Extracted from this filing and checked against the source text.
Debt Financings
SEC 8-K Item 2.03/2.04
confidence 0.9
Capstone Holding Corp. incurred convertible notes of original principal amount of $3,545,712.42 with an institutional investor at 7.0% per annum.
- Instrument
- convertible notes
- Principal
- original principal amount of $3,545,712.42
- Counterparty
- an institutional investor
- Rate
- 7.0% per annum
- Event
- incurrence
Exact text from the filing
On October 22, 2025 (the “ Issuance Date ”), the Company issued to the Buyer a second Convertible Note in the original principal amount of $3,545,712.42 (the “ Second Note ”).
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Equity Issuances
SEC 8-K Item 3.02/3.03
confidence 0.9
Capstone Holding Corp. issued convertible note to institutional investor for original principal amount of up to $10,909,885.
- Security
- convertible note
- Purchaser
- institutional investor
- Consideration
- original principal amount of up to $10,909,885
Exact text from the filing
(the “ Buyer ”), pursuant to which the Company authorized the issuance of senior secured convertible notes to the Buyer, in the aggregate original principal amount of up to $10,909,885, which are being issued with a 8.34% original issue discount (each, a “ Convertible Note ”) (the “ Convertible Note Financing ”). The first Convertible Note was issued in the
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