other_material
confidence high
sentiment neutral
materiality 0.60
Gladstone Investment adds M&T Securities as sales agent for up to $75M ATM offering
GLADSTONE INVESTMENT CORPORATION\DE
- Entered amendments to existing sales agreements and a new agreement with M&T Securities, collectively authorizing up to $75M in common stock ATM sales.
- M&T joins Oppenheimer, B. Riley, and Virtu as a sales agent; M&T commission up to 2.0% of gross proceeds per share sold.
- Offering made under the Company's effective shelf registration statement (File No. 333-277452) and related prospectus supplements.
- The amendments and new agreement were dated June 2, 2025 and filed as Exhibits 1.1 through 1.4.
item 1.01item 9.01