Catalent, Inc.: Nasdaq/NYSE listing notice — Catalent receives NYSE non-compliance notice for late FY2023 10-K filing

Catalent, Inc.

NYSE notified Catalent on Sept. 14, 2023 of non-compliance with Section 802.01E for not filing FY2023 10-K by Sept. 13 deadline.
Company has six months from Sept. 13, 2023 to file the 10-K and regain compliance; no immediate delisting effect.
Catalent cites need for additional time to complete internal controls assessment and closing procedures for Q4 FY2023.
Company does not expect any material change to previously reported financial results in the delayed 10-K.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Catalent, Inc. received a nyse noncompliance notice notice regarding late filing (rules 802.01E).

Exchange: nyse
Notice: noncompliance notice
Deficiency: late filing
Rules: 802.01E

Exact text from the filing

September 14, 2023, Catalent, Inc. (the “ Company ”) received a notice (the “ NYSE Notice ”) from the New York Stock Exchange (the “ NYSE ”) that the Company is not in compliance with Section 802.01E of the NYSE Listed Company Manual as a result of its failure to timely file its Annual Report on Form 10-K for the fiscal year ended June 30, 2023 (the “ Form 10-K ”) with the Securities and Exchange Commission (the “ SEC ”). The NYSE Notice has no immediate effect on the listing of the Company’s common stock on the NYSE. The NYSE Notice informed the Company that, under NYSE rules, the Company has

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Source: SEC EDGAR

accession 0001193125-23-235690

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