Chairman Harmel Rayat resigns after SEC judgment bars him from officer/director roles

SolarWindow Technologies, Inc.

Harmel Rayat resigned as Chairman and director on Feb 28, 2024, after court-ordered bar.
SEC final judgment permanently bars Rayat from serving as officer/director of public companies.
Rayat ordered to pay $1,270,352 disgorgement, $207,656 interest, and $1,270,352 penalty.
Jatinder Bhogal barred for 10 years; ordered to pay $1,136,182 disgorgement, $194,562 interest, and $669,687 penalty.
Company was not a party to the SEC case; no direct financial impact stated.

item 5.02 item 8.01 item 9.01

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Departed

Harmel S. Rayat

Chairman of the Board

WNDW · SolarWindow Technologies, Inc.

Effective: 2024-02-28
Filed: March 5, 2024, 6:59 PM ET

On February 28, 2024, Mr. Harmel S. Rayat, submitted to the Company’s Board of Directors (the “Board”) notice of his resignation from his position as Chairman of the Board, and as a director of the Company, with such resignations to be effective as of February 28, 2024.

Key facts

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Executive change SEC 8-K Item 5.02 confidence 0.95

Harmel S. Rayat resigned as Chairman of the Board at SolarWindow Technologies, Inc..

Action: resigned
Role: Chairman of the Board

Exact text from the filing

On February 28, 2024, Mr. Harmel S. Rayat, submitted to the Company’s Board of Directors (the “Board”) notice of his resignation from his position as Chairman of the Board, and as a director of the Company, with such resignations to be effective as of February 28, 2024.

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SolarWindow Technologies, Inc. filing history →

Source: SEC EDGAR

accession 0001171843-24-001191

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