Northern Star Investment Corp. II: Nasdaq/NYSE listing notice — NYSE American to delist NSTB warrants over abnormally low price; two directors resign

Northern Star Investment Corp. II

NYSE American staff determined warrants are not suitable for listing due to 'abnormally low' price levels; proceedings to delist initiated.
Company does not intend to appeal; warrant trading suspended immediately; warrants may trade on pink sheets.
Class A common stock (NSTB) and units (NSTB.U) continue trading on NYSE American unaffected.
Directors Howard Yeaton and David Shapiro resigned effective Dec 19, 2023, not due to any disagreement with the company.

item 3.01 item 5.02

Executive movements

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Departed

David Shapiro

director

Northern Star Investment Corp. II

Effective: 2023-12-19
Filed: December 26, 2023, 6:59 PM ET

On December 19, 2023, each of Howard Yeaton and David Shapiro resigned from his position as a director of the Company.

Departed

Howard Yeaton

director

Northern Star Investment Corp. II

Effective: 2023-12-19
Filed: December 26, 2023, 6:59 PM ET

On December 19, 2023, each of Howard Yeaton and David Shapiro resigned from his position as a director of the Company.

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

Northern Star Investment Corp. II received a nyse_american delisting notice notice regarding other (rules 1001).

Exchange: nyse american
Notice: delisting notice
Rules: 1001

Exact text from the filing

December 21, 2023, Northern Star Investment Corp. II (the “ Company ”) received a written notice (the “ Notice ”) from the staff of NYSE Regulation (the “ Staff ”) of the NYSE American LLC (“ NYSE ” or “ NYSE American ”) indicating that the Staff has determined that the Company’s warrants, each warrant exercisable for one share of Class A Common Stock of the Company (the “ Warrants ”), are no longer suitable for listing on the NYSE American based on “abnormally low” price levels, pursuant to Section 1001 of the NYSE American Company Guide. As a result, the Staff has determined to commence proc

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Executive change SEC 8-K Item 5.02 confidence 1.0

David Shapiro resigned as director at Northern Star Investment Corp. II.

Action: resigned
Role: director

Exact text from the filing

On December 19, 2023, each of Howard Yeaton and David Shapiro resigned from his position as a director of the Company.

View on SEC.gov

Executive change SEC 8-K Item 5.02 confidence 1.0

Howard Yeaton resigned as director at Northern Star Investment Corp. II.

Action: resigned
Role: director

Exact text from the filing

On December 19, 2023, each of Howard Yeaton and David Shapiro resigned from his position as a director of the Company.

View on SEC.gov

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Source: SEC EDGAR

accession 0001213900-23-098642

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