8-K
filed May 10, 2024, 7:59 PM ET
CIK 0001337619
other
confidence high
sentiment neutral
materiality 0.40
Envestnet shareholders approve officer exculpation amendment, 2024 LTIP, and directors
ENVESTNET, INC.
- Valerie Mosley and Gregory Smith elected directors with 45.5M and 45.6M votes for, respectively.
- Advisory vote on 2023 executive compensation approved: 45.2M for, 2.1M against.
- KPMG LLP ratified as independent auditor for FY 2024 with 50.1M votes for.
- 2024 Long-Term Incentive Plan approved: 44.1M for, 3.2M against.
- Charter amendment to allow officer exculpation under Delaware law passed with 40.6M for, 6.6M against.
Key facts
Extracted from this filing and checked against the source text.
Governance Changes
SEC 8-K Item 5.03/5.05/5.06
confidence 0.9
ENVESTNET, INC.: Amendment to Fifth Amended and Restated Certificate of Incorporation to allow for exculpation of certain officers as permitted by recent amendments to Delaware law (effective 2024-05-09).
- Change
- charter amendment
- Effective
- 2024-05-09
Exact text from the filing
At the 2024 Annual Shareholders Meeting of Envestnet, Inc. (the “Company”) held on May 8, 2024 (the “Annual Meeting”), the Company’s shareholders approved an amendment to the Company’s Fifth Amended and Restated Certificate of Incorporation (the “Charter Amendment”) to allow for exculpation of certain officers as permitted pursuant to recent amendments to Delaware law.
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
ENVESTNET, INC. shareholders approved The ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024 at the 2024-05-08 meeting.
- Proposal
- auditor ratification
- Outcome
- passed
- Meeting
- 2024-05-08
Exact text from the filing
PROPOSAL 3 The ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2024. SHARES For: 50,119,099 Against: 343,069 Abstain: 327,930 Broker Non-Votes: -
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
ENVESTNET, INC. shareholders approved The approval of an amendment to Envestnet’s Fifth Amended and Restated Certificate of Incorporation to allow for exculpation of certain officers as permitted pursuant to recent amendments to Delaware law at the 2024-05-08 meeting.
- Proposal
- charter amendment
- Outcome
- passed
- Meeting
- 2024-05-08
Exact text from the filing
PROPOSAL 5 The approval of an amendment to Envestnet’s Fifth Amended and Restated Certificate of Incorporation to allow for exculpation of certain officers as permitted pursuant to recent amendments to Delaware law. SHARES For: 40,638,918 Against: 6,614,762 Abstain: 335,905 Broker Non-Votes: 3,200,514
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
ENVESTNET, INC. shareholders approved The approval, on an advisory basis, of 2023 executive compensation at the 2024-05-08 meeting.
- Proposal
- say on pay
- Outcome
- passed
- Meeting
- 2024-05-08
Exact text from the filing
PROPOSAL 2 The approval, on an advisory basis, of 2023 executive compensation. SHARES For: 45,195,182 Against: 2,064,280 Abstain: 330,124 Broker Non-Votes: 3,200,513
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
ENVESTNET, INC. shareholders approved Election of directors to serve until the 2025 Annual Shareholders Meeting at the 2024-05-08 meeting.
- Proposal
- director election
- Outcome
- passed
- Meeting
- 2024-05-08
Exact text from the filing
PROPOSAL 1 Election of directors to serve until the 2025 Annual Shareholders Meeting. NOMINEE FOR WITHHELD BROKER NON-VOTES Valerie Mosley 45,488,965 2,100,621 3,200,513 Gregory Smith 45,599,981 1,989,605 3,200,513
View on SEC.gov
Shareholder Votes
SEC 8-K Item 5.07
confidence 0.9
ENVESTNET, INC. shareholders approved The approval of the Envestnet, Inc. 2024 Long-Term Incentive Plan at the 2024-05-08 meeting.
- Proposal
- equity plan
- Outcome
- passed
- Meeting
- 2024-05-08
Exact text from the filing
PROPOSAL 4 The approval of the Envestnet, Inc. 2024 Long-Term Incentive Plan. SHARES For: 44,115,345 Against: 3,153,063 Abstain: 321,177 Broker Non-Votes: 3,200,514
View on SEC.gov
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