James Seo
As of March 18, 2025, Mr. James Seo agreed to serve as Aeluma, Inc.’s (the “Company”) interim Chief Financial Officer/Principal Accounting Officer until the Company hires a full-time CFO.
Highest-materiality recent filing
Aeluma releases updated investor presentation; no material financial data disclosed
Filing indicates updated investor presentation furnished as Exhibit 99.1 dated May 19, 2026.
Aeluma Q3 revenue $1.2M, net loss $1.8M; secures $5M in new contracts, narrows FY guidance
Revenue $1.2M (vs $1.3M YoY); GAAP net loss $1.8M ($0.10 per share) vs net gain of $1.5M in prior year due to one-time derivative gain.
Aeluma enters $50M at-the-market equity offering agreement with Roth Capital
Sales Agreement with Roth Capital, Craig-Hallum, Northland Securities, and Benchmark Company for up to $50M in common stock.
Aeluma Q2 FY2026: revenue $1.3M, net loss $1.9M; reaffirms FY guidance
Revenue $1.3M (down from $1.6M YoY); GAAP EPS ($0.11) vs ($0.24) prior year.
Aeluma shareholders re-elect directors DenBaars and Paglia, ratify auditor at 2025 annual meeting
Steven P. DenBaars received 4,996,522 for, 1,062,818 withheld; broker non-votes 3,832,761.
Aeluma Q1 FY2026 revenue $1.4M, net loss $1.5M; cash $38.1M
Revenue $1.4M vs $481K YoY; GAAP net loss $1.5M ($0.09/sh) vs $730K ($0.06) YoY.
Aeluma files new investor presentation; no specific financial or operational data disclosed
Filing under Item 8.01 announces a new investor PowerPoint presentation.
Aeluma raises ~$25.4M in public offering; net proceeds $23.4M
Underwriting agreement for 1,700,000 shares at $13.00; underwriters exercised 30-day option for 255,000 additional shares.
Director Steven DenBaars terminates 10b5-1 plan for up to 130,000 shares; no sales made
Director DenBaars adopted the plan on June 23, 2025, covering up to 130,000 shares.
Aeluma Q4 FY2025 revenue $1.3M, up 366% YoY; full year $4.7M, up 411% YoY
Q4 GAAP net loss $859K ($0.05/sh) versus $988K ($0.08/sh) loss a year ago.
Aeluma appoints Christopher Stewart as CFO; salary $300K plus equity incentives
Christopher Stewart named full-time CFO/Principal Accounting Officer, effective August 4, 2025.
Aeluma reports Q3 FY2025 revenue up 265% to $1.3M; net income of $1.5M
Revenue $1.3M for Q3 FY2025 (ended March 31, 2025), up 265% from $344K YoY.
Aeluma closes $13.8M public offering, uplists to Nasdaq Capital Market
Offering of 2,628,571 shares at $5.25 per share; gross proceeds ~$13.8M, net ~$12.7M after expenses.
Aeluma appoints James Seo as interim CFO effective March 18, 2025
James Seo appointed interim CFO/Principal Accounting Officer effective March 18, 2025.
Aeluma appoints former NVIDIA finance VP Mike Byron to board of directors
Board expanded from 4 to 5; Byron elected Class II director, term expiring at 2026 annual meeting.
Aeluma Q2 fiscal 2025 revenue $1.6M (+500% YoY), raises FY2025 guidance by 10%
Record Q2 revenue $1.6M, up over 500% from $263K YoY and from $481K prior quarter.
Aeluma shareholders re-elect director Klamkin and ratify auditor at 2025 annual meeting
At Jan 9, 2025 annual meeting, shareholders re-elected director Jonathan Klamkin with 8,138,063 votes for (0 against, 14,275 abstain).
Aeluma discloses article on heterogeneous integration co-authored by CEO
CEO Jonathan Klamkin co-authored a technical article titled 'Realizing high-performance sensors with heterogeneous integration'.
Aeluma Q1 FY2025 revenue $481k record; net loss narrows to $730k
Revenue of $481k for Q1 ended Sep 30 2024, a record high vs $32k YoY and $279k prior quarter.
Aeluma announces investor presentation; details unavailable in filing extract
Presentation dated October 30, 2024, furnished as an exhibit to the 8-K.
Aeluma reports Q4 revenue of $279K, guides FY2025 revenue growth over 335% to $4.0-4.2M
Q4 FY2024 revenue $279K vs $193K prior year; net loss $987K ($0.08/sh) vs $1.3M ($0.10/sh).
Aeluma closes second tranche of convertible note financing for $1.345M, total $3.145M
Second closing on Aug 27, 2024: issued convertible notes to five new accredited investors for $1,345,000.
Aeluma closes $1.8M convertible note offering; notes mature June 2026
Initial closing with five accredited investors for $1,800,000 aggregate principal.
Aeluma Q3 FY2024 revenue $344K, net loss $962K; cash $1.87M
Revenue $344K, up from $263K prior quarter and $0 in same quarter last year.
Aeluma reports Q2 revenue of $263K, up from $32K prior quarter; net loss narrows to $1.13M
Revenue $262,992 for Q2 FY2024, up from $32,400 in Q1 FY2024 and $0 in Q2 FY2023.
Aeluma furnishes product brochures and presentation; no material financial or operational news
Filing includes PowerPoint, flier, and three brochures describing InGaAs detector technology on large-diameter wafers.
Aeluma appoints Craig Ensley to board of directors; shareholders vote to elect him
Craig Ensley elected to Aeluma's board at annual meeting on Dec 14, 2023; received 5.71M votes for.
Aeluma Q1 FY2024: first revenue $32,400; net loss $1.48M; awarded U.S. Navy funding
Revenue of $32,400 for Q1 ended Sep 30, 2023 (second consecutive quarter of revenue), vs $0 in prior year.
Aeluma files investor presentation for October 2023; no financial data disclosed
Published a new investor presentation dated October 2023; content limited to a title slide.
Aeluma files new investor presentation on July 20, 2023; content not detailed in filing
Aeluma filed a new investor PowerPoint presentation on July 20, 2023.
Aeluma closes $6.05M oversubscribed private placement of common stock at $3.00/share
Final closing on May 10, 2023 raised $1,710,500 from 570,166 shares; total gross proceeds $6,052,500.
Aeluma completes third closing of private placement, raising $2.1M
Third closing on March 31, 2023: 715,666 shares at $3.00/share, gross proceeds $2,147,000.
Aeluma closes initial $1.55M private placement of common stock at $3.00/share
Gross proceeds of $1.551 million from sale of 517,000 shares at $3.00 per share to 21 accredited investors.
Aeluma files 8-K to announce new investor presentation; no specific business updates
Filed on December 12, 2022, an investor PowerPoint presentation as Exhibit 99.1.
Aeluma presents at LD Micro Conference; no material financial updates provided
Company to present at LD Micro Conference on Oct 25, 2022 at 10:00 am PST in Los Angeles.
Aeluma receives FINRA clearance for Form 211; ticker ALMU; to uplist to OTCQB
FINRA cleared Form 211 for Aeluma; Benchmark Company sponsored the application.
Aeluma presents at LD Micro Invitational; no financial or operational updates
Company presented at 12th Annual LD Micro Invitational on June 8, 2022 in Westlake Village, CA.
Aeluma shareholders re-elect directors and ratify auditors at 2022 annual meeting
Shareholders re-elected Steven DenBaars with 7,394,019 votes for and 25,000 withheld.
Aeluma appoints John Paglia to board of directors effective Dec 1, 2021
John Paglia, PhD, CFA, CPA, appointed independent director effective December 1, 2021.
Aeluma appoints Palvi Mehta to board; director Lee McCarthy resigns
Lee McCarthy resigned as director effective Dec 1, 2021; no disagreement cited.
Aeluma Interim CFO Lee McCarthy resigns; outside firm to handle duties
Lee McCarthy resigned as Interim CFO on Aug 18, 2021; remains COO and director.
Aeluma changes fiscal year to June 30 after Biond Photonics merger
Board changed fiscal year end from Dec 31 to June 30, effective for year ending June 30, 2021.
Aeluma raises additional $230K via private placement, total $8M; files auditor change letter
Sold 115,000 shares at $2.00/share on July 1, 2021, bringing total gross proceeds to $8,000,000 from the offering.
As of March 18, 2025, Mr. James Seo agreed to serve as Aeluma, Inc.’s (the “Company”) interim Chief Financial Officer/Principal Accounting Officer until the Company hires a full-time CFO.
the Board elected Michael Byron (the “New Director”) to fill the vacancy.
On November 24, 2021, Aeluma Inc.’s (the “Company”) board of directors approved the appointment of Mr. John Paglia to its board of directors
On November 15, 2021, Aeluma, Inc.’s (the “ Company ”) board of directors (the “ Board ”) accepted Mr. Lee McCarthy’s resignation as one of the Company’s directors , to be effective December 1, 2021.
On November 15, 2021, the Board also approved the appointment of Ms. Palvi Mehta to fill the vacancy created by Mr. McCarthy’s resignation, for the remainder of his term
On August 18, 2021, Mr. Lee McCarthy tendered his resignation to Aeluma, Inc. (the “Company”) as the Company’s Interim Chief Financial Officer.
Max materiality 0.85 · Median 0.50 · Most common event other_material