 2022, 6:59 PM ET earnings materiality 0.70 neutral item 2.02item 9.01 ◈ Earnings Releases

  PhenixFIN Q4 2022: NII $1.9M, NAV $57.49/shr, new $50M credit facility

  Q4 total investment income $5.1M, net investment income $1.9M.

• August 10, 2022, 7:59 PM ET earnings materiality 0.55 neutral item 2.02item 9.01

  PhenixFIN Q3 2022: total investment income $3.7M, NII $0.2M, NAV $58.74/share

  Total investment income $3.7M; net investment income $0.2M; total net expenses $3.5M

• May 26, 2022, 7:59 PM ET other materiality 0.15 neutral item 5.07

  PhenixFIN annual meeting elects director, ratifies auditor; two non-binding proposals fail

  Director Arthur S. Ainsberg elected with 1,111,663 votes for, 401,588 withheld; 350,764 broker non-votes.

• May 10, 2022, 7:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  PhenixFIN Q2 FY2022 net investment income $1.2M; NAV per share rises to $62.94

  Total investment income $3.7M, net investment income $1.2M; net realized gain $0.5M and unrealized appreciation $1.4M.

• February 10, 2022, 6:59 PM ET earnings materiality 0.65 positive item 2.02item 9.01

  PhenixFIN Q1 FY2022: NAV per share up to $58.99, repurchase program expanded to $25M

  Total investment income $3.1M; net investment income $0.2M for quarter ended Dec 31, 2021.

• December 20, 2021, 6:59 PM ET earnings materiality 0.60 neutral item 2.02item 9.01

  PhenixFIN Q4 net investment income $1.1M; NAV per share $57.08; launches gem/jewelry lending and issues $57.5M notes

  Total investment income $4.4M; net investment income $1.1M for quarter ended Sep 30, 2021.

• November 15, 2021, 6:59 PM ET debt materiality 0.60 positive item 1.01item 2.03item 8.01item 9.01

  PhenixFIN issues $57.5M of 5.25% notes due 2028, redeems $55.3M of 6.125% notes due 2023

  Issued $57.5M aggregate principal of 5.25% Notes due November 1, 2028; net proceeds to redeem 2023 Notes.

• November 12, 2021, 6:59 PM ET debt materiality 0.50 neutral item 1.01item 9.01

  PhenixFIN issues $50M 5.25% Notes due 2028; overallotment option of $7.5M

  Issued $50.0M aggregate principal of 5.25% Notes due 2028 via Oppenheimer & Co.

• November 8, 2021, 6:59 PM ET other material materiality 0.30 neutral item 2.02item 9.01

  PhenixFIN files prospectus supplement with preliminary FY2021 Q4 and annual results

  Company filed a prospectus supplement on Nov 8, 2021 containing preliminary estimates for quarter and year ended Sept 30, 2021.

• August 11, 2021, 7:59 PM ET earnings materiality 0.70 positive item 2.02item 9.01

  PhenixFIN Q3 fiscal 2021: Investment income $8.7M, NAV $58.49/share, up from $55.30

  Total investment income $8.7M (Q3 FY2021) vs $4.3M YoY; net investment income $5.4M.

Earnings & guidance

Materiality & sentiment trend

Max materiality 0.80 · Median 0.57 · Most common event earnings

15 positive 0 negative 17 neutral

source · PFX on sec.gov