secwatch / observer
8-K filed December 14, 2023, 6:59 PM ET CIK 0001060736
M&A confidence high sentiment neutral materiality 1.00

Seagen Inc.: M&A transaction — Pfizer completes $229.00/share acquisition of Seagen; Seagen delisted from Nasdaq

Seagen Inc.

Executive movements

Machine-extracted from this filing. Every card cites the SEC source. See all recent executive movements.

Departed

Jean I. Liu

Chief Legal Officer
Seagen Inc.
Effective
2023-12-14
Filed
December 14, 2023, 6:59 PM ET
David R. Epstein, Todd E. Simpson, Roger Dansey, Jean I. Liu, Chip R. Romp and Vaughn B. Himes ceased to be the Chief Executive Officer, Chief Financial Officer, President, Research and Development, Chief Legal Officer, Executive Vice President, Commercial U.S. and Chief Technical Officer, respectively, of the Company
Departed

Vaughn B. Himes

Chief Technical Officer
Seagen Inc.
Effective
2023-12-14
Filed
December 14, 2023, 6:59 PM ET
David R. Epstein, Todd E. Simpson, Roger Dansey, Jean I. Liu, Chip R. Romp and Vaughn B. Himes ceased to be the Chief Executive Officer, Chief Financial Officer, President, Research and Development, Chief Legal Officer, Executive Vice President, Commercial U.S. and Chief Technical Officer, respectively, of the Company
Departed

Todd E. Simpson

Chief Financial Officer
Seagen Inc.
Effective
2023-12-14
Filed
December 14, 2023, 6:59 PM ET
David R. Epstein, Todd E. Simpson, Roger Dansey, Jean I. Liu, Chip R. Romp and Vaughn B. Himes ceased to be the Chief Executive Officer, Chief Financial Officer, President, Research and Development, Chief Legal Officer, Executive Vice President, Commercial U.S. and Chief Technical Officer, respectively, of the Company
Departed

Chip R. Romp

Executive Vice President, Commercial U.S.
Seagen Inc.
Effective
2023-12-14
Filed
December 14, 2023, 6:59 PM ET
David R. Epstein, Todd E. Simpson, Roger Dansey, Jean I. Liu, Chip R. Romp and Vaughn B. Himes ceased to be the Chief Executive Officer, Chief Financial Officer, President, Research and Development, Chief Legal Officer, Executive Vice President, Commercial U.S. and Chief Technical Officer, respectively, of the Company
Appointed

Alison O’Neill

Director
Seagen Inc.
Effective
2023-12-14
Filed
December 14, 2023, 6:59 PM ET
At the Effective Time, Deborah Baron and Alison O’Neill, each a director of Merger Sub immediately prior to the Effective Time, became directors of the Surviving Corporation.
Appointed

Chris Boshoff

President
Seagen Inc.
Effective
2023-12-14
Filed
December 14, 2023, 6:59 PM ET
Chris Boshoff became the President of the Surviving Corporation.
Departed

Roger Dansey

President, Research and Development
Seagen Inc.
Effective
2023-12-14
Filed
December 14, 2023, 6:59 PM ET
David R. Epstein, Todd E. Simpson, Roger Dansey, Jean I. Liu, Chip R. Romp and Vaughn B. Himes ceased to be the Chief Executive Officer, Chief Financial Officer, President, Research and Development, Chief Legal Officer, Executive Vice President, Commercial U.S. and Chief Technical Officer, respectively, of the Company
Appointed

Deborah Baron

Director
Seagen Inc.
Effective
2023-12-14
Filed
December 14, 2023, 6:59 PM ET
At the Effective Time, Deborah Baron and Alison O’Neill, each a director of Merger Sub immediately prior to the Effective Time, became directors of the Surviving Corporation.
Departed

David R. Epstein

Chief Executive Officer
Seagen Inc.
Effective
2023-12-14
Filed
December 14, 2023, 6:59 PM ET
David R. Epstein, Todd E. Simpson, Roger Dansey, Jean I. Liu, Chip R. Romp and Vaughn B. Himes ceased to be the Chief Executive Officer, Chief Financial Officer, President, Research and Development, Chief Legal Officer, Executive Vice President, Commercial U.S. and Chief Technical Officer, respectively, of the Company

Key facts

Extracted from this filing and checked against the source text.

Executive change SEC 8-K Item 5.02 confidence 1.0

Jean I. Liu departed as Chief Legal Officer at Seagen Inc..

Action
ceased
Role
Chief Legal Officer
Exact text from the filing
David R. Epstein, Todd E. Simpson, Roger Dansey, Jean I. Liu, Chip R. Romp and Vaughn B. Himes ceased to be the Chief Executive Officer, Chief Financial Officer, President, Research and Development, Chief Legal Officer, Executive Vice President, Commercial U.S. and Chief Technical Officer, respectively, of the Company
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Vaughn B. Himes departed as Chief Technical Officer at Seagen Inc..

Action
ceased
Role
Chief Technical Officer
Exact text from the filing
David R. Epstein, Todd E. Simpson, Roger Dansey, Jean I. Liu, Chip R. Romp and Vaughn B. Himes ceased to be the Chief Executive Officer, Chief Financial Officer, President, Research and Development, Chief Legal Officer, Executive Vice President, Commercial U.S. and Chief Technical Officer, respectively, of the Company
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Todd E. Simpson departed as Chief Financial Officer at Seagen Inc..

Action
ceased
Role
Chief Financial Officer
Exact text from the filing
David R. Epstein, Todd E. Simpson, Roger Dansey, Jean I. Liu, Chip R. Romp and Vaughn B. Himes ceased to be the Chief Executive Officer, Chief Financial Officer, President, Research and Development, Chief Legal Officer, Executive Vice President, Commercial U.S. and Chief Technical Officer, respectively, of the Company
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Chip R. Romp departed as Executive Vice President, Commercial U.S. at Seagen Inc..

Action
ceased
Role
Executive Vice President, Commercial U.S.
Exact text from the filing
David R. Epstein, Todd E. Simpson, Roger Dansey, Jean I. Liu, Chip R. Romp and Vaughn B. Himes ceased to be the Chief Executive Officer, Chief Financial Officer, President, Research and Development, Chief Legal Officer, Executive Vice President, Commercial U.S. and Chief Technical Officer, respectively, of the Company
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Alison O’Neill was appointed as Director at Seagen Inc..

Action
became
Role
Director
Exact text from the filing
At the Effective Time, Deborah Baron and Alison O’Neill, each a director of Merger Sub immediately prior to the Effective Time, became directors of the Surviving Corporation.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Chris Boshoff was appointed as President at Seagen Inc..

Action
became
Role
President
Exact text from the filing
Chris Boshoff became the President of the Surviving Corporation.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Roger Dansey departed as President, Research and Development at Seagen Inc..

Action
ceased
Role
President, Research and Development
Exact text from the filing
David R. Epstein, Todd E. Simpson, Roger Dansey, Jean I. Liu, Chip R. Romp and Vaughn B. Himes ceased to be the Chief Executive Officer, Chief Financial Officer, President, Research and Development, Chief Legal Officer, Executive Vice President, Commercial U.S. and Chief Technical Officer, respectively, of the Company
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

Deborah Baron was appointed as Director at Seagen Inc..

Action
became
Role
Director
Exact text from the filing
At the Effective Time, Deborah Baron and Alison O’Neill, each a director of Merger Sub immediately prior to the Effective Time, became directors of the Surviving Corporation.
View on SEC.gov
Executive change SEC 8-K Item 5.02 confidence 1.0

David R. Epstein departed as Chief Executive Officer at Seagen Inc..

Action
ceased
Role
Chief Executive Officer
Exact text from the filing
David R. Epstein, Todd E. Simpson, Roger Dansey, Jean I. Liu, Chip R. Romp and Vaughn B. Himes ceased to be the Chief Executive Officer, Chief Financial Officer, President, Research and Development, Chief Legal Officer, Executive Vice President, Commercial U.S. and Chief Technical Officer, respectively, of the Company
View on SEC.gov
Governance Changes SEC 8-K Item 5.03/5.05/5.06 confidence 0.9

Seagen Inc.: Merger resulted in amendment and restatement of certificate of incorporation and bylaws.

Change
bylaw amendment
Exact text from the filing
At the Effective Time, in accordance with the terms of the Merger Agreement, the Company’s certificate of incorporation and by-laws were amended and restated in their entirety.
View on SEC.gov
M&A Transactions SEC 8-K Item 2.01/5.01 confidence 0.9

Seagen Inc. underwent a change of control involving Pfizer Inc. for $229.00 per share (closed 2023-12-14).

Action
change of control
Counterparty
Pfizer Inc.
Consideration
$229.00 per share
Closing
2023-12-14
Exact text from the filing
the General Corporation Law of the State of Delaware with respect to such Common Shares) were converted into the right to receive (without interest) an amount in cash equal to $229.00 (the “ Merger Consideration ”). As a result of the consummation of the transactions contemplated by the Merger Agreement, the Company became a wholly owned subsidiary of Pfizer at
View on SEC.gov

49 governance changes filed in the last 30 days. Browse all governance changes →

Source: SEC EDGAR
accession 0001193125-23-294938
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