secwatch / observer
8-K filed August 11, 2023, 7:59 PM ET CIK 0001821323
M&A confidence high sentiment neutral materiality 0.90

Sigilon Therapeutics, Inc.: M&A transaction — Sigilon Therapeutics acquired by Eli Lilly for $14.92/share plus CVR; stock to be delisted

Sigilon Therapeutics, Inc.

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Appointed

Michael C. Thompson

Treasurer
Sigilon Therapeutics, Inc.
Filed
August 11, 2023, 7:59 PM ET
As of the Effective Time, in accordance with the Merger Agreement, Philip L. Johnson as President, Michael C. Thompson as Treasurer, Katie Lodato as Assistant Treasurer, Christopher Anderson as Secretary, and Jonathan Groff as Assistant Secretary, the executive officers of Purchaser immediately prior to the Effective Time, became the executive officers of the Company.
Appointed

Katie Lodato

Assistant Treasurer
Sigilon Therapeutics, Inc.
Filed
August 11, 2023, 7:59 PM ET
As of the Effective Time, in accordance with the Merger Agreement, Philip L. Johnson as President, Michael C. Thompson as Treasurer, Katie Lodato as Assistant Treasurer, Christopher Anderson as Secretary, and Jonathan Groff as Assistant Secretary, the executive officers of Purchaser immediately prior to the Effective Time, became the executive officers of the Company.
Appointed

Philip L. Johnson

President
Sigilon Therapeutics, Inc.
Filed
August 11, 2023, 7:59 PM ET
As of the Effective Time, in accordance with the Merger Agreement, Philip L. Johnson as President, Michael C. Thompson as Treasurer, Katie Lodato as Assistant Treasurer, Christopher Anderson as Secretary, and Jonathan Groff as Assistant Secretary, the executive officers of Purchaser immediately prior to the Effective Time, became the executive officers of the Company.
Appointed

Michael C. Thompson

Director
Sigilon Therapeutics, Inc.
Filed
August 11, 2023, 7:59 PM ET
As of the Effective Time, in accordance with the Merger Agreement, Philip L. Johnson, Gordon J. Brooks, Michael C. Thompson, the directors of Purchaser immediately prior to the Effective Time, became directors of the Company.
Departed

John Cox

Director
Sigilon Therapeutics, Inc.
Filed
August 11, 2023, 7:59 PM ET
each of the directors of the Company (Rogerio Vivaldi Coelho, M.D., Douglas G. Cole, M.D., John Cox, Stephen N. Oesterle, M.D., Kavita Patel, M.D., Robert R. Ruffolo, Jr., Ph.D. and Eric D. Shaff) resigned as directors of the Company.
Appointed

Jonathan Groff

Assistant Secretary
Sigilon Therapeutics, Inc.
Filed
August 11, 2023, 7:59 PM ET
As of the Effective Time, in accordance with the Merger Agreement, Philip L. Johnson as President, Michael C. Thompson as Treasurer, Katie Lodato as Assistant Treasurer, Christopher Anderson as Secretary, and Jonathan Groff as Assistant Secretary, the executive officers of Purchaser immediately prior to the Effective Time, became the executive officers of the Company.
Departed

Robert R. Ruffolo, Jr., Ph.D.

Director
Sigilon Therapeutics, Inc.
Filed
August 11, 2023, 7:59 PM ET
each of the directors of the Company (Rogerio Vivaldi Coelho, M.D., Douglas G. Cole, M.D., John Cox, Stephen N. Oesterle, M.D., Kavita Patel, M.D., Robert R. Ruffolo, Jr., Ph.D. and Eric D. Shaff) resigned as directors of the Company.
Appointed

Philip L. Johnson

Director
Sigilon Therapeutics, Inc.
Filed
August 11, 2023, 7:59 PM ET
As of the Effective Time, in accordance with the Merger Agreement, Philip L. Johnson, Gordon J. Brooks, Michael C. Thompson, the directors of Purchaser immediately prior to the Effective Time, became directors of the Company.
Appointed

Gordon J. Brooks

Director
Sigilon Therapeutics, Inc.
Filed
August 11, 2023, 7:59 PM ET
As of the Effective Time, in accordance with the Merger Agreement, Philip L. Johnson, Gordon J. Brooks, Michael C. Thompson, the directors of Purchaser immediately prior to the Effective Time, became directors of the Company.
Departed

Stephen N. Oesterle, M.D.

Director
Sigilon Therapeutics, Inc.
Filed
August 11, 2023, 7:59 PM ET
each of the directors of the Company (Rogerio Vivaldi Coelho, M.D., Douglas G. Cole, M.D., John Cox, Stephen N. Oesterle, M.D., Kavita Patel, M.D., Robert R. Ruffolo, Jr., Ph.D. and Eric D. Shaff) resigned as directors of the Company.
Appointed

Christopher Anderson

Secretary
Sigilon Therapeutics, Inc.
Filed
August 11, 2023, 7:59 PM ET
As of the Effective Time, in accordance with the Merger Agreement, Philip L. Johnson as President, Michael C. Thompson as Treasurer, Katie Lodato as Assistant Treasurer, Christopher Anderson as Secretary, and Jonathan Groff as Assistant Secretary, the executive officers of Purchaser immediately prior to the Effective Time, became the executive officers of the Company.
Departed

Kavita Patel, M.D.

Director
Sigilon Therapeutics, Inc.
Filed
August 11, 2023, 7:59 PM ET
each of the directors of the Company (Rogerio Vivaldi Coelho, M.D., Douglas G. Cole, M.D., John Cox, Stephen N. Oesterle, M.D., Kavita Patel, M.D., Robert R. Ruffolo, Jr., Ph.D. and Eric D. Shaff) resigned as directors of the Company.
Departed

Eric D. Shaff

Director
Sigilon Therapeutics, Inc.
Filed
August 11, 2023, 7:59 PM ET
each of the directors of the Company (Rogerio Vivaldi Coelho, M.D., Douglas G. Cole, M.D., John Cox, Stephen N. Oesterle, M.D., Kavita Patel, M.D., Robert R. Ruffolo, Jr., Ph.D. and Eric D. Shaff) resigned as directors of the Company.
Departed

Rogerio Vivaldi Coelho, M.D.

Director
Sigilon Therapeutics, Inc.
Filed
August 11, 2023, 7:59 PM ET
each of the directors of the Company (Rogerio Vivaldi Coelho, M.D., Douglas G. Cole, M.D., John Cox, Stephen N. Oesterle, M.D., Kavita Patel, M.D., Robert R. Ruffolo, Jr., Ph.D. and Eric D. Shaff) resigned as directors of the Company.
Departed

Douglas G. Cole, M.D.

Director
Sigilon Therapeutics, Inc.
Filed
August 11, 2023, 7:59 PM ET
each of the directors of the Company (Rogerio Vivaldi Coelho, M.D., Douglas G. Cole, M.D., John Cox, Stephen N. Oesterle, M.D., Kavita Patel, M.D., Robert R. Ruffolo, Jr., Ph.D. and Eric D. Shaff) resigned as directors of the Company.

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 0.95

Michael C. Thompson was appointed as Treasurer at Sigilon Therapeutics, Inc..

Action
appointed
Role
Treasurer
Exact text from the filing
As of the Effective Time, in accordance with the Merger Agreement, Philip L. Johnson as President, Michael C. Thompson as Treasurer, Katie Lodato as Assistant Treasurer, Christopher Anderson as Secretary, and Jonathan Groff as Assistant Secretary, the executive officers of Purchaser immediately prior to the Effective Time, became the executive officers of the Company.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Katie Lodato was appointed as Assistant Treasurer at Sigilon Therapeutics, Inc..

Action
appointed
Role
Assistant Treasurer
Exact text from the filing
As of the Effective Time, in accordance with the Merger Agreement, Philip L. Johnson as President, Michael C. Thompson as Treasurer, Katie Lodato as Assistant Treasurer, Christopher Anderson as Secretary, and Jonathan Groff as Assistant Secretary, the executive officers of Purchaser immediately prior to the Effective Time, became the executive officers of the Company.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Philip L. Johnson was appointed as President at Sigilon Therapeutics, Inc..

Action
appointed
Role
President
Exact text from the filing
As of the Effective Time, in accordance with the Merger Agreement, Philip L. Johnson as President, Michael C. Thompson as Treasurer, Katie Lodato as Assistant Treasurer, Christopher Anderson as Secretary, and Jonathan Groff as Assistant Secretary, the executive officers of Purchaser immediately prior to the Effective Time, became the executive officers of the Company.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Michael C. Thompson was appointed as Director at Sigilon Therapeutics, Inc..

Action
appointed
Role
Director
Exact text from the filing
As of the Effective Time, in accordance with the Merger Agreement, Philip L. Johnson, Gordon J. Brooks, Michael C. Thompson, the directors of Purchaser immediately prior to the Effective Time, became directors of the Company.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

John Cox resigned as director at Sigilon Therapeutics, Inc..

Action
resigned
Exact text from the filing
each of the directors of the Company (Rogerio Vivaldi Coelho, M.D., Douglas G. Cole, M.D., John Cox, Stephen N. Oesterle, M.D., Kavita Patel, M.D., Robert R. Ruffolo, Jr., Ph.D. and Eric D. Shaff) resigned as directors of the Company.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Jonathan Groff was appointed as Assistant Secretary at Sigilon Therapeutics, Inc..

Action
appointed
Role
Assistant Secretary
Exact text from the filing
As of the Effective Time, in accordance with the Merger Agreement, Philip L. Johnson as President, Michael C. Thompson as Treasurer, Katie Lodato as Assistant Treasurer, Christopher Anderson as Secretary, and Jonathan Groff as Assistant Secretary, the executive officers of Purchaser immediately prior to the Effective Time, became the executive officers of the Company.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Robert R. Ruffolo, Jr., Ph.D. resigned as director at Sigilon Therapeutics, Inc..

Action
resigned
Exact text from the filing
each of the directors of the Company (Rogerio Vivaldi Coelho, M.D., Douglas G. Cole, M.D., John Cox, Stephen N. Oesterle, M.D., Kavita Patel, M.D., Robert R. Ruffolo, Jr., Ph.D. and Eric D. Shaff) resigned as directors of the Company.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Philip L. Johnson was appointed as Director at Sigilon Therapeutics, Inc..

Action
appointed
Role
Director
Exact text from the filing
As of the Effective Time, in accordance with the Merger Agreement, Philip L. Johnson, Gordon J. Brooks, Michael C. Thompson, the directors of Purchaser immediately prior to the Effective Time, became directors of the Company.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Gordon J. Brooks was appointed as Director at Sigilon Therapeutics, Inc..

Action
appointed
Role
Director
Exact text from the filing
As of the Effective Time, in accordance with the Merger Agreement, Philip L. Johnson, Gordon J. Brooks, Michael C. Thompson, the directors of Purchaser immediately prior to the Effective Time, became directors of the Company.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Stephen N. Oesterle, M.D. resigned as director at Sigilon Therapeutics, Inc..

Action
resigned
Exact text from the filing
each of the directors of the Company (Rogerio Vivaldi Coelho, M.D., Douglas G. Cole, M.D., John Cox, Stephen N. Oesterle, M.D., Kavita Patel, M.D., Robert R. Ruffolo, Jr., Ph.D. and Eric D. Shaff) resigned as directors of the Company.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Christopher Anderson was appointed as Secretary at Sigilon Therapeutics, Inc..

Action
appointed
Role
Secretary
Exact text from the filing
As of the Effective Time, in accordance with the Merger Agreement, Philip L. Johnson as President, Michael C. Thompson as Treasurer, Katie Lodato as Assistant Treasurer, Christopher Anderson as Secretary, and Jonathan Groff as Assistant Secretary, the executive officers of Purchaser immediately prior to the Effective Time, became the executive officers of the Company.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Kavita Patel, M.D. resigned as director at Sigilon Therapeutics, Inc..

Action
resigned
Exact text from the filing
each of the directors of the Company (Rogerio Vivaldi Coelho, M.D., Douglas G. Cole, M.D., John Cox, Stephen N. Oesterle, M.D., Kavita Patel, M.D., Robert R. Ruffolo, Jr., Ph.D. and Eric D. Shaff) resigned as directors of the Company.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Eric D. Shaff resigned as director at Sigilon Therapeutics, Inc..

Action
resigned
Exact text from the filing
each of the directors of the Company (Rogerio Vivaldi Coelho, M.D., Douglas G. Cole, M.D., John Cox, Stephen N. Oesterle, M.D., Kavita Patel, M.D., Robert R. Ruffolo, Jr., Ph.D. and Eric D. Shaff) resigned as directors of the Company.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Rogerio Vivaldi Coelho, M.D. resigned as director at Sigilon Therapeutics, Inc..

Action
resigned
Exact text from the filing
each of the directors of the Company (Rogerio Vivaldi Coelho, M.D., Douglas G. Cole, M.D., John Cox, Stephen N. Oesterle, M.D., Kavita Patel, M.D., Robert R. Ruffolo, Jr., Ph.D. and Eric D. Shaff) resigned as directors of the Company.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 0.95

Douglas G. Cole, M.D. resigned as director at Sigilon Therapeutics, Inc..

Action
resigned
Exact text from the filing
each of the directors of the Company (Rogerio Vivaldi Coelho, M.D., Douglas G. Cole, M.D., John Cox, Stephen N. Oesterle, M.D., Kavita Patel, M.D., Robert R. Ruffolo, Jr., Ph.D. and Eric D. Shaff) resigned as directors of the Company.
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

Sigilon Therapeutics, Inc.: Amended and restated bylaws in their entirety.

Change
bylaw amendment
Exact text from the filing
and the Company’s amended and restated bylaws were amended and restated in their entirety as set forth on Annex III to the Merger Agreement (the “Amended and Restated Bylaws”)
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

Sigilon Therapeutics, Inc.: Amended and restated certificate of incorporation in its entirety.

Change
charter amendment
Exact text from the filing
Pursuant to the terms of the Merger Agreement, as of the Effective Time, the Company’s amended and restated certificate of incorporation was amended and restated in its entirety as set forth on Annex II to the Merger Agreement (the “Amended and Restated Certificate of Incorporation”)
View on SEC.gov
M&A Transactions SEC 8-K Item 2.01/5.01 confidence 0.9

Sigilon Therapeutics, Inc. underwent a change of control involving Eli Lilly and Company for $14.92 per Share in cash plus one contingent value right per Share (closed 2023-08-11).

Action
change of control
Counterparty
Eli Lilly and Company
Consideration
$14.92 per Share in cash plus one contingent value right per Share
Closing
2023-08-11
Exact text from the filing
to purchase any and all of the issued and outstanding shares (the “Shares”) of common stock, par value $0.001 per Share (the “Common Stock”), of the Company in exchange for (a) $14.92 per Share, net to the stockholder in cash, without interest (the “Closing Amount”), plus one contingent value right per Share (each a “CVR”), which represents the contractual
View on SEC.gov

Browse all governance changes →

Source: SEC EDGAR
accession 0001193125-23-210739
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