8-K
filed January 24, 2025, 6:59 PM ET
ticker GAIN
CIK 0001321741
other material
confidence high
sentiment neutral
materiality 0.15
Gladstone Investment enters new advisory agreement after adviser change of control; terms unchanged
GLADSTONE INVESTMENT CORPORATION\DE
- New advisory agreement with Gladstone Management Corp effective Jan 24, 2025.
- No changes to fee structure (2.00% base fee, incentive fee with 7% hurdle) or services.
- Agreement required due to change of control of the adviser under a voting trust.
- Stockholders approved the new agreement at a meeting on Jan 4, 2024.
- Agreement has two-year initial term, renewable annually; termination on 60 days' notice.
Machine-readable event card
- schema_version
- secwatch.filing_event.v1
- accession
- 0001193125-25-012203
- form_type
- 8-K
- ticker
- GAIN
- cik
- 0001321741
- company_name
- GLADSTONE INVESTMENT CORPORATION\DE
- filed_at
- 2025-01-24T23:59:59+00:00
- discovered_at
- 2026-05-14T18:03:03.287289+00:00
- generated_at
- 2026-05-27T10:36:19.069685+00:00
- sec_items
- ["1.01", "9.01"]
- event_type
- other_material
- sentiment
- neutral
- materiality_score
- 0.15
- calibrated_materiality_score
- 0.15
- confidence
- high
- secwatch_canonical_url
- https://secwatch.observer/filing/0001193125-25-012203
- json_url
- https://secwatch.observer/filing/0001193125-25-012203.json
- markdown_url
- https://secwatch.observer/filing/0001193125-25-012203.md
- text_url
- https://secwatch.observer/filing/0001193125-25-012203.txt
- edgar_index_url
- https://www.sec.gov/Archives/edgar/data/1321741/000119312525012203/0001193125-25-012203-index.htm
- edgar_primary_document_url
- https://www.sec.gov/Archives/edgar/data/1321741/000119312525012203/d49044d8k.htm
- generated_by_model
- deepseek-v4-flash:cloud@v2
- review_status
- machine_generated
- human_reviewed
- false
- corrected
- false
- correction_note
- null
- correction_timestamp
- null
- superseded_by
- null
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