Aeluma closes $6.05M oversubscribed private placement of common stock at $3.00/share

Aeluma, Inc.

Final closing on May 10, 2023 raised $1,710,500 from 570,166 shares; total gross proceeds $6,052,500.
Offering was oversubscribed; CEO says proceeds extend runway for LiDAR and communications tech.
GP Nurmenkari served as placement agent for first three closings; Network 1 Financial for final close.
Shares sold under Rule 506(b) exemption; not registered under Securities Act.

item 1.01 item 3.02 item 8.01 item 9.01

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.7

Aeluma, Inc. entered into Registration Rights Agreement with the Investors.

Action: entry
Counterparty: the Investors

Exact text from the filing

he Company also entered into a Registration Rights Agreement with the Investors, pursuant to which the Company agreed to register all

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Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Aeluma, Inc. entered into Subscription Agreement with certain accredited investors valued at $6,052,500.

Action: entry
Agreement: equity purchase
Counterparty: certain accredited investors
Value: $6,052,500

Exact text from the filing

hat we filed on December 23, 2022, we entered into subscription agreements (the “Subscription Agreement”) with certain accredited investors, pursuant to which we issued an aggregate of 517,0000 shares of our common stock, par value $0.0001 per share, at a per share

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38 material agreements filed in the last 30 days. Browse all material agreements →

Aeluma, Inc. filing history →

Source: SEC EDGAR

accession 0001213900-23-038404

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