BROADWAY FINANCIAL CORP \DE\ (BYFC): Nasdaq/NYSE listing notice — Nasdaq warns Broadway Financial for late 10-K filing; deadline extended to May 13, 2024

BROADWAY FINANCIAL CORP \DE\

Received Nasdaq notice for non-compliance with Listing Rule 5250(c)(1) due to late fiscal 2023 Form 10-K.
Nasdaq granted an extension to file both the delinquent Q3 2023 10-Q and the 10-K by May 13, 2024.
Company must submit an updated compliance plan to Nasdaq; intends to file both reports by the deadline.
Late filing stems from ongoing evaluation of disclosure controls and previously disclosed internal control deficiency.
Failure to meet the deadline may lead to delisting from the Nasdaq Capital Market.

item 3.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.95

BROADWAY FINANCIAL CORP \DE\ received a nasdaq deficiency notice notice regarding late filing (rules 5250(c)(1)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: late filing
Rules: 5250(c)(1)

Exact text from the filing

April 18, 2024, Broadway Financial Corporation (the “Company”) received written notice (the “Notification Letter”) from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that is it not in compliance with the periodic financial reporting requirements set forth in Nasdaq Listing Rule 5250(c)(1) (“Rule 5250(c)(1)”) for continued listing on the Nasdaq Capital market because its Annual Report on Form 10-K for the fiscal year ended December 31, 2023 (the “Form 10-K”) was not filed within the time period prescribed by Securities and Exchange Commission rules. As previously reported on A

View on SEC.gov

20 listing & compliance notices filed in the last 30 days. Browse all listing & compliance notices →

BROADWAY FINANCIAL CORP \DE\ filing history →

Source: SEC EDGAR

accession 0001140361-24-021677

view filing index on sec.gov

view primary document

Machine-readable: JSON · Markdown · Plain text

This headline and bullets were generated automatically by deepseek-v4-flash:cloud@v2 from the public filing. Read the source on SEC.gov before relying on any specific claim. Not investment advice. See methodology for how this pipeline works.