Aeluma enters $50M at-the-market equity offering agreement with Roth Capital

Aeluma, Inc.

Sales Agreement with Roth Capital, Craig-Hallum, Northland Securities, and Benchmark Company for up to $50M in common stock.
Shares sold through ordinary brokers' transactions on Nasdaq at market prices; no obligation to sell any shares.
Offering made under existing effective shelf registration statement (Form S-3, filed Aug 2025).
Either party may terminate the agreement on 5 business days' notice; Company indemnifies Agents against certain liabilities.

Key facts

Extracted from this filing and checked against the source text.

Material Agreements SEC 8-K Item 1.01/1.02 confidence 0.9

Aeluma, Inc. entered into Sales Agreement with Roth Capital Partners, LLC, as representative of the agents, Craig-Hallum Capital Group LLC, Northland Securities, Inc. and The Benchmark Company, LLC valued at up to $50.0 million (effective 2026-03-20).

Action: entry
Agreement: atm program
Counterparty: Roth Capital Partners, LLC, as representative of the agents, Craig-Hallum Capital Group LLC, Northland Securities, Inc. and The Benchmark Company, LLC
Value: up to $50.0 million
Effective: 2026-03-20

Exact text from the filing

On March 20, 2026, Aeluma, Inc. (the “Company”), entered into a Sales Agreement (the “Agreement”) with Roth Capital Partners, LLC, as representative of the agents (the “Representative”), Craig-Hallum Capital Group LLC, Northland Securities, Inc. and The Benchmark Company, LLC (collectively, the “Agents”).

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Aeluma, Inc. filing history →

Source: SEC EDGAR

accession 0001213900-26-032426

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