Applied UV, Inc.: going-concern / distress — Applied UV files Chapter 11; Nasdaq to delist AUVI and AUVIP stock on June 4

Applied UV, Inc.

Filed voluntary Chapter 11 petitions on May 24, 2024 for Applied UV and subsidiary SteriLumen.
Cash on hand as of filing date: ~$10,000 (Applied UV) and ~$55,000 (SteriLumen).
Nasdaq notified company of delisting due to bankruptcy; trading suspended June 4, 2024; company will not appeal.
Holders of common and Series A preferred stock may receive no distribution; trading deemed highly speculative.

Key facts

Extracted from this filing and checked against the source text.

Distress & Bankruptcy SEC 8-K Item 1.03 confidence 0.9

Applied UV, Inc. entered chapter 11 in United States Bankruptcy Court for the District of New York (petition 2024-05-24).

Proceeding: chapter 11
Court: United States Bankruptcy Court for the District of New York
Petition: 2024-05-24

Exact text from the filing

On May 24, 2024, Applied UV, Inc. (the “Company”), and its wholly owned subsidiary, SteriLumen, Inc. (“SteriLumen”), filed voluntary petitions for relief under chapter 11 of title 11 of the United States Bankruptcy Code (the “Bankruptcy Code”) in the United States Bankruptcy Court for the District of New York (the “Bankruptcy Court”). The Company’s and SteriLumen’s chapter 11 cases (the “Chapter 11 Cases”) are being administered under the captions In re: Applied UV, Inc. , Case No. 24-22462 and In re: Sterilumen, Inc. , Case No. 24-22463, respectively.

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Source: SEC EDGAR

accession 0001213900-24-048456

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