ClimateRock (CLRCF): Nasdaq/NYSE listing notice — ClimateRock receives Nasdaq deficiency notice; extraordinary meeting set for Apr 29

ClimateRock

Received Nasdaq deficiency letter on April 10 for failing to meet 400 public holders minimum for continued listing on The Nasdaq Global Market.
Has 45 days to submit a compliance plan and up to 180 calendar days to regain compliance.
Extraordinary general meeting scheduled for April 29, 2024, in lieu of an annual meeting, for director appointments.
Only Class B ordinary shareholders can vote on director appointments prior to consummation of initial business combination.
Deadline for shareholder requests for proxy materials is April 22, 2024.

item 3.01 item 5.08 item 8.01

Key facts

Extracted from this filing and checked against the source text.

Listing & Compliance Notices SEC 8-K Item 3.01 confidence 0.9

ClimateRock received a nasdaq deficiency notice notice regarding shareholders (rules 5450(a)(2)).

Exchange: nasdaq
Notice: deficiency notice
Deficiency: shareholders
Rules: 5450(a)(2)

Exact text from the filing

April 10, 2024, ClimateRock (the “Company”) received a deficiency letter from the Listing Qualifications Department (the “Staff”) of the Nasdaq Stock Market (“Nasdaq”) notifying the Company that the Company’s public holders of its Class A ordinary shares (“Public Holders”) were below the 400 Public Holders minimum requirement for continued inclusion on The Nasdaq Global Market pursuant to Nasdaq Listing Rule 5450(a)(2) (the “Public Holders Requirement”). The notifications received have no immediate effect on the Company’s Nasdaq listing. The Nasdaq rules provide the Company 45 calendar days to

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Source: SEC EDGAR

accession 0001213900-24-032624

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