Heliogen, Inc.: Nasdaq/NYSE listing notice — Heliogen receives NYSE notice of non-compliance with $1.00 minimum share price

Heliogen, Inc.

Received NYSE notice on Dec 23, 2022; avg closing price below $1.00 over 30 trading days.
Has six-month cure period to regain compliance; shares continue trading during this period.
Considering options including potential reverse stock split, subject to stockholder approval.
No immediate impact on listing or business operations; compliance with other NYSE standards.

item 3.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Heliogen, Inc. received a nyse deficiency notice notice regarding minimum bid price (rules 802.01C).

Exchange: nyse
Notice: deficiency notice
Deficiency: minimum bid price
Rules: 802.01C

Exact text from the filing

December 23, 2022, Heliogen, Inc. (the “ Company ”) received a written notice (the “ Notice ”) from the New York Stock Exchange (the “ NYSE ”) that the average closing price of the Company’s common stock, par value $0.0001 per share (the “ Common Stock ”), had fallen below $1.00 per share over a period of 30 consecutive trading days, which is the minimum average closing price per share required to maintain continued listing on the NYSE under Section 802.01C of the NYSE Listed Company Manual (“ Section 802.01C ”). In accordance with the NYSE rules, the Company will be providing the NYSE with wr

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Source: SEC EDGAR

accession 0001213900-22-083037

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