Gladstone Investment enters new advisory agreement after adviser change of control; terms unchanged

GLADSTONE INVESTMENT CORPORATION\DE

New advisory agreement with Gladstone Management Corp effective Jan 24, 2025.
No changes to fee structure (2.00% base fee, incentive fee with 7% hurdle) or services.
Agreement required due to change of control of the adviser under a voting trust.
Stockholders approved the new agreement at a meeting on Jan 4, 2024.
Agreement has two-year initial term, renewable annually; termination on 60 days' notice.

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